Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
United Bank
Vienna, VA |
SELL
|
- |
-3.6K- 41.03% |
$658K - $828K
|
5.18K
$1.88M
|
|
|
May 03, 2022
Q1 2022
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-3.68KClosed |
$672K - $845K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Hartford Investment Management CO
|
SELL
|
- |
-3.69K- 6.41% |
$674K - $848K
|
53.9K
$19.6M
|
|
|
May 13, 2022
Q1 2022
|
Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-3.7KClosed |
$677K - $851K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Loomis Sayles & CO L P
|
SELL
|
- |
-3.73K- 44.01% |
$681K - $856K
|
4.74K
$1.72M
|
|
|
May 16, 2022
Q1 2022
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-3.74KClosed |
$684K - $859K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-3.75K- 1.66% |
$685K - $861K
|
222K
$80.8M
|
|
|
Aug 14, 2024
Q1 2022
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.82K- 12.05% |
$697K - $877K
|
27.9K
$10.1M
|
|
|
Apr 18, 2022
Q1 2022
|
Golden Green, Inc.
|
SELL
|
- |
-3.82KClosed |
$698K - $878K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Souders Financial Advisors
|
SELL
|
- |
-3.83KClosed |
$700K - $879K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-3.88K- 62.85% |
$709K - $891K
|
2.29K
$834K
|
|
|
Apr 14, 2022
Q1 2022
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-3.95K- 3.98% |
$721K - $907K
|
95.2K
$34.7M
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4K- 10.75% |
$731K - $919K
|
33.2K
$12.1M
|
|
|
May 11, 2022
Q1 2022
|
Winton Group LTD
London, X0 |
SELL
|
- |
-4.01K- 38.16% |
$733K - $921K
|
6.49K
$2.36M
|
|
|
Apr 26, 2022
Q1 2022
|
Costello Asset Management, Inc
|
SELL
|
- |
-4.17K- 24.88% |
$762K - $959K
|
12.6K
$4.58M
|
|
|
May 09, 2022
Q1 2022
|
Forsta Ap Fonden
Stockholm, V7 |
SELL
|
- |
-4.2K- 3.46% |
$768K - $965K
|
117K
$42.6M
|
|
|
May 13, 2022
Q1 2022
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-4.26KClosed |
$779K - $980K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-4.31K- 9.22% |
$788K - $991K
|
42.4K
$15.4M
|
|
|
May 13, 2022
Q1 2022
|
Hancock Whitney Investment Services Inc.
New Orleans, LA |
SELL
|
- |
-4.32KClosed |
$789K - $992K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-4.44K- 22.11% |
$811K - $1.02M
|
15.6K
$5.68M
|
|
|
May 06, 2022
Q1 2022
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-4.45K- 5.96% |
$813K - $1.02M
|
70.2K
$25.5M
|
|
|
Apr 28, 2022
Q1 2022
|
Old West Investment Management, LLC
Los Angeles, CA |
SELL
|
- |
-4.46KClosed |
$815K - $1.02M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-4.55K- 76.47% |
$832K - $1.05M
|
1.4K
$509K
|
|
|
May 13, 2022
Q1 2022
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-4.61K- 2.52% |
$842K - $1.06M
|
178K
$64.7M
|
|
|
May 04, 2022
Q1 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-4.61K- 44.41% |
$842K - $1.06M
|
5.77K
$2.1M
|
|
|
May 16, 2022
Q1 2022
|
Mbb Public Markets I LLC
Chicago, IL |
SELL
|
- |
-4.68KClosed |
$856K - $1.08M
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-4.73K- 9.87% |
$865K - $1.09M
|
43.2K
$15.7M
|
|
|
Apr 28, 2022
Q1 2022
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-4.81KClosed |
$879K - $1.11M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-4.83KClosed |
$883K - $1.11M
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Stone X Group Inc.
|
SELL
|
- |
-4.95KClosed |
$904K - $1.14M
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-4.99K- 7.58% |
$912K - $1.15M
|
60.8K
$22.1M
|
|
|
May 16, 2022
Q1 2022
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-5.03K- 10.29% |
$920K - $1.16M
|
43.9K
$16M
|
|
|
May 04, 2022
Q1 2022
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-5.12K- 7.54% |
$936K - $1.18M
|
62.7K
$22.8M
|
|
|
May 12, 2022
Q1 2022
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-5.27K- 4.92% |
$963K - $1.21M
|
102K
$37M
|
|
|
May 16, 2022
Q1 2022
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-5.38KClosed |
$983K - $1.24M
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-5.44K- 10.76% |
$995K - $1.25M
|
45.1K
$16.4M
|
|
|
May 12, 2022
Q1 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-5.59K- 61.0% |
$1.02M - $1.29M
|
3.58K
$1.3M
|
|
|
May 16, 2022
Q1 2022
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-5.7K- 68.27% |
$1.04M - $1.31M
|
2.65K
$965K
|
|
|
May 13, 2022
Q1 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-5.71K- 3.07% |
$1.04M - $1.31M
|
180K
$65.5M
|
|
|
May 11, 2022
Q1 2022
|
Sompo Asset Management Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-5.79K- 31.16% |
$1.06M - $1.33M
|
12.8K
$4.65M
|
|
|
May 10, 2022
Q1 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-5.79K- 11.96% |
$1.06M - $1.33M
|
42.7K
$15.5M
|
|
|
May 11, 2022
Q1 2022
|
Fosun International LTD
|
SELL
|
- |
-5.81KClosed |
$1.06M - $1.34M
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-5.83K- 32.65% |
$1.07M - $1.34M
|
12K
$4.38M
|
|
|
May 16, 2022
Q1 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-5.84KClosed |
$1.07M - $1.34M
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-5.91K- 9.41% |
$1.08M - $1.36M
|
56.9K
$20.7M
|
|
|
May 10, 2022
Q1 2022
|
South Dakota Investment Council
Sioux Falls, SD |
SELL
|
- |
-5.97K- 43.43% |
$1.09M - $1.37M
|
7.78K
$2.83M
|
|
|
May 05, 2022
Q1 2022
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-6.12K- 10.48% |
$1.12M - $1.41M
|
52.3K
$19M
|
|
|
May 05, 2022
Q1 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-6.26K- 9.12% |
$1.14M - $1.44M
|
62.4K
$22.7M
|
|
|
May 16, 2022
Q1 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-6.49KClosed |
$1.19M - $1.49M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-6.54K- 79.22% |
$1.2M - $1.5M
|
1.72K
$625K
|