Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Plancorp, LLC
|
SELL
|
- |
-431- 21.29% |
$78.8K - $99.1K
|
1.59K
$599K
|
|
|
May 09, 2022
Q1 2022
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-434- 2.3% |
$79.3K - $99.8K
|
18.4K
$6.92M
|
|
|
May 02, 2022
Q1 2022
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-438- 4.27% |
$80.1K - $101K
|
9.82K
$3.69M
|
|
|
May 09, 2022
Q1 2022
|
Summitry LLC
Foster City, CA |
SELL
|
- |
-442- 2.28% |
$80.8K - $102K
|
18.9K
$7.11M
|
|
|
Apr 18, 2022
Q1 2022
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-443- 19.6% |
$81K - $102K
|
1.82K
$683K
|
|
|
Apr 20, 2022
Q1 2022
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-444- 2.7% |
$81.2K - $102K
|
16K
$6.01M
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-446- 1.65% |
$81.5K - $103K
|
26.5K
$9.97M
|
|
|
May 17, 2022
Q1 2022
|
Puzo Michael J
|
SELL
|
- |
-450- 10.06% |
$82.3K - $103K
|
4.03K
$1.51M
|
|
|
Apr 29, 2022
Q1 2022
|
Nbt Bank N A
|
SELL
|
- |
-450- 1.96% |
$82.3K - $103K
|
22.5K
$8.45M
|
|
|
May 13, 2022
Q1 2022
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-450- 1.41% |
$82.3K - $103K
|
31.5K
$11.8M
|
|
|
Apr 26, 2022
Q1 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-453Closed |
$82.8K - $104K
|
0
$0
|
|
|
Apr 07, 2022
Q1 2022
|
Woodstock Corp
|
SELL
|
- |
-455- 11.58% |
$83.2K - $105K
|
3.48K
$1.31M
|
|
|
Apr 21, 2022
Q1 2022
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-457- 15.48% |
$83.6K - $105K
|
2.5K
$938K
|
|
|
Apr 14, 2022
Q1 2022
|
Gofen & Glossberg LLC
|
SELL
|
- |
-459- 0.77% |
$83.9K - $106K
|
59.4K
$22.3M
|
|
|
Aug 16, 2024
Q1 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-460- 5.4% |
$84.1K - $106K
|
8.06K
$3.03M
|
|
|
May 13, 2022
Q1 2022
|
Founders Financial Securities LLC
|
SELL
|
- |
-470- 14.87% |
$85.9K - $108K
|
2.69K
$1.01M
|
|
|
Apr 21, 2022
Q1 2022
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-476- 5.39% |
$87K - $109K
|
8.35K
$3.14M
|
|
|
Apr 25, 2022
Q1 2022
|
Tufton Capital Management
|
SELL
|
- |
-482- 0.86% |
$88.1K - $111K
|
55.8K
$21M
|
|
|
Apr 28, 2022
Q1 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-486- 5.69% |
$88.9K - $112K
|
8.06K
$3.03M
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-487- 1.73% |
$89K - $112K
|
27.7K
$10.4M
|
|
|
Apr 05, 2022
Q1 2022
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-488- 1.64% |
$89.2K - $112K
|
29.3K
$11M
|
|
|
May 11, 2022
Q1 2022
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-490- 6.2% |
$89.6K - $113K
|
7.41K
$2.79M
|
|
|
Apr 25, 2022
Q1 2022
|
Dmg Group, LLC
Birmingham, AL |
SELL
|
- |
-491- 13.11% |
$89.8K - $113K
|
3.26K
$1.22M
|
|
|
Apr 14, 2022
Q1 2022
|
Ibm Retirement Fund
|
SELL
|
- |
-492- 5.39% |
$90K - $113K
|
8.64K
$3.25M
|
|
|
Apr 28, 2022
Q1 2022
|
Foster & Motley Inc
Cincinnati, OH |
SELL
|
- |
-497- 4.16% |
$90.9K - $114K
|
11.4K
$4.3M
|
|
|
May 03, 2022
Q1 2022
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-500- 10.79% |
$91.4K - $115K
|
4.14K
$1.55M
|
|
|
Apr 14, 2022
Q1 2022
|
Minot Wealth Management LLC
|
SELL
|
- |
-500- 30.69% |
$91.4K - $115K
|
1.13K
$424K
|
|
|
Apr 21, 2022
Q1 2022
|
Trust CO Of Virginia
|
SELL
|
- |
-500- 22.3% |
$91.4K - $115K
|
1.74K
$655K
|
|
|
Apr 28, 2022
Q1 2022
|
Braun Stacey Associates Inc
|
SELL
|
- |
-500- 8.83% |
$91.4K - $115K
|
5.16K
$1.94M
|
|
|
May 11, 2022
Q1 2022
|
Lafayette Investments, Inc.
