Ubs Asset Management Americas Inc Pennant Park Floating Rate Capital Ltd. Transaction History

Ubs Asset Management Americas Inc

$381 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Feb 14, 2020	SELL	$11.33 - $12.56 $8,395 - $9,306	-741 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$11.22 - $11.79 $2,805 - $2,947	-250 Reduced 25.23%	741 $8,000
Q2 2019 Aug 15, 2019	SELL	$11.44 - $13.35 $709 - $827	-62 Reduced 5.89%	991 $0
Q1 2019 May 14, 2019	SELL	$11.8 - $13.38 $141 - $160	-12 Reduced 1.13%	1,053 $0
Q4 2018 Feb 13, 2019	SELL	$11.2 - $13.34 $526 - $626	-47 Reduced 4.23%	1,065 $12,000
Q3 2018 Nov 14, 2018	BUY	$13.15 - $13.83 $65 - $69	5 Added 0.45%	1,112 $0
Q1 2018 May 14, 2018	SELL	$12.19 - $13.85 $30,279 - $34,403	-2,484 Reduced 69.17%	1,107 $0
Q4 2017 Feb 09, 2018	SELL	$13.72 - $14.61 $3,457 - $3,681	-252 Reduced 6.56%	3,591 $0
Q3 2017 Nov 13, 2017	BUY	$13.96 - $14.48 $53,648 - $55,646	3,843	3,843 $0

Others Institutions Holding PFLT

# of Institutions

117

Shares Held

16.6M

Call Options Held

88.5K

Put Options Held

2K

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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