Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-1.64KClosed |
$150K - $246K
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-1.51KClosed |
$139K - $227K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Voss Capital, LLC
Houston, TX |
SELL
|
PUT |
-1.5KClosed |
$138K - $226K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Hillman Capital Management, Inc.
Bethesda, MD |
SELL
|
- |
-1.44KClosed |
$132K - $216K
|
0
$0
|
|
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-1.4KClosed |
$129K - $211K
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-1.4KClosed |
$129K - $211K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Rice Partnership, LLC
|
SELL
|
- |
-1.31KClosed |
$120K - $197K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
PUT |
-1.04K- 73.51% |
$95.3K - $156K
|
374
$121K
|
|
May 12, 2020
Q1 2020
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
- |
-1KClosed |
$91.9K - $151K
|
0
$0
|
|
Apr 30, 2020
Q1 2020
|
Aft, Forsyth & Sober, LLC
|
SELL
|
- |
-480Closed |
$44.1K - $72.3K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
SELL
|
- |
-300Closed |
$27.6K - $45.2K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-255Closed |
$23.4K - $38.4K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-161Closed |
$14.8K - $24.2K
|
0
$0
|
|
Sep 21, 2023
Q1 2020
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-127Closed |
$11.7K - $19.1K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Voleon Capital Management LP
Berkeley, CA |
SELL
|
- |
-137KClosed |
$16.2M - $20.3M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-74.2KClosed |
$8.75M - $11M
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
American Trust Investment Advisors, LLC
|
SELL
|
- |
-18.8KClosed |
$2.22M - $2.79M
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Hms Capital Management, LLC
|
SELL
|
PUT |
-2.9KClosed |
$342K - $431K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-2.66KClosed |
$314K - $395K
|
0
$0
|
|
Jan 14, 2020
Q4 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-2.09KClosed |
$246K - $310K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Iq Eq Fund Management (Ireland) LTD
|
SELL
|
- |
-1.25KClosed |
$147K - $186K
|
0
$0
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-605Closed |
$71.4K - $89.8K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Nelson Capital Management, LLC
|
SELL
|
- |
-566Closed |
$66.8K - $84.1K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-407Closed |
$48K - $60.4K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Kovitz Investment Group Partners, LLC
|
SELL
|
CALL |
-316- 61.96% |
$37.3K - $46.9K
|
194
$62.7K
|
|
Jan 30, 2020
Q4 2019
|
St. Johns Investment Management Company, LLC
|
SELL
|
PUT |
-300Closed |
$35.4K - $44.6K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Clear Investment Research, LLC
|
SELL
|
- |
-4Closed |
$472 - $594
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Sandler Capital Management
New York, NY |
SELL
|
CALL |
-300KClosed |
$34M - $41.9M
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Lodge Hill Capital, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$13.7M - $16.9M
|
0
$0
|
|
Oct 30, 2019
Q3 2019
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-71KClosed |
$8.05M - $9.92M
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Abner Herrman & Brock LLC
|
SELL
|
- |
-37.6KClosed |
$4.26M - $5.24M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Point State Capital LP
New York, NY |
SELL
|
- |
-36.6KClosed |
$4.15M - $5.11M
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Cmh Wealth Management LLC
|
SELL
|
- |
-16.8KClosed |
$1.91M - $2.35M
|
0
$0
|
|
Oct 30, 2019
Q3 2019
|
Crossvault Capital Management LLC
|
SELL
|
- |
-16.6KClosed |
$1.88M - $2.32M
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
- |
-13.5KClosed |
$1.53M - $1.89M
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
Sicart Associates LLC
|
SELL
|
- |
-8.65KClosed |
$981K - $1.21M
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Amica Mutual Insurance CO
|
SELL
|
- |
-8.21KClosed |
$931K - $1.15M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Bain Capital Public Equity Management Ii, LLC
Boston, MA |
SELL
|
CALL |
-4.2KClosed |
$476K - $586K
|
0
$0
|
|
Nov 04, 2019
Q3 2019
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-3.66KClosed |
$414K - $510K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Covenant Partners, LLC
|
SELL
|
- |
-3.04KClosed |
$344K - $424K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-2.1KClosed |
$238K - $293K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-1.61KClosed |
$182K - $225K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Amica Retiree Medical Trust
|
SELL
|
- |
-1.19KClosed |
$135K - $166K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Silvant Capital Management LLC
|
SELL
|
- |
-237- 18.05% |
$26.9K - $33.1K
|
1.08K
$348K
|
|
Nov 01, 2019
Q3 2019
|
Sharkey, Howes & Javer
|
SELL
|
- |
-100Closed |
$11.3K - $14K
|
0
$0
|
|
Nov 07, 2019
Q3 2019
|
Blackhill Capital Inc
Morristown, NJ |
SELL
|
- |
-5- 0.01% |
$567 - $698
|
60K
$19.4M
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-423KClosed |
$50.7M - $60.6M
|
0
$0
|
|
Jul 05, 2019
Q2 2019
|
Verde Servicos Internacionais S.A.
Sao Paulo, D5 |
SELL
|
- |
-18KClosed |
$2.15M - $2.57M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Otter Creek Advisors, LLC
Palm Beach Gardens, FL |
SELL
|
PUT |
-15.9KClosed |
$1.9M - $2.28M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-7.36KClosed |
$882K - $1.06M
|
0
$0
|