Put Options Transactions Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold put options of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Eisler Capital (Uk) Ltd.
London, X0 |
BUY
|
PUT |
287KNew |
$61.8M - $76M
|
287K
$111M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
BUY
|
PUT |
240K+ 92.31% |
$51.6M - $63.5M
|
500K
$193M
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
BUY
|
PUT |
180K+ 900.0% |
$38.7M - $47.6M
|
200K
$77.2M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
PUT |
148K+ 47.13% |
$31.8M - $39.1M
|
461K
$178M
|
|
|
May 09, 2023
Q1 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
PUT |
129K+ 424.01% |
$27.7M - $34.1M
|
159K
$61.5M
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
PUT |
62.2K+ 30.78% |
$13.4M - $16.5M
|
264K
$102M
|
|
|
May 15, 2023
Q1 2023
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
PUT |
59.2K+ 24.72% |
$12.7M - $15.7M
|
299K
$115M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
PUT |
42.3K+ 8460.0% |
$9.09M - $11.2M
|
42.8K
$16.5M
|
|
|
May 12, 2023
Q1 2023
|
Hap Trading, LLC
New York, NY |
BUY
|
PUT |
41.7K+ 132.38% |
$8.97M - $11M
|
73.2K
$28.3M
|
|
|
May 15, 2023
Q1 2023
|
Symmetry Investments LP
|
BUY
|
PUT |
40KNew |
$8.6M - $10.6M
|
40K
$15.4M
|
|
|
May 15, 2023
Q1 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
PUT |
31.6K+ 182.66% |
$6.79M - $8.36M
|
48.9K
$18.9M
|
|
|
May 15, 2023
Q1 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
PUT |
30.9K+ 286.11% |
$6.64M - $8.17M
|
41.7K
$16.1M
|
|
|
May 15, 2023
Q1 2023
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
PUT |
30.3KNew |
$6.51M - $8.02M
|
30.3K
$11.7M
|
|
|
May 15, 2023
Q1 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
PUT |
30.2K+ 16.82% |
$6.49M - $7.99M
|
210K
$80.9M
|
|
|
May 15, 2023
Q1 2023
|
Interval Partners, LP
New York, NY |
BUY
|
PUT |
25KNew |
$5.38M - $6.61M
|
25K
$9.65M
|
|
|
May 02, 2023
Q1 2023
|
Xr Securities LLC
|
BUY
|
PUT |
22.3K+ 262.35% |
$4.79M - $5.9M
|
30.8K
$11.9M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
PUT |
21.1KNew |
$4.54M - $5.58M
|
21.1K
$8.15M
|
|
|
May 15, 2023
Q1 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
PUT |
18.2K+ 443.9% |
$3.91M - $4.81M
|
22.3K
$8.61M
|
|
|
May 15, 2023
Q1 2023
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
PUT |
15KNew |
$3.23M - $3.97M
|
15K
$5.79M
|
|
|
May 12, 2023
Q1 2