Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Telemark Asset Management, LLC
Boston, MA |
SELL
|
- |
-150KClosed |
$28.5M - $33.2M
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Adams Asset Advisors, LLC
|
SELL
|
- |
-44.4KClosed |
$8.43M - $9.85M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Westfield Capital Management CO LP
Boston, MA |
SELL
|
- |
-39.2KClosed |
$7.45M - $8.7M
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Schwab Charitable Fund
|
SELL
|
- |
-27.3KClosed |
$5.18M - $6.04M
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Sitrin Capital Management LLC
|
SELL
|
- |
-25.7KClosed |
$4.87M - $5.69M
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Bp PLC
|
SELL
|
- |
-12.2KClosed |
$2.32M - $2.71M
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Adams Diversified Equity Fund, Inc.
|
SELL
|
- |
-11.7K- 9.23% |
$2.22M - $2.59M
|
115K
$41.9M
|
|
Nov 01, 2021
Q3 2021
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-11KClosed |
$2.09M - $2.44M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Advent Capital Management
New York, NY |
SELL
|
- |
-10.5KClosed |
$1.99M - $2.33M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-10KClosed |
$1.9M - $2.22M
|
0
$0
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-6.53KClosed |
$1.24M - $1.45M
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
New World Advisors LLC
Hingham, MA |
SELL
|
- |
-5.96KClosed |
$1.13M - $1.32M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
SELL
|
- |
-5.28KClosed |
$1M - $1.17M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Glaxis Capital Management, LLC
Sarasota, FL |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Campbell Capital Management Inc
|
SELL
|
- |
-4.08KClosed |
$775K - $904K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-3.02K- 97.86% |
$574K - $670K
|
66
$24K
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-2.8KClosed |
$531K - $620K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
SELL
|
- |
-2.35KClosed |
$446K - $520K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
SELL
|
CALL |
-2KClosed |
$380K - $443K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Waddell & Associates, LLC
|
SELL
|
- |
-1.71KClosed |
$324K - $378K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Corbett Road Capital Management, LLC
Mclean, VA |
SELL
|
- |
-1.66KClosed |
$316K - $369K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
SELL
|
PUT |
-1.5K- 68.18% |
$285K - $332K
|
700
$255K
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-1.46KClosed |
$276K - $323K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-1.35KClosed |
$255K - $298K
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Arden Trust CO
|
SELL
|
- |
-1.29KClosed |
$245K - $287K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
SELL
|
- |
-1.28KClosed |
$244K - $285K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.23KClosed |
$233K - $272K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-1.22KClosed |
$232K - $271K
|
0
$0
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
PUT |
-1.1K- 91.67% |
$209K - $244K
|
100
$36.4K
|
|
Nov 15, 2021
Q3 2021
|
Standard Family Office LLC
Sioux Falls, SD |
SELL
|
- |
-1.03KClosed |
$196K - $229K
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-974Closed |
$185K - $216K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Aristotle Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-932Closed |
$177K - $207K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Hilton Capital Management, LLC
|
SELL
|
- |
-931- 12.07% |
$177K - $206K
|
6.78K
$2.47M
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
SELL
|
- |
-785Closed |
$149K - $174K
|
0
$0
|
|
Jul 20, 2022
Q3 2021
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-575Closed |
$109K - $127K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-389Closed |
$73.8K - $86.2K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-375Closed |
$71.2K - $83.1K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-303Closed |
$57.5K - $67.2K
|
0
$0
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-237Closed |
$45K - $52.5K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-130Closed |
$24.7K - $28.8K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Perennial Advisors, LLC
New York, NY |
SELL
|
- |
-62Closed |
$11.8K - $13.7K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Corbenic Partners LLC
|
SELL
|
- |
-55- 96.49% |
$10.4K - $12.2K
|
2
$728
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-46- 1.06% |
$8.73K - $10.2K
|
4.3K
$1.56M
|
|
Oct 22, 2021
Q3 2021
|
Baldrige Asset Management LLC
|
SELL
|
- |
-12- 4.58% |
$2.28K - $2.66K
|
250
$91K
|
|
Dec 19, 2024
Q3 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
SELL
|
- |
-5Closed |
$949 - $1.11K
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Freedman Financial Associates, Inc.
Peabody, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Alpha Wave Global, LP
New York, NY |
SELL
|
- |
-114KClosed |
$23.8M - $27.9M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Thames Capital Management LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$9.69M - $11.4M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
North Fourth Asset Management, LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$7.89M - $9.25M
|
0
$0
|