Stifel Financial Corp Closed Holding Positions

Stifel Financial Corp

$99.8 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Spark Therapeutics Inc	Q2 2019 Filed on Aug 14, 2019	5,654	N/A
Intelsat S A	Q2 2019 Filed on Aug 14, 2019	99,110	N/A
Cousins Pptys Inc	Q2 2019 Filed on Aug 14, 2019	14,055	N/A
HEEM Ishares Currency Hedged Msci E ETFs	Q2 2019 Filed on Aug 14, 2019	38,945	$23.94 - $26.35 $932K - $1.03M
Ishares Tr	Q2 2019 Filed on Aug 14, 2019	44,393	N/A
Legacy Resvs Inc	Q2 2019 Filed on Aug 14, 2019	20,045	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Aug 14, 2019	14,612	N/A
UEIC Universal Electronics Inc Technology	Q2 2019 Filed on Aug 14, 2019	12,727	$36.31 - $45.33 $462K - $577K
Pacific City Financial Corp	Q2 2019 Filed on Aug 14, 2019	65,000	N/A
Hamilton Bancorp Inc Md	Q2 2019 Filed on Aug 14, 2019	18,665	N/A
Hometown Bankshares Corp	Q2 2019 Filed on Aug 14, 2019	20,891	N/A
Si Finl Group Inc Md	Q2 2019 Filed on Aug 14, 2019	28,571	N/A
OPTN Opti Nose, Inc. Healthcare	Q2 2019 Filed on Aug 14, 2019	10,055	$6.4 - $10.94 $64.4K - $110K
BILI Bilibili Inc. Communication Services	Q2 2019 Filed on Aug 14, 2019	12,704	$13.48 - $18.8 $171K - $239K
Dreyfus Mun Income Inc	Q2 2019 Filed on Aug 14, 2019	11,519	N/A
Dreyfus Strategic Mun Bd Fd	Q2 2019 Filed on Aug 14, 2019	11,612	N/A
Green Plains Inc	Q2 2019 Filed on Aug 14, 2019	47,844	N/A
Hercules Capital Inc	Q2 2019 Filed on Aug 14, 2019	57,623	N/A
QNST Quinstreet, Inc Communication Services	Q2 2019 Filed on Aug 14, 2019	12,246	$13.19 - $16.53 $162K - $202K
RPT Rpt Realty Real Estate	Q2 2019 Filed on Aug 14, 2019	15,750	$11.6 - $12.84 $183K - $202K
Telecom Italia S P A New	Q2 2019 Filed on Aug 14, 2019	85,811	N/A
Boxwood Merger Corp	Q2 2019 Filed on Aug 14, 2019	30,000	N/A
Pensare Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	18,505	N/A
Pivotal Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Rmg Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Saban Cap Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Luxoft Hldg Inc	Q2 2019 Filed on Aug 14, 2019	6,435	N/A
Roadrunner Transn Sys Inc	Q2 2019 Filed on Aug 14, 2019	10,000	N/A
Ampliphi Biosciences Corp	Q2 2019 Filed on Aug 14, 2019	106,400	N/A
ARTNA Artesian Resources Corp Utilities	Q2 2019 Filed on Aug 14, 2019	6,024	$34.5 - $38.25 $208K - $230K
Aurora Cannabis Inc	Q2 2019 Filed on Aug 14, 2019	16,187	N/A
BPT Bp Prudhoe Bay Royalty Trust Energy	Q2 2019 Filed on Aug 14, 2019	9,089	$14.86 - $27.59 $135K - $251K
Edison Nation Inc	Q2 2019 Filed on Aug 14, 2019	10,000	N/A
RBLD First Tr Exchange Traded Fd Ii	Q2 2019 Filed on Aug 14, 2019	4,259	N/A
PFI Invesco Exchange Traded Fd Tr ETFs	Q2 2019 Filed on Aug 14, 2019	9,783	N/A
PSCF Invesco S&P Smallcap Financial ETFs	Q2 2019 Filed on Aug 14, 2019	3,996	$52.09 - $55.84 $208K - $223K
Invesco Exchng Traded Fd Tr	Q2 2019 Filed on Aug 14, 2019	72,441	N/A
Lee Enterprises Inc	Q2 2019 Filed on Aug 14, 2019	16,323	N/A
NYMT New York Mortgage Trust Inc Real Estate	Q2 2019 Filed on Aug 14, 2019	11,100	$6.03 - $6.43 $66.9K - $71.4K
Oasis Pete Inc New	Q2 2019 Filed on Aug 14, 2019	46,682	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Aug 14, 2019	23,034	N/A
EFAD Proshares Tr Proshares Msci Ea ETFs	Q2 2019 Filed on Aug 14, 2019	10,020	N/A
Qts Rlty Tr Inc	Q2 2019 Filed on Aug 14, 2019	1,900	N/A
Timkensteel Corp	Q2 2019 Filed on Aug 14, 2019	29,159	N/A
Control4 Corp	Q1 2019 Filed on May 14, 2019	417,888	N/A
Esterline Technologies Corp	Q1 2019 Filed on May 14, 2019	8,688	N/A
Fcb Finl Hldgs Inc	Q1 2019 Filed on May 14, 2019	11,868	N/A
Newfield Expl CO	Q1 2019 Filed on May 14, 2019	30,470	N/A
Western Gas Partners LP	Q1 2019 Filed on May 14, 2019	36,222	N/A
Arvinmeritor Inc	Q1 2019 Filed on May 14, 2019	10,000	N/A

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