Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-61- 1.3% |
$17K - $22.4K
|
4.64K
$1.68M
|
|
|
Apr 29, 2024
Q1 2024
|
Klingenstein Fields & CO LP
|
SELL
|
- |
-60- 2.22% |
$16.7K - $22K
|
2.64K
$956K
|
|
|
Apr 17, 2024
Q1 2024
|
Northstar Group, Inc.
|
SELL
|
- |
-60- 2.27% |
$16.7K - $22K
|
2.59K
$935K
|
|
|
May 15, 2024
Q1 2024
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-59- 2.31% |
$16.4K - $21.6K
|
2.49K
$900K
|
|
|
Apr 15, 2024
Q1 2024
|
Sunburst Financial Group, LLC
|
SELL
|
- |
-54- 3.37% |
$15K - $19.8K
|
1.55K
$560K
|
|
|
May 09, 2024
Q1 2024
|
Knuff & CO LLC
Foster City, CA |
SELL
|
- |
-50- 0.24% |
$13.9K - $18.3K
|
21.1K
$7.63M
|
|
|
Apr 26, 2024
Q1 2024
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-50- 66.67% |
$13.9K - $18.3K
|
25
$9.04K
|
|
|
Apr 10, 2024
Q1 2024
|
First Community Trust Na
|
SELL
|
- |
-50- 3.57% |
$13.9K - $18.3K
|
1.35K
$488K
|
|
|
Aug 14, 2024
Q1 2024
|
Headinvest, LLC
Portland, ME |
SELL
|
- |
-43- 4.58% |
$12K - $15.8K
|
896
$324K
|
|
|
Apr 29, 2024
Q1 2024
|
Madison Wealth Partners, Inc
|
SELL
|
- |
-40- 4.31% |
$11.1K - $14.7K
|
888
$321K
|
|
|
Apr 19, 2024
Q1 2024
|
Westside Investment Management, Inc.
|
SELL
|
- |
-40- 5.07% |
$11.1K - $14.7K
|
749
$271K
|
|
|
Apr 30, 2024
Q1 2024
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-37- 50.0% |
$10.3K - $13.6K
|
37
$13.4K
|
|
|
May 01, 2024
Q1 2024
|
Cws Financial Advisors, LLC
Kalamazoo, MI |
SELL
|
- |
-36- 3.46% |
$10K - $13.2K
|
1K
$363K
|
|
|
Apr 23, 2024
Q1 2024
|
Klr Investment Advisors, LLC
Providence, RI |
SELL
|
- |
-34- 3.45% |
$9.47K - $12.5K
|
951
$344K
|
|
|
Apr 24, 2024
Q1 2024
|
West Hill Financial Advisors, Inc.
|
SELL
|
- |
-33- 2.33% |
$9.19K - $12.1K
|
1.39K
$501K
|
|
|
Apr 17, 2024
Q1 2024
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-31- 1.61% |
$8.64K - $11.4K
|
1.9K
$686K
|
|
|
May 01, 2024
Q1 2024
|
Schulhoff & CO Inc
|
SELL
|
- |
-30- 2.1% |
$8.36K - $11K
|
1.4K
$506K
|
|
|
Apr 30, 2024
Q1 2024
|
Consilium Wealth Advisory, LLC
|
SELL
|
- |
-30- 2.71% |
$8.36K - $11K
|
1.08K
$390K
|
|
|
Apr 16, 2024
Q1 2024
|
Nova Point Capital, LLC
|
SELL
|
- |
-29- 1.55% |
$8.08K - $10.6K
|
1.84K
$665K
|
|
|
Apr 29, 2024
Q1 2024
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-27- 2.25% |
$7.52K - $9.89K
|
1.18K
$425K
|
|
|
Sep 30, 2024
Q1 2024
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-25- 2.28% |
$6.97K - $9.16K
|
1.07K
$388K
|
|
|
Apr 26, 2024
Q1 2024
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-19- 15.2% |
$5.29K - $6.96K
|
106
$38.3K
|
|
|
May 02, 2024
Q1 2024
|
Winslow Asset Management Inc
|
SELL
|
- |
-15- 1.3% |
$4.18K - $5.5K
|
1.14K
$412K
|
|
|
Apr 25, 2024
Q1 2024
|
Bear Mountain Capital, Inc.
