Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 27, 2022
Q1 2022
|
Loudon Investment Management, LLC
Meriden, NH |
SELL
|
- |
-140- 1.33% |
$25.6K - $32.2K
|
10.4K
$3.89M
|
|
|
May 12, 2022
Q1 2022
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
SELL
|
- |
-140- 11.71% |
$25.6K - $32.2K
|
1.06K
$397K
|
|
|
May 10, 2022
Q1 2022
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-140- 10.34% |
$25.6K - $32.2K
|
1.21K
$456K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-141- 0.32% |
$25.8K - $32.4K
|
43.4K
$16.3M
|
|
|
May 10, 2022
Q1 2022
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-142- 4.05% |
$26K - $32.6K
|
3.37K
$1.27M
|
|
|
Apr 28, 2022
Q1 2022
|
Ckw Financial Group
|
SELL
|
- |
-147Closed |
$26.9K - $33.8K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Independent Advisor Alliance
|
SELL
|
- |
-148- 0.22% |
$27.1K - $34K
|
66.1K
$24.8M
|
|
|
Apr 21, 2022
Q1 2022
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-149- 13.9% |
$27.2K - $34.3K
|
923
$347K
|
|
|
Apr 25, 2022
Q1 2022
|
Ledyard National Bank
|
SELL
|
- |
-150- 9.39% |
$27.4K - $34.5K
|
1.45K
$544K
|
|
|
Apr 20, 2022
Q1 2022
|
Applied Capital LLC
|
SELL
|
- |
-150- 4.45% |
$27.4K - $34.5K
|
3.22K
$1.21M
|
|
|
Apr 13, 2022
Q1 2022
|
Seelaus Asset Management LLC
|
SELL
|
- |
-150- 5.64% |
$27.4K - $34.5K
|
2.51K
$944K
|
|
|
May 05, 2022
Q1 2022
|
Community Bank, N.A.
|
SELL
|
- |
-152- 0.73% |
$27.8K - $34.9K
|
20.8K
$7.82M
|
|
|
May 16, 2022
Q1 2022
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-152- 2.47% |
$27.8K - $34.9K
|
6.01K
$2.26M
|
|
|
May 10, 2022
Q1 2022
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-152- 4.09% |
$27.8K - $34.9K
|
3.56K
$1.34M
|
|
|
May 06, 2022
Q1 2022
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-158- 5.65% |
$28.9K - $36.3K
|
2.64K
$991K
|
|
|
May 11, 2022
Q1 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-159- 3.35% |
$29.1K - $36.5K
|
4.59K
$1.72M
|
|
|
May 12, 2022
Q1 2022
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-162- 4.05% |
$29.6K - $37.2K
|
3.84K
$1.44M
|
|
|
May 16, 2022
Q1 2022
|
Iron Bridge Private Wealth, LLC
|
SELL
|
- |
-163Closed |
$29.8K - $37.5K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-163- 1.62% |
$29.8K - $37.5K
|
9.91K
$3.72M
|
|
|
Apr 19, 2022
Q1 2022
|
Security Financial Services, Inc.
|
SELL
|
- |
-166- 4.89% |
$30.3K - $38.2K
|
3.23K
$1.21M
|
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-169- 1.39% |
$30.9K - $38.8K
|
12K
$4.52M
|
|
|
May 16, 2022
Q1 2022
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-171- 3.95% |
$31.3K - $39.3K
|
4.16K
$1.56M
|
|
|
Apr 05, 2022
Q1 2022
|
Trust CO Of Vermont
|
SELL
|
- |
-172- 1.47% |
$31.4K - $39.5K
|
11.6K
$4.35M
|
|
|
May 16, 2022
Q1 2022
|
Stokes Family Office, LLC
|
SELL
|
- |
-172- 8.99% |
$31.4K - $39.5K
|
1.74K
$655K
|
|
|
Apr 14, 2022
Q1 2022
|
Charles Schwab Trust CO
|
SELL
|
- |
-173- 4.35% |
$31.6K - $39.8K
|
3.8K
$1.43M
|
|
|
May 03, 2022
Q1 2022
|
Hoyle Cohen, LLC
|
SELL
|
- |
-173- 1.71% |
$31.6K - $39.8K
|
9.97K
$3.75M
|
|
|
Apr 27, 2022
Q1 2022
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-174- 1.57% |
$31.8K - $40K
|
10.9K
$4.09M
|
|
|
Apr 20, 2022
Q1 2022
|
Well Done, LLC
|
SELL
|
- |
-175- 5.86% |
$32K - $40.2K
|
2.81K
$1.06M
|
|
|
Apr 22, 2022
Q1 2022
|
Physicians Financial Services, Inc.
