Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 02, 2024
Q1 2022
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-1.88KClosed |
$344K - $432K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-1.83KClosed |
$335K - $421K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Northstar Asset Management LLC
|
SELL
|
- |
-1.3KClosed |
$238K - $299K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
SELL
|
- |
-1.28KClosed |
$233K - $293K
|
0
$0
|
|
Apr 12, 2022
Q1 2022
|
Capstone Wealth Management Group, LLC
Clarks Green, PA |
SELL
|
- |
-1.12KClosed |
$205K - $257K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Vista Finance, LLC
|
SELL
|
- |
-1.09KClosed |
$199K - $250K
|
0
$0
|
|
Apr 01, 2024
Q1 2022
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-1KClosed |
$183K - $230K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Krs Capital Management, LLC
|
SELL
|
- |
-575Closed |
$105K - $132K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-500Closed |
$91.4K - $115K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Minot Wealth Management LLC
|
SELL
|
- |
-500- 30.69% |
$91.4K - $115K
|
1.13K
$409K
|
|
Apr 26, 2022
Q1 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-453Closed |
$82.8K - $104K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-350Closed |
$64K - $80.5K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Ahl Investment Management, Inc.
|
SELL
|
- |
-350Closed |
$64K - $80.5K
|
0
$0
|
|
Apr 22, 2022
Q1 2022
|
Equitec Proprietary Markets, LLC
|
SELL
|
- |
-347Closed |
$63.4K - $79.8K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-236Closed |
$43.1K - $54.2K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Ckw Financial Group
|
SELL
|
- |
-147Closed |
$26.9K - $33.8K
|
0
$0
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-117Closed |
$21.4K - $26.9K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
West End Advisors, LLC
|
SELL
|
- |
-116Closed |
$21.2K - $26.7K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-110Closed |
$20.1K - $25.3K
|
0
$0
|
|
May 06, 2022
Q1 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-108- 45.96% |
$19.7K - $24.8K
|
127
$46K
|
|
Apr 26, 2022
Q1 2022
|
James Reed Financial Services, Inc.
Cleveland, OH |
SELL
|
- |
-75Closed |
$13.7K - $17.2K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Rinkey Investments
San Diego, CA |
SELL
|
- |
-54Closed |
$9.87K - $12.4K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Compton Capital Management Inc
|
SELL
|
- |
-50- 2.22% |
$9.14K - $11.5K
|
2.2K
$796K
|
|
May 16, 2022
Q1 2022
|
Veritas Investment Partners (Uk) Ltd.
London, X0 |
SELL
|
- |
-40Closed |
$7.31K - $9.19K
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Rather & Kittrell, Inc.
Knoxville, TN |
SELL
|
- |
-40Closed |
$7.31K - $9.19K
|
0
$0
|
|
Apr 20, 2022
Q1 2022
|
Leverty Financial Group, LLC
|
SELL
|
- |
-32Closed |
$5.85K - $7.36K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-20Closed |
$3.66K - $4.6K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Aquire Wealth Advisors, LLC
|
SELL
|
- |
-18Closed |
$3.29K - $4.14K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Proffitt & Goodson Inc
|
SELL
|
- |
-1- 14.29% |
$183 - $230
|
6
$2.17K
|
|
Q4 2021 | |||||||
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
PUT |
-325KClosed |
$61.3M - $69.5M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
PUT |
-255K- 64.04% |
$48.1M - $54.5M
|
143K
$51.7M
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-155KClosed |
$29.2M - $33.1M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Payden & Rygel
Los Angeles, CA |
SELL
|
- |
-103K- 99.04% |
$19.5M - $22.1M
|
1K
$362K
|
|
Jan 27, 2022
Q4 2021
|
Sea Town Holdings Pte. Ltd.
|
SELL
|
- |
-50KClosed |
$9.45M - $10.7M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Socorro Asset Management LP
Dallas, TX |
SELL
|
- |
-38.9KClosed |
$7.34M - $8.33M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Plaisance Capital LLC
Denver, CO |
SELL
|
CALL |
-17.5KClosed |
$3.31M - $3.75M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Samlyn Capital, LLC
New York, NY |
SELL
|
- |
-12.2KClosed |
$2.3M - $2.61M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
- |
-11.6K- 46.98% |
$2.2M - $2.5M
|
13.1K
$4.76M
|
|
Feb 01, 2022
Q4 2021
|
Eidelman Virant Capital
|
SELL
|
- |
-7.01KClosed |
$1.32M - $1.5M
|
0
$0
|
|
Jan 25, 2022
Q4 2021
|
Deltec Asset Management LLC
|
SELL
|
- |
-6.3KClosed |
$1.19M - $1.35M
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-6.02KClosed |
$1.14M - $1.29M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-2.1KClosed |
$397K - $450K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-2.01KClosed |
$380K - $431K
|
0
$0
|
|
Feb 18, 2022
Q4 2021
|
Castle Ark Alternatives, LLC
Chicago, IL |
SELL
|
- |
-1.94KClosed |
$367K - $416K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Mirova
Paris, I0 |
SELL
|
- |
-1.58KClosed |
$298K - $338K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.45KClosed |
$275K - $311K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-1.26KClosed |
$238K - $270K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Essex Private Wealth Management, LLC
Topsfield, MA |
SELL
|
- |
-1.16KClosed |
$218K - $248K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ade, LLC
|
SELL
|
- |
-606Closed |
$114K - $130K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Phoenix Wealth Advisors
|
SELL
|
- |
-364Closed |
$68.8K - $78K
|
0
$0
|