Seattle, WA |
SELL
|
- |
-15- 4.17% |
$4.18K - $5.5K
|
345
$125K
|
|
|
May 14, 2024
Q1 2024
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-14- 1.39% |
$3.9K - $5.13K
|
992
$359K
|
|
|
May 09, 2024
Q1 2024
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-7- 0.21% |
$1.95K - $2.57K
|
3.28K
$1.19M
|
|
|
May 16, 2024
Q1 2024
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-5- 41.67% |
$1.39K - $1.83K
|
7
$2.53K
|
|
|
May 17, 2024
Q1 2024
|
Vima LLC
Troy, MI |
SELL
|
- |
-1- 0.98% |
$279 - $366
|
101
$36.5K
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
SELL
|
PUT |
-100K- 25.0% |
$22.6M - $29.8M
|
300K
$108M
|
|
|
Feb 08, 2024
Q4 2023
|
Wafra Inc.
New York, NY |
SELL
|
- |
-49.5K- 54.17% |
$11.2M - $14.8M
|
41.9K
$15.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Ws Management Lllp
Jacksonville, FL |
SELL
|
PUT |
-38.1K- 43.25% |
$8.61M - $11.4M
|
50K
$18.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-19.6K- 57.59% |
$4.43M - $5.84M
|
14.4K
$5.22M
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-14.2K- 84.54% |
$3.2M - $4.22M
|
2.59K
$936K
|
|
|
Feb 12, 2024
Q4 2023
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
SELL
|
- |
-11.8K- 89.25% |
$2.66M - $3.51M
|
1.42K
$513K
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-5.5K- 30.22% |
$1.24M - $1.64M
|
12.7K
$4.59M
|
|
|
Feb 05, 2024
Q4 2023
|
Cannell & Co.
New York, NY |
SELL
|
- |
-5.13K- 18.11% |
$1.16M - $1.53M
|
23.2K
$8.39M
|
|
|
May 08, 2024
Q4 2023
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-3.77K- 8.5% |
$853K - $1.12M
|
40.6K
$14.7M
|
|
|
Jan 31, 2024
Q4 2023
|
Shelter Mutual Insurance CO
|
SELL
|
- |
-3.42K- 10.0% |
$773K - $1.02M
|
30.8K
$11.1M
|
|
|
Jan 29, 2024
Q4 2023
|
Granite Bay Wealth Management, LLC
|
SELL
|
- |
-3.36K- 14.21% |
$760K - $1M
|
20.3K
$7.34M
|
|
|
Jan 29, 2024
Q4 2023
|
Westwood Management Corp
|
SELL
|
- |
-3K- 78.95% |
$678K - $894K
|
800
$289K
|
|
|
Feb 14, 2024
Q4 2023
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-1.28K- 34.95% |
$290K - $382K
|
2.39K
$863K
|
|
|
Feb 09, 2024
Q4 2023
|
One River Asset Management, LLC
Stamford, CT |
SELL
|
- |
-961- 51.25% |
$217K - $286K
|
914
$330K
|
|
|
Jan 31, 2024
Q4 2023
|
Tilt Investment Management Holdings, Pbc
New York, NY |
SELL
|
- |
-654- 24.18% |
$148K - $195K
|
2.05K
$742K
|
|
|
Feb 12, 2024
Q4 2023
|
Truepoint, Inc.
|
SELL
|
- |
-632- 7.85% |
$143K - $188K
|
7.42K
$2.68M
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-504- 50.2% |
$114K - $150K
|
500
$181K
|
|
|
Feb 13, 2024
Q4 2023
|
Clear Street Markets LLC
|
SELL
|
- |
-500- 62.5% |
$113K - $149K
|
300
$108K
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-466- 8.47% |
$105K - $139K
|
5.04K
$1.82M
|
|
|
Jan 14, 2025
Q4 2023
|
Nabity Jensen Investment Management Inc
Omaha, NE |
SELL
|
- |
-354- 12.13% |
$80K - $106K
|
2.56K
$927K
|
|
|
Apr 09, 2024
Q4 2023
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
SELL
|
- |
-350- 58.24% |
$79.1K - $104K
|
251
$90.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-347- 32.49% |
$78.4K - $103K
|
721
$261K
|
|