Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-215- 1.03% |
$51.7K - $62.1K
|
20.8K
$7.51M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-206- 98.56% |
$49.6K - $59.5K
|
3
$1.09K
|
|
|
Nov 03, 2023
Q3 2023
|
Beaton Management Co. Inc.
Haverhill, MA |
SELL
|
- |
-170- 2.92% |
$40.9K - $49.1K
|
5.65K
$2.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Rock Creek Group, LP
|
SELL
|
- |
-138- 35.84% |
$33.2K - $39.8K
|
247
$89.4K
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-136- 72.73% |
$32.7K - $39.3K
|
51
$18.5K
|
|
|
Oct 24, 2023
Q3 2023
|
Windsor Group LTD
|
SELL
|
- |
-129- 3.06% |
$31K - $37.2K
|
4.09K
$1.48M
|
|
|
Oct 10, 2023
Q3 2023
|
Ims Capital Management
|
SELL
|
- |
-125- 7.81% |
$30.1K - $36.1K
|
1.48K
$534K
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-100- 7.14% |
$24.1K - $28.9K
|
1.3K
$471K
|
|
|
Nov 13, 2023
Q3 2023
|
Estabrook Capital Management
New York, NY |
SELL
|
- |
-100- 33.33% |
$24.1K - $28.9K
|
200
$72.4K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-100- 60.61% |
$24.1K - $28.9K
|
65
$23.5K
|
|
|
Oct 18, 2023
Q3 2023
|
Ss&H Financial Advisors, Inc.
|
SELL
|
- |
-100- 2.76% |
$24.1K - $28.9K
|
3.53K
$1.28M
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-99- 1.9% |
$23.8K - $28.6K
|
5.1K
$1.85M
|
|
|
Nov 14, 2023
Q3 2023
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-71- 52.59% |
$17.1K - $20.5K
|
64
$23.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-71- 14.03% |
$17.1K - $20.5K
|
435
$157K
|
|
|
Oct 25, 2023
Q3 2023
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-60- 0.13% |
$14.4K - $17.3K
|
45.8K
$16.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-55- 6.51% |
$13.2K - $15.9K
|
790
$286K
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-40- 43.01% |
$9.62K - $11.5K
|
53
$19.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Wimmer Associates 1, LLC
Pasadena, CA |
SELL
|
- |
-6- 0.25% |
$1.44K - $1.73K
|
2.39K
$863K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-6- 1.84% |
$1.44K - $1.73K
|
320
$116K
|
|
|
Oct 23, 2023
Q3 2023
|
Corundum Trust Company, Inc
Sioux Falls, SD |
SELL
|
- |
-5- 0.44% |
$1.2K - $1.44K
|
1.14K
$411K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-4- 0.5% |
$962 - $1.15K
|
791
$286K
|
|
| Q2 2023 | |||||||
|
Sep 25, 2023
Q2 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-30K- 95.39% |
$6.18M - $7.44M
|
1.45K
$525K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-26.3K- 57.95% |
$5.41M - $6.51M
|
19.1K
$6.91M
|
|
|
Nov 26, 2024
Q2 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-18.5K- 18.84% |
$3.81M - $4.59M
|
79.8K
$28.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
SELL
|
- |
-12.5K- 35.7% |
$2.56M - $3.09M
|
22.5K
$8.13M
|
|
|
Jul 31, 2023
Q2 2023
|
Neirg Wealth Management, LLC
|
SELL
|
- |
-6.58K- 88.77% |
$1.35M - $1.63M
|
833
$302K
|
|
|
Aug 14, 2023
Q2 2023
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-3.59K- 23.22% |
$739K - $889K
|
11.9K
$4.3M
|
|
|
Sep 26, 2023
Q2 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-3.15K- 71.09% |
$647K - $779K
|
1.28K
$463K
|
|
|
Aug 07, 2023
Q2 2023
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-2.4K- 60.0% |
$494K - $594K
|
1.6K
$579K
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-2.2K- 37.46% |
$453K - $546K
|
3.68K
$1.33M
|
|
|
Nov 13, 2023
Q2 2023
|
Easterly Investment Partners LLC
|
SELL
|
PUT |
-2.2KClosed |
$453K - $545K
|
0
$0
|
|
|
Aug 15, 2023
Q2 2023
|
Castleark Management LLC
Chicago, IL |
SELL
|
- |
-1.3K- 50.19% |
$267K - $322K
|
1.29K
$467K
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-1.03K- 0.41% |
$212K - $255K
|
251K
$90.9M
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-373- 1.45% |
$76.7K - $92.4K
|
25.4K
$9.18M
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-358- 1.72% |
$73.7K - $88.7K
|
20.5K
$7.41M
|
|
|
Jul 25, 2023
Q2 2023
|
Dupont Capital Management Corp
|
SELL
|
- |
-325- 20.38% |
$66.9K - $80.5K
|
1.27K
$460K
|
|
|
Aug 09, 2023
Q2 2023
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-319- 5.31% |
$65.6K - $79K
|
5.69K
$2.06M
|
|
|
Aug 08, 2023
Q2 2023
|
Gyroscope Capital Management Group, LLC
|
SELL
|
- |
-300- 23.08% |
$61.7K - $74.3K
|
1K
$362K
|
|
|
Jul 21, 2023
Q2 2023
|
First Command Financial Services, Inc.
|
SELL
|
- |
-300- 9.86% |
$61.7K - $74.3K
|
2.74K
$993K
|
|
|
Jul 21, 2023
Q2 2023
|
First Command Bank
|
SELL
|
- |
-300- 9.86% |
$61.7K - $74.3K
|
2.74K
$993K
|
|
|
Aug 08, 2023
Q2 2023
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-265- 2.72% |
$54.5K - $65.6K
|
9.48K
$3.43M
|
|
|
Jul 24, 2023
Q2 2023
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-168- 27.18% |
$34.6K - $41.6K
|
450
$163K
|
|
|
Aug 02, 2023
Q2 2023
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-150- 1.3% |
$30.9K - $37.2K
|
11.4K
$4.12M
|
|
|
Aug 10, 2023
Q2 2023
|
Granite Shares Advisors LLC
|
SELL
|
- |
-115- 7.48% |
$23.7K - $28.5K
|
1.42K
$515K
|
|
|
Jul 12, 2023
Q2 2023
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-100- 42.37% |
$20.6K - $24.8K
|
136
$49.2K
|
|
|
Aug 10, 2023
Q2 2023
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-99- 7.9% |
$20.4K - $24.5K
|
1.15K
$418K
|
|
|
Jul 31, 2023
Q2 2023
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-65- 22.11% |
$13.4K - $16.1K
|
229
$82.9K
|
|
|
Jul 28, 2023
Q2 2023
|
Keb Asset Management, LLC
Springfield, IL |
SELL
|
- |
-54- 4.38% |
$11.1K - $13.4K
|
1.18K
$427K
|
|
|
Aug 08, 2023
Q2 2023
|
Beddow Capital Management Inc
|
SELL
|
- |
-40- 3.67% |
$8.23K - $9.91K
|
1.05K
$380K
|
|
|
Aug 10, 2023
Q2 2023
|
Cornerstone Retirement Group, Inc.
|
SELL
|
- |
-30- 2.44% |
$6.17K - $7.43K
|
1.2K
$434K
|
|