Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 04, 2022
Q1 2022
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-91- 1.04% |
$16.6K - $20.9K
|
8.65K
$3.25M
|
|
|
May 09, 2022
Q1 2022
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-92- 2.48% |
$16.8K - $21.1K
|
3.62K
$1.36M
|
|
|
May 13, 2022
Q1 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-92- 9.18% |
$16.8K - $21.1K
|
910
$342K
|
|
|
May 13, 2022
Q1 2022
|
Waters Parkerson & Co., LLC
|
SELL
|
- |
-93- 6.7% |
$17K - $21.4K
|
1.3K
$487K
|
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-95- 6.14% |
$17.4K - $21.8K
|
1.45K
$546K
|
|
|
Apr 19, 2022
Q1 2022
|
Affinity Capital Advisors, LLC
|
SELL
|
- |
-98- 5.83% |
$17.9K - $22.5K
|
1.58K
$595K
|
|
|
Apr 29, 2022
Q1 2022
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-99- 8.25% |
$18.1K - $22.8K
|
1.1K
$414K
|
|
|
May 10, 2022
Q1 2022
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-99- 3.31% |
$18.1K - $22.8K
|
2.89K
$1.09M
|
|
|
Apr 04, 2022
Q1 2022
|
Indiana Trust & Investment Management CO
|
SELL
|
- |
-100- 2.94% |
$18.3K - $23K
|
3.3K
$1.24M
|
|
|
Apr 13, 2022
Q1 2022
|
Lvm Capital Management LTD
|
SELL
|
- |
-100- 4.44% |
$18.3K - $23K
|
2.15K
$808K
|
|
|
Apr 25, 2022
Q1 2022
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-100- 3.06% |
$18.3K - $23K
|
3.16K
$1.19M
|
|
|
May 09, 2022
Q1 2022
|
Shufro Rose & CO LLC
|
SELL
|
- |
-100- 10.0% |
$18.3K - $23K
|
900
$338K
|
|
|
Apr 29, 2022
Q1 2022
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-100- 2.54% |
$18.3K - $23K
|
3.83K
$1.44M
|
|
|
May 10, 2022
Q1 2022
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-100- 2.66% |
$18.3K - $23K
|
3.66K
$1.38M
|
|
|
May 13, 2022
Q1 2022
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-100- 7.14% |
$18.3K - $23K
|
1.3K
$489K
|
|
|
May 09, 2022
Q1 2022
|
Winslow Asset Management Inc
|
SELL
|
- |
-100- 6.92% |
$18.3K - $23K
|
1.35K
$505K
|
|
|
May 20, 2022
Q1 2022
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-100- 0.93% |
$18.3K - $23K
|
10.7K
$4.01M
|
|
|
Apr 14, 2022
Q1 2022
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-100- 2.07% |
$18.3K - $23K
|
4.73K
$1.78M
|
|
|
May 16, 2022
Q1 2022
|
Constitution Capital LLC
Shelton, CT |
SELL
|
- |
-100- 8.33% |
$18.3K - $23K
|
1.1K
$413K
|
|
|
May 11, 2022
Q1 2022
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-101- 0.16% |
$18.5K - $23.2K
|
64.8K
$24.4M
|
|
|
Apr 14, 2022
Q1 2022
|
Atlas Brown,Inc.
