Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

$99.8 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
CASA Casa Systems Inc Technology	Q1 2019 Filed on May 14, 2019	10,285	$8.27 - $14.39 $85.1K - $148K
ETTX Entasis Therapeutics Holdings Inc. Healthcare	Q1 2019 Filed on May 14, 2019	21,250	$4.44 - $7.15 $94.4K - $152K
Invesco Exchng Traded Fd Tr	Q1 2019 Filed on May 14, 2019	27,975	N/A
Loxo Oncology Inc	Q1 2019 Filed on May 14, 2019	4,889	N/A
Amci Acquisition Corp	Q1 2019 Filed on May 14, 2019	45,000	N/A
Bsb Bancorp Inc Md	Q1 2019 Filed on May 14, 2019	40,664	N/A
Boxwood Merger Corp	Q1 2019 Filed on May 14, 2019	30,000	N/A
Dun & Bradstreet Corp Del Ne	Q1 2019 Filed on May 14, 2019	3,815	N/A
Federal Str Acquisition Corp	Q1 2019 Filed on May 14, 2019	25,000	N/A
Haymaker Acquisition Corp	Q1 2019 Filed on May 14, 2019	50,346	N/A
Mbt Finl Corp	Q1 2019 Filed on May 14, 2019	32,457	N/A
Gty Technology Holdings Inc	Q1 2019 Filed on May 14, 2019	77,500	N/A
California Res Corp	Q1 2019 Filed on May 14, 2019	52,967	N/A
Carbonite Inc	Q1 2019 Filed on May 14, 2019	30,524	N/A
MCI Barings Corporate Investors Financial Services	Q1 2019 Filed on May 14, 2019	11,889	$14.84 - $16.63 $176K - $198K
GNW Genworth Financial Inc Financial Services	Q1 2019 Filed on May 14, 2019	19,988	$3.6 - $5.01 $72K - $100K
Invesco Bldrs Index Fds Tr	Q1 2019 Filed on May 14, 2019	35,368	N/A
TRQ.TO Turquoise Hill Resources Ltd. Basic Materials	Q1 2019 Filed on May 14, 2019	21,395	N/A
Wildhorse Resource Dev Corp	Q1 2019 Filed on May 14, 2019	22,190	N/A
Navios Maritime Acquis Corp	Q1 2019 Filed on May 14, 2019	53,361	N/A
Aetna Inc New	Q4 2018 Filed on Feb 13, 2019	166,509	N/A
Enbridge Energy Management L	Q4 2018 Filed on Feb 13, 2019	23,885	N/A
Express Scripts Hldg CO	Q4 2018 Filed on Feb 13, 2019	210,844	N/A
Acxiom Holdings Inc	Q4 2018 Filed on Feb 13, 2019	61,084	N/A
Ca Inc	Q4 2018 Filed on Feb 13, 2019	84,824	N/A
Praxair Inc	Q4 2018 Filed on Feb 13, 2019	505,362	N/A
First Conn Bancorp Inc Md	Q4 2018 Filed on Feb 13, 2019	61,277	N/A
Wmih Corp	Q4 2018 Filed on Feb 13, 2019	1,926,774	N/A
Andeavor	Q4 2018 Filed on Feb 13, 2019	6,817	N/A
Cigna Corporation	Q4 2018 Filed on Feb 13, 2019	40,789	N/A
Dell Technologies Inc	Q4 2018 Filed on Feb 13, 2019	59,625	N/A
Energy Transfer Partners LP	Q4 2018 Filed on Feb 13, 2019	1,695,376	N/A
PRAA Pra Group Inc Financial Services	Q4 2018 Filed on Feb 13, 2019	27,078	$22.82 - $36.15 $618K - $979K
Ramco Gershenson Pptys Tr	Q4 2018 Filed on Feb 13, 2019	21,950	N/A
Spirit Rlty Cap Inc New	Q4 2018 Filed on Feb 13, 2019	33,961	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 13, 2019	15,560	N/A
Apollo Invt Corp	Q4 2018 Filed on Feb 13, 2019	102,093	N/A
Ares Mgmt LP	Q4 2018 Filed on Feb 13, 2019	17,419	N/A
Barclays Bank PLC	Q4 2018 Filed on Feb 13, 2019	19,253	N/A
Blackrock Muni 2018 Term Tr	Q4 2018 Filed on Feb 13, 2019	11,237	N/A
CLW Clearwater Paper Corp Basic Materials	Q4 2018 Filed on Feb 13, 2019	8,965	$22.97 - $30.81 $206K - $276K
Cobiz Financial Inc	Q4 2018 Filed on Feb 13, 2019	272,433	N/A
CORR Cor Energy Infrastructure Trust, Inc. Real Estate	Q4 2018 Filed on Feb 13, 2019	5,851	$32.68 - $37.39 $191K - $219K
Dreyfus Mun Bd Infrstrctr Fd	Q4 2018 Filed on Feb 13, 2019	12,250	N/A
EOT Eaton Vance National Municipal Opportunities Trust Financial Services	Q4 2018 Filed on Feb 13, 2019	14,863	$18.43 - $21.65 $274K - $322K
El Paso Elec CO	Q4 2018 Filed on Feb 13, 2019	3,536	N/A
Emerald Expositions Events I	Q4 2018 Filed on Feb 13, 2019	31,858	N/A
Enbridge Energy Partners L P	Q4 2018 Filed on Feb 13, 2019	323,598	N/A
Energen Corp	Q4 2018 Filed on Feb 13, 2019	44,808	N/A
Endologix Inc	Q4 2018 Filed on Feb 13, 2019	58,237	N/A

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