Raleigh, NC |
SELL
|
- |
-175- 0.95% |
$32K - $40.2K
|
18.3K
$6.86M
|
|
|
May 13, 2022
Q1 2022
|
West Michigan Advisors, LLC
Holland, MI |
SELL
|
- |
-179- 14.4% |
$32.7K - $41.1K
|
1.06K
$400K
|
|
|
Apr 28, 2022
Q1 2022
|
Exchange Capital Management, Inc.
|
SELL
|
- |
-182- 14.16% |
$33.3K - $41.8K
|
1.1K
$415K
|
|
|
May 31, 2023
Q1 2022
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-182- 9.72% |
$33.3K - $41.8K
|
1.69K
$635K
|
|
|
May 11, 2022
Q1 2022
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-183- 67.28% |
$33.5K - $42.1K
|
89
$33.4K
|
|
|
May 02, 2022
Q1 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-186- 3.74% |
$34K - $42.8K
|
4.79K
$1.8M
|
|
|
Apr 28, 2022
Q1 2022
|
Comerica Securities,Inc.
|
SELL
|
- |
-187- 3.4% |
$34.2K - $43K
|
5.31K
$2M
|
|
|
May 12, 2022
Q1 2022
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-189- 13.84% |
$34.6K - $43.4K
|
1.18K
$442K
|
|
|
May 11, 2022
Q1 2022
|
Jupiter Asset Management LTD
|
SELL
|
- |
-190- 10.93% |
$34.7K - $43.7K
|
1.55K
$582K
|
|
|
May 09, 2022
Q1 2022
|
Banco Santander, S.A.
|
SELL
|
- |
-197- 0.23% |
$36K - $45.3K
|
84.2K
$31.7M
|
|
|
Apr 27, 2022
Q1 2022
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-198- 66.22% |
$36.2K - $45.5K
|
101
$38K
|
|
|
May 12, 2022
Q1 2022
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-198- 0.3% |
$36.2K - $45.5K
|
66.6K
$25M
|
|
|
Apr 21, 2022
Q1 2022
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-200Closed |
$36.6K - $46K
|
0
$0
|
|
|
Apr 06, 2022
Q1 2022
|
Meyer Handelman CO
|
SELL
|
- |
-200- 0.14% |
$36.6K - $46K
|
142K
$53.4M
|
|
|
Apr 18, 2022
Q1 2022
|
Sol Capital Management CO
|
SELL
|
- |
-200- 3.64% |
$36.6K - $46K
|
5.29K
$1.99M
|
|
|
Apr 25, 2022
Q1 2022
|
Mount Vernon Associates Inc
|
SELL
|
- |
-200- 14.53% |
$36.6K - $46K
|
1.18K
$442K
|
|
|
Apr 25, 2022
Q1 2022
|
Security National Bank
|
SELL
|
- |
-200- 7.15% |
$36.6K - $46K
|
2.6K
$976K
|
|
|
Apr 20, 2022
Q1 2022
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-200- 13.79% |
$36.6K - $46K
|
1.25K
$470K
|
|
|
May 16, 2022
Q1 2022
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-200- 2.16% |
$36.6K - $46K
|
9.04K
$3.4M
|
|
|
Apr 29, 2022
Q1 2022
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-200- 4.55% |
$36.6K - $46K
|
4.2K
$1.58M
|
|
|
May 06, 2022
Q1 2022
|
Cordatus Wealth Management LLC
Newtown, PA |
SELL
|
- |
-200- 13.94% |
$36.6K - $46K
|
1.24K
$464K
|
|
|
Apr 29, 2022
Q1 2022
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-200- 0.34% |
$36.6K - $46K
|
58.7K
$22.1M
|