Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 29, 2020
Q2 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-3.53KClosed |
$369K - $487K
|
0
$0
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-3.42KClosed |
$358K - $472K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-3.03KClosed |
$316K - $417K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Augustine Asset Management Inc
|
SELL
|
- |
-2.34KClosed |
$244K - $322K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Hgk Asset Management Inc
|
SELL
|
- |
-2.17KClosed |
$227K - $299K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Nat Simons
Meritage Group LP | San Francisco, Ca
|
SELL
|
- |
-2.16KClosed |
$225K - $297K
|
0
$0
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-794- 19.03% |
$83K - $109K
|
3.38K
$1.22M
|
|
May 10, 2021
Q2 2020
|
Vaughan & CO Securities, Inc.
|
SELL
|
- |
-150Closed |
$15.7K - $20.7K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-50Closed |
$5.22K - $6.89K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-30Closed |
$3.13K - $4.13K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Newfound Research LLC
|
SELL
|
- |
-1Closed |
$104 - $138
|
0
$0
|
|
Q1 2020 | |||||||
Apr 23, 2020
Q1 2020
|
Sadoff Investment Management LLC
|
SELL
|
- |
-303KClosed |
$27.8M - $45.6M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Corvex Management LP
New York, NY |
SELL
|
CALL |
-250KClosed |
$23M - $37.6M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
SELL
|
CALL |
-231KClosed |
$21.2M - $34.8M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-100KClosed |
$9.19M - $15.1M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Luminus Management LLC
Houston, TX |
SELL
|
- |
-61.5KClosed |
$5.64M - $9.25M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-49.2KClosed |
$4.52M - $7.41M
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Mandatum Life Insurance CO LTD
|
SELL
|
- |
-43.1KClosed |
$3.96M - $6.48M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Bronson Point Management LLC
Fairfield, CT |
SELL
|
- |
-28KClosed |
$2.57M - $4.21M
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
PUT |
-21.6KClosed |
$1.98M - $3.25M
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Harvey Capital Management Inc
|
SELL
|
- |
-21KClosed |
$1.92M - $3.15M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-14KClosed |
$1.29M - $2.11M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Cna Financial Corp
Chicago, IL |
SELL
|
- |
-9.21KClosed |
$845K - $1.39M
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-6.68KClosed |
$613K - $1.01M
|
0
$0
|
|
May 28, 2020
Q1 2020
|
Hellman Jordan Management CO Inc
Quincy, MA |
SELL
|
- |
-6.52KClosed |
$598K - $981K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-6.1KClosed |
$560K - $918K
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Beaumont Asset Management, L.L.C.
|
SELL
|
- |
-5.74KClosed |
$527K - $864K
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-4.53KClosed |
$416K - $682K
|
0
$0
|
|
Apr 10, 2020
Q1 2020
|
Freedom Day Solutions, LLC
|
SELL
|
- |
-4.44KClosed |
$407K - $668K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Crabel Capital Management, LLC
Milwaukee, WI |
SELL
|
- |
-2.58KClosed |
$237K - $388K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-2.18KClosed |
$200K - $327K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Zebra Capital Management LLC
Stamford, CT |
SELL
|
- |
-1.96KClosed |
$180K - $295K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Bt Wealth Management LLC
|
SELL
|
- |
-1.8KClosed |
$165K - $271K
|
0
$0
|
|
Apr 07, 2020
Q1 2020
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-1.75KClosed |
$161K - $263K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Van Leeuwen & Company, LLC
Princeton, NJ |
SELL
|
- |
-1.65KClosed |
$151K - $248K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-1.64KClosed |
$150K - $246K
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-1.51KClosed |
$139K - $227K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Voss Capital, LLC
Houston, TX |
SELL
|
PUT |
-1.5KClosed |
$138K - $226K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Hillman Capital Management, Inc.
Bethesda, MD |
SELL
|
- |
-1.44KClosed |
$132K - $216K
|
0
$0
|
|
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-1.4KClosed |
$129K - $211K
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-1.4KClosed |
$129K - $211K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Rice Partnership, LLC
|
SELL
|
- |
-1.31KClosed |
$120K - $197K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
PUT |
-1.04K- 73.51% |
$95.3K - $156K
|
374
$135K
|
|
May 12, 2020
Q1 2020
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
- |
-1KClosed |
$91.9K - $151K
|
0
$0
|
|
Apr 30, 2020
Q1 2020
|
Aft, Forsyth & Sober, LLC
|
SELL
|
- |
-480Closed |
$44.1K - $72.3K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
SELL
|
- |
-300Closed |
$27.6K - $45.2K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-255Closed |
$23.4K - $38.4K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-161Closed |
$14.8K - $24.2K
|
0
$0
|
|
Sep 21, 2023
Q1 2020
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-127Closed |
$11.7K - $19.1K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Voleon Capital Management LP
Berkeley, CA |
SELL
|
- |
-137KClosed |
$16.2M - $20.3M
|
0
$0
|