Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

$93.2 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Blue Hills Bancorp Inc	Q2 2019 Filed on Aug 14, 2019	20,181	N/A
Obalon Therapeutics Inc	Q2 2019 Filed on Aug 14, 2019	10,573	N/A
CBAY Cyma Bay Therapeutics, Inc. Healthcare	Q2 2019 Filed on Aug 14, 2019	13,500	$6.05 - $13.66 $81.7K - $184K
Dsw Inc	Q2 2019 Filed on Aug 14, 2019	29,289	N/A
Dreyfus Alcentra Gbl Cr Inco	Q2 2019 Filed on Aug 14, 2019	48,225	N/A
GME Game Stop Corp. Consumer Cyclical	Q2 2019 Filed on Aug 14, 2019	34,993	$1.25 - $2.59 $43.7K - $90.6K
Obsidian Energy LTD	Q2 2019 Filed on Aug 14, 2019	79,300	N/A
Pennsylvania Rl Estate Invt	Q2 2019 Filed on Aug 14, 2019	10,423	N/A
Union Bankshares Corp New	Q2 2019 Filed on Aug 14, 2019	42,995	N/A
YTRA Yatra Online, Inc. Consumer Cyclical	Q2 2019 Filed on Aug 14, 2019	100,000	$3.74 - $5.0 $374K - $500K
Bg Staffing Inc	Q2 2019 Filed on Aug 14, 2019	15,812	N/A
RZG Invesco Fd Tr S&P Smallcap 600	Q2 2019 Filed on Aug 14, 2019	1,912	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Aug 14, 2019	11,620	N/A
Quantenna Communications Inc	Q2 2019 Filed on Aug 14, 2019	18,314	N/A
Spark Therapeutics Inc	Q2 2019 Filed on Aug 14, 2019	5,654	N/A
Intelsat S A	Q2 2019 Filed on Aug 14, 2019	99,110	N/A
Cousins Pptys Inc	Q2 2019 Filed on Aug 14, 2019	14,055	N/A
HEEM Ishares Currency Hedged Msci E ETFs	Q2 2019 Filed on Aug 14, 2019	38,945	$23.94 - $26.35 $932K - $1.03M
Ishares Tr	Q2 2019 Filed on Aug 14, 2019	44,393	N/A
Legacy Resvs Inc	Q2 2019 Filed on Aug 14, 2019	20,045	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Aug 14, 2019	14,612	N/A
UEIC Universal Electronics Inc Technology	Q2 2019 Filed on Aug 14, 2019	12,727	$36.31 - $45.33 $462K - $577K
Pacific City Financial Corp	Q2 2019 Filed on Aug 14, 2019	65,000	N/A
Hamilton Bancorp Inc Md	Q2 2019 Filed on Aug 14, 2019	18,665	N/A
Hometown Bankshares Corp	Q2 2019 Filed on Aug 14, 2019	20,891	N/A
Si Finl Group Inc Md	Q2 2019 Filed on Aug 14, 2019	28,571	N/A
OPTN Opti Nose, Inc. Healthcare	Q2 2019 Filed on Aug 14, 2019	10,055	$6.4 - $10.94 $64.4K - $110K
BILI Bilibili Inc. Communication Services	Q2 2019 Filed on Aug 14, 2019	12,704	$13.48 - $18.8 $171K - $239K
Dreyfus Mun Income Inc	Q2 2019 Filed on Aug 14, 2019	11,519	N/A
Dreyfus Strategic Mun Bd Fd	Q2 2019 Filed on Aug 14, 2019	11,612	N/A
Green Plains Inc	Q2 2019 Filed on Aug 14, 2019	47,844	N/A
Hercules Capital Inc	Q2 2019 Filed on Aug 14, 2019	57,623	N/A
QNST Quinstreet, Inc Communication Services	Q2 2019 Filed on Aug 14, 2019	12,246	$13.19 - $16.53 $162K - $202K
RPT Rpt Realty Real Estate	Q2 2019 Filed on Aug 14, 2019	15,750	$11.6 - $12.84 $183K - $202K
Telecom Italia S P A New	Q2 2019 Filed on Aug 14, 2019	85,811	N/A
TGTX Tg Therapeutics, Inc. Healthcare	Q2 2019 Filed on Aug 14, 2019	14,420	$6.27 - $8.65 $90.4K - $125K
Boxwood Merger Corp	Q2 2019 Filed on Aug 14, 2019	30,000	N/A
Old Point Finl Corp	Q2 2019 Filed on Aug 14, 2019	9,573	N/A
Pensare Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	18,505	N/A
Pivotal Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Rmg Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Saban Cap Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Luxoft Hldg Inc	Q2 2019 Filed on Aug 14, 2019	6,435	N/A
Roadrunner Transn Sys Inc	Q2 2019 Filed on Aug 14, 2019	10,000	N/A
Ampliphi Biosciences Corp	Q2 2019 Filed on Aug 14, 2019	106,400	N/A
ARTNA Artesian Resources Corp Utilities	Q2 2019 Filed on Aug 14, 2019	6,024	$34.5 - $38.25 $208K - $230K
Aurora Cannabis Inc	Q2 2019 Filed on Aug 14, 2019	16,187	N/A
BPT Bp Prudhoe Bay Royalty Trust Energy	Q2 2019 Filed on Aug 14, 2019	9,089	$14.86 - $27.59 $135K - $251K
Edison Nation Inc	Q2 2019 Filed on Aug 14, 2019	10,000	N/A
RBLD First Tr Exchange Traded Fd Ii	Q2 2019 Filed on Aug 14, 2019	4,259	N/A

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