Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.4K- 0.42% |
$257K - $323K
|
337K
$126M
|
|
|
May 16, 2022
Q1 2022
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-1.46K- 10.34% |
$267K - $335K
|
12.6K
$4.75M
|
|
|
May 11, 2022
Q1 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-1.46K- 13.45% |
$267K - $336K
|
9.42K
$3.54M
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.48K- 2.83% |
$271K - $341K
|
50.9K
$19.1M
|
|
|
Apr 12, 2022
Q1 2022
|
Moody National Bank Trust Division
|
SELL
|
- |
-1.5K- 12.18% |
$274K - $344K
|
10.8K
$4.06M
|
|
|
May 04, 2022
Q1 2022
|
Arizona State Retirement System
|
SELL
|
- |
-1.51K- 1.01% |
$276K - $347K
|
148K
$55.8M
|
|
|
May 10, 2022
Q1 2022
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-1.51K- 1.35% |
$276K - $347K
|
110K
$41.3M
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.52K- 2.74% |
$278K - $350K
|
53.9K
$20.3M
|
|
|
May 13, 2022
Q1 2022
|
Industrial Alliance Investment Management Inc.
Quebec, A8 |
SELL
|
- |
-1.52KClosed |
$279K - $350K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Graham Capital Management, L.P.
Rowayton, CT |
SELL
|
- |
-1.53KClosed |
$279K - $351K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-1.55K- 6.78% |
$283K - $356K
|
21.3K
$7.99M
|
|
|
May 13, 2022
Q1 2022
|
Xtx Topco LTD
London, X0 |
SELL
|
- |
-1.55KClosed |
$283K - $356K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Magnetar Financial LLC
Evanston, IL |
SELL
|
- |
-1.56KClosed |
$285K - $358K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-1.57KClosed |
$286K - $360K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Financial Planners Of Cleveland, Inc.
Mayfield Heights, OH |
SELL
|
- |
-1.57K- 45.09% |
$288K - $362K
|
1.92K
$720K
|
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-1.59K- 23.9% |
$290K - $364K
|
5.05K
$1.9M
|
|
|
Apr 27, 2022
Q1 2022
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-1.61K- 7.11% |
$294K - $370K
|
21K
$7.91M
|
|
|
May 11, 2022
Q1 2022
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
- |
-1.64K- 63.41% |
$299K - $377K
|
945
$355K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.65K- 23.5% |
$301K - $378K
|
5.35K
$2.01M
|
|
|
May 12, 2022
Q1 2022
|
Channing Capital Management, LLC
Chicago, IL |
SELL
|
- |
-1.66K- 8.55% |
$303K - $382K
|
17.8K
$6.67M
|
|
|
May 16, 2022
Q1 2022
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-1.67K- 42.59% |
$306K - $384K
|
2.25K
$847K
|
|
|
Jun 07, 2022
Q1 2022
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-1.68K- 4.17% |
$308K - $387K
|
38.7K
$14.5M
|
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-1.69K- 16.72% |
$310K - $389K
|
8.43K
$3.17M
|
|
|
May 16, 2022
Q1 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.7K- 11.92% |
$310K - $390K
|
12.5K
$4.7M
|
|
|
May 04, 2022
Q1 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-1.7K- 4.22% |
$310K - $390K
|
38.5K
$14.5M
|
|
|
Apr 12, 2022
Q1 2022
|
Nu Wave Investment Management, LLC
|
SELL
|
- |
-1.72KClosed |
$314K - $395K
|
0
$0
|
|
|
Apr 15, 2022
Q1 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.74K- 6.68% |
$318K - $400K
|
24.3K
$9.12M
|
|
|
May 13, 2022
Q1 2022
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-1.8K- 1.83% |
$329K - $414K
|
96.6K
$36.3M
|
|
|
May 10, 2022
Q1 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.81K- 18.29% |
$330K - $415K
|
8.07K
$3.03M
|
|
|
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-1.83KClosed |
$335K - $421K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-1.85K- 18.66% |
$339K - $426K
|
8.08K
$3.04M
|
|
|
Oct 02, 2024
Q1 2022
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-1.88KClosed |
$344K - $432K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Mosaic Advisors LLC
Houston, TX |
SELL
|
- |
-1.89KClosed |
$346K - $434K
|
0
$0
|
|
|
Apr 01, 2022
Q1 2022
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-1.9K- 5.69% |
$347K - $437K
|
31.5K
$11.8M
|
|
|
May 16, 2022
Q1 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.93K- 39.52% |
$353K - $444K
|
2.96K
$1.11M
|
|
|
May 16, 2022
Q1 2022
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-2K- 62.06% |
$365K - $459K
|
1.22K
$459K
|
|
|
May 09, 2022
Q1 2022
|
Keb Asset Management, LLC
Springfield, IL |
SELL
|
- |
-2K- 64.96% |
$366K - $460K
|
1.08K
$405K
|
|
|
Apr 08, 2022
Q1 2022
|
American National Bank
|
SELL
|
- |
-2.02K- 7.2% |
$368K - $463K
|
26K
$9.75M
|
|
|
May 13, 2022
Q1 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.02K- 26.59% |
$370K - $465K
|
5.58K
$2.1M
|
|
|
Apr 07, 2022
Q1 2022
|
Diversified Trust CO
|
SELL
|
- |
-2.04K- 20.43% |
$372K - $468K
|
7.93K
$2.98M
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.05K- 0.51% |
$374K - $471K
|
402K
$151M
|
|
|
Aug 25, 2023
Q1 2022
|
Financial & Tax Architects, LLC
St Louis, MO |
SELL
|
- |
-2.06K- 9.42% |
$377K - $474K
|
19.8K
$7.44M
|
|
|
May 16, 2022
Q1 2022
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-2.08K- 60.69% |
$380K - $478K
|
1.35K
$507K
|
|
|
May 13, 2022
Q1 2022
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-2.14K- 39.1% |
$391K - $492K
|
3.34K
$1.25M
|
|
|
Jul 20, 2023
Q1 2022
|
Rockwood Wealth Management, LLC
New Hope, PA |
SELL
|
- |
-2.15KClosed |
$393K - $494K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
La Fleur & Godfrey LLC
|
SELL
|
- |
-2.16K- 3.77% |
$395K - $497K
|
55.3K
$20.8M
|
|
|
Apr 21, 2022
Q1 2022
|
Essex Financial Services, Inc.
|
SELL
|
- |
-2.2K- 13.43% |
$403K - $506K
|
14.2K
$5.34M
|
|
|
Oct 17, 2024
Q1 2022
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-2.23K- 23.21% |
$407K - $512K
|
7.36K
$2.77M
|
|
|
Apr 27, 2022
Q1 2022
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-2.25KClosed |
$411K - $517K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Pluribus Labs, LLC
Mill Valley, CA |
SELL
|
- |
-2.25KClosed |
$412K - $518K
|
0
$0
|