Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-15.1K- 98.85% |
$2.76M - $3.47M
|
175
$65.8K
|
|
|
May 13, 2022
Q1 2022
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-15.3KClosed |
$2.8M - $3.52M
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-15.5KClosed |
$2.83M - $3.56M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$2.83M - $3.56M
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
Aigen Investment Management, LP
|
SELL
|
- |
-16.3KClosed |
$2.98M - $3.74M
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Country Trust Bank
|
SELL
|
- |
-16.3K- 7.97% |
$2.98M - $3.75M
|
188K
$70.8M
|
|
|
May 16, 2022
Q1 2022
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-16.3K- 18.55% |
$2.98M - $3.75M
|
71.7K
$26.9M
|
|
|
May 13, 2022
Q1 2022
|
Fjarde Ap Fonden
|
SELL
|
- |
-16.4K- 10.72% |
$2.99M - $3.77M
|
136K
$51.2M
|
|
|
May 09, 2022
Q1 2022
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-16.5K- 1.57% |
$3.02M - $3.8M
|
1.03M
$389M
|
|
|
May 02, 2022
Q1 2022
|
Conning Inc.
|
SELL
|
- |
-16.8K- 6.67% |
$3.07M - $3.86M
|
235K
$88.2M
|
|
|
May 20, 2022
Q1 2022
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-17.6K- 74.92% |
$3.23M - $4.06M
|
5.91K
$2.22M
|
|
|
May 13, 2022
Q1 2022
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-17.9K- 75.83% |
$3.28M - $4.12M
|
5.71K
$2.15M
|
|
|
May 16, 2022
Q1 2022
|
Worldquant Millennium Advisors LLC
New York, NY |
SELL
|
- |
-18.3K- 41.94% |
$3.34M - $4.2M
|
25.3K
$9.5M
|
|
|
Apr 25, 2022
Q1 2022
|
Aries Wealth Management
|
SELL
|
- |
-18.3KClosed |
$3.34M - $4.21M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Old Republic International Corp
Chicago, IL |
SELL
|
- |
-18.5K- 3.26% |
$3.38M - $4.25M
|
549K
$206M
|
|
|
May 12, 2022
Q1 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-18.8K- 43.71% |
$3.44M - $4.32M
|
24.2K
$9.09M
|
|
|
May 13, 2022
Q1 2022
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-19.5K- 78.48% |
$3.56M - $4.47M
|
5.34K
$2.01M
|
|
|
Apr 07, 2022
Q1 2022
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-20.4K- 48.25% |
$3.72M - $4.68M
|
21.8K
$8.21M
|
|
|
May 16, 2022
Q1 2022
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-21.2K- 37.78% |
$3.88M - $4.88M
|
34.9K
$13.1M
|
|
|
May 09, 2022
Q1 2022
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-21.4K- 57.45% |
$3.91M - $4.92M
|
15.8K
$5.95M
|
|
|
May 04, 2022
Q1 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-21.7K- 5.86% |
$3.97M - $4.99M
|
349K
$131M
|
|
|
May 16, 2022
Q1 2022
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-22.1K- 95.38% |
$4.04M - $5.08M
|
1.07K
$402K
|
|
|
Apr 27, 2022
Q1 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-22.5K- 1.23% |
$4.12M - $5.18M
|
1.81M
$680M
|
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-22.7K- 17.98% |
$4.15M - $5.22M
|
103K
$38.9M
|
|
|
May 13, 2022
Q1 2022
|
Natixis
Paris, I0 |
SELL
|
- |
-23.3K- 4.99% |
$4.26M - $5.36M
|
444K
$167M
|
|
|
Apr 14, 2022
Q1 2022
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-23.8K- 10.12% |
$4.34M - $5.46M
|
211K
$79.3M
|
|
|
May 16, 2022
Q1 2022
|
State Street Corp
Boston, MA |
SELL
|
- |
-24.8K- 0.06% |
$4.53M - $5.7M
|
40.8M
$15.3B
|
|
|
May 12, 2022
Q1 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-25.7K- 5.95% |
$4.7M - $5.9M
|
406K
$153M
|
|
|
May 10, 2022
Q1 2022
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-25.7K- 6.17% |
$4.7M - $5.91M
|
391K
$147M
|
|
|
May 09, 2022
Q1 2022
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-25.9K- 7.35% |
$4.73M - $5.95M
|
326K
$123M
|
|
|
May 16, 2022
Q1 2022
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-26K- 77.61% |
$4.75M - $5.97M
|
7.49K
$2.81M
|
|
|
May 16, 2022
Q1 2022
|
Allstate Corp
Northbrook, IL |
SELL
|
- |
-26K- 57.94% |
$4.75M - $5.98M
|
18.9K
$7.09M
|
|
|
May 10, 2022
Q1 2022
|
Pro Share Advisors LLC
|
SELL
|
- |
-26.2K- 2.45% |
$4.79M - $6.03M
|
1.04M
$392M
|
|
|
Apr 29, 2022
Q1 2022
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-27.1K- 13.25% |
$4.95M - $6.23M
|
177K
$66.7M
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-28.4KClosed |
$5.2M - $6.53M
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-31.6K- 18.08% |
$5.77M - $7.26M
|
143K
$53.7M
|
|
|
Apr 19, 2022
Q1 2022
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-32.7K- 22.69% |
$5.98M - $7.52M
|
111K
$41.9M
|
|
|
May 16, 2022
Q1 2022
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-33KClosed |
$6.03M - $7.58M
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Jennison Associates LLC
|
SELL
|
- |
-33.1K- 29.35% |
$6.04M - $7.6M
|
79.6K
$29.9M
|
|
|
May 05, 2022
Q1 2022
|
Inverness Counsel LLC
|
SELL
|
- |
-33.7KClosed |
$6.16M - $7.75M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-34.4K- 98.1% |
$6.29M - $7.91M
|
667
$251K
|
|
|
May 10, 2022
Q1 2022
|
Zenyatta Capital Management LP
|
SELL
|
- |
-35KClosed |
$6.4M - $8.05M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-35.8K- 75.64% |
$6.55M - $8.23M
|
11.5K
$4.34M
|
|
|
May 04, 2022
Q1 2022
|
Abrdn PLC
|
SELL
|
- |
-37.1K- 17.27% |
$6.78M - $8.52M
|
178K
$66.8M
|
|
|
May 16, 2022
Q1 2022
|
Interval Partners, LP
New York, NY |
SELL
|
- |
-37.8K- 72.28% |
$6.91M - $8.69M
|
14.5K
$5.44M
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-39.4K- 62.21% |
$7.2M - $9.05M
|
23.9K
$8.99M
|
|
|
May 16, 2022
Q1 2022
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-41.3K- 80.66% |
$7.54M - $9.49M
|
9.89K
$3.72M
|
|
|
May 09, 2022
Q1 2022
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-41.5K- 21.29% |
$7.58M - $9.53M
|
153K
$57.6M
|
|
|
May 17, 2022
Q1 2022
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-44K- 93.97% |
$8.04M - $10.1M
|
2.82K
$1.06M
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-44.8K- 55.76% |
$8.19M - $10.3M
|
35.5K
$13.4M
|