|
SELL
|
- |
-102- 1.31% |
$18.6K - $23.4K
|
7.66K
$2.88M
|
|
|
May 12, 2022
Q1 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-103- 18.76% |
$18.8K - $23.7K
|
446
$168K
|
|
|
May 05, 2022
Q1 2022
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-104- 7.08% |
$19K - $23.9K
|
1.37K
$513K
|
|
|
May 06, 2022
Q1 2022
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-104- 56.83% |
$19K - $23.9K
|
79
$29.7K
|
|
|
May 05, 2022
Q1 2022
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-107- 1.5% |
$19.6K - $24.6K
|
7.02K
$2.64M
|
|
|
May 16, 2022
Q1 2022
|
Forum Financial Management, LP
Lombard, IL |
SELL
|
- |
-108- 2.19% |
$19.7K - $24.8K
|
4.82K
$1.81M
|
|
|
May 06, 2022
Q1 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-108- 45.96% |
$19.7K - $24.8K
|
127
$47.7K
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-110Closed |
$20.1K - $25.3K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Laird Norton Trust Company, LLC
|
SELL
|
- |
-110- 2.91% |
$20.1K - $25.3K
|
3.67K
$1.38M
|
|
|
May 06, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-112- 1.37% |
$20.5K - $25.7K
|
8.04K
$3.02M
|
|
|
May 11, 2022
Q1 2022
|
55 I, LLC
Boston, MA |
SELL
|
- |
-112- 3.83% |
$20.5K - $25.7K
|
2.82K
$1.06M
|
|
|
Apr 29, 2022
Q1 2022
|
Echo45 Advisors LLC
|
SELL
|
- |
-115- 7.66% |
$21K - $26.4K
|
1.39K
$521K
|
|
|
Apr 26, 2022
Q1 2022
|
West End Advisors, LLC
|
SELL
|
- |
-116Closed |
$21.2K - $26.7K
|
0
$0
|
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-117Closed |
$21.4K - $26.9K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-117- 1.59% |
$21.4K - $26.9K
|
7.24K
$2.72M
|
|
|
May 17, 2022
Q1 2022
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-117- 1.66% |
$21.4K - $26.9K
|
6.92K
$2.6M
|
|
|
Apr 05, 2022
Q1 2022
|
Appleton Partners Inc
|
SELL
|
- |
-119- 5.76% |
$21.8K - $27.4K
|
1.95K
$731K
|
|
|
May 04, 2022
Q1 2022
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
SELL
|
- |
-120- 80.0% |
$21.9K - $27.6K
|
30
$11.3K
|
|
|
May 10, 2022
Q1 2022
|
Viewpoint Capital Management LLC
Seattle, WA |
SELL
|
- |
-120- 1.02% |
$21.9K - $27.6K
|
11.6K
$4.37M
|
|
|
May 16, 2022
Q1 2022
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-121- 0.67% |
$22.1K - $27.8K
|
17.9K
$6.71M
|
|
|
May 09, 2022
Q1 2022
|
Burney CO
Reston, VA |
SELL
|
- |
-122- 0.68% |
$22.3K - $28K
|
17.9K
$6.71M
|
|
|
Apr 27, 2022
Q1 2022
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-124- 2.13% |
$22.7K - $28.5K
|
5.7K
$2.14M
|
|
|
Apr 05, 2022
Q1 2022
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-125- 0.52% |
$22.9K - $28.7K
|
23.9K
$8.97M
|
|
|
Apr 27, 2022
Q1 2022
|
Eukles Asset Management
|
SELL
|
- |
-125- 0.82% |
$22.9K - $28.7K
|
15.1K
$5.68M
|
|
|
May 16, 2022
Q1 2022
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-125- 3.64% |
$22.9K - $28.7K
|
3.31K
$1.24M
|
|
|
Apr 19, 2022
Q1 2022
|
Avity Investment Management Inc.
|
SELL
|
- |
-133- 6.0% |
$24.3K - $30.6K
|
2.08K
$782K
|
|
|
May 11, 2022
Q1 2022
|
Loveless Wealth Management LLC
|
SELL
|
- |
-135- 0.77% |
$24.7K - $31K
|
17.5K
$6.57M
|
|
|
May 03, 2022
Q1 2022
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-136- 7.25% |
$24.9K - $31.3K
|
1.74K
$654K
|
|
|
Apr 20, 2022
Q1 2022
|
Boltwood Capital Management
|
SELL
|
- |
-139- 1.24% |
$25.4K - $32K
|
11.1K
$4.17M
|
|
|
Apr 14, 2022
Q1 2022
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-140- 27.18% |
$25.6K - $32.2K
|
375
$141K
|