|
SELL
|
- |
-500- 25.0% |
$91.4K - $115K
|
1.5K
$564K
|
|
|
May 16, 2022
Q1 2022
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-500Closed |
$91.4K - $115K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Oak Grove Capital LLC
North Hampton, NH |
SELL
|
- |
-500- 35.71% |
$91.4K - $115K
|
900
$338K
|
|
|
May 09, 2022
Q1 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-508- 2.89% |
$92.9K - $117K
|
17.1K
$6.42M
|
|
|
May 06, 2022
Q1 2022
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-525- 9.0% |
$96K - $121K
|
5.31K
$2M
|
|
|
Apr 21, 2022
Q1 2022
|
Asset Dedication, LLC
|
SELL
|
- |
-526- 2.69% |
$96.2K - $121K
|
19K
$7.15M
|
|
|
May 03, 2022
Q1 2022
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-537- 7.92% |
$98.2K - $123K
|
6.24K
$2.35M
|
|
|
May 05, 2022
Q1 2022
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-539- 15.58% |
$98.5K - $124K
|
2.92K
$1.1M
|
|
|
May 04, 2022
Q1 2022
|
Crescent Grove Advisors, LLC
|
SELL
|
- |
-542- 21.6% |
$99.1K - $125K
|
1.97K
$739K
|
|
|
May 02, 2022
Q1 2022
|
Capital Investment Counsel, Inc
|
SELL
|
- |
-550- 4.82% |
$101K - $126K
|
10.9K
$4.08M
|
|
|
May 11, 2022
Q1 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-558- 35.82% |
$102K - $128K
|
1K
$376K
|
|
|
May 13, 2022
Q1 2022
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-562- 4.4% |
$103K - $129K
|
12.2K
$4.59M
|
|
|
Apr 27, 2022
Q1 2022
|
Krs Capital Management, LLC
|
SELL
|
- |
-575Closed |
$105K - $132K
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Wfa Of San Diego, LLC
|
SELL
|
- |
-581Closed |
$106K - $134K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Triad Financial Advisors, Inc.
Greensboro, NC |
SELL
|
- |
-592- 6.05% |
$108K - $136K
|
9.19K
$3.45M
|
|
|
Nov 13, 2023
Q1 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-592- 1.18% |
$108K - $136K
|
49.6K
$18.7M
|
|
|
May 16, 2022
Q1 2022
|
Personal Capital Advisors Corp
|
SELL
|
- |
-597- 10.79% |
$109K - $137K
|
4.94K
$1.85M
|
|
|
May 16, 2022
Q1 2022
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-598- 23.24% |
$109K - $137K
|
1.98K
$742K
|
|
|
Apr 25, 2022
Q1 2022
|
Ti Trust, Inc
|
SELL
|
- |
-600- 6.22% |
$110K - $138K
|
9.05K
$3.4M
|
|
|
May 05, 2022
Q1 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-601- 9.7% |
$110K - $138K
|
5.59K
$2.1M
|
|
|
May 05, 2022
Q1 2022
|
Strategic Capital Advisers, Inc.
|
SELL
|
- |
-615- 5.04% |
$112K - $141K
|
11.6K
$4.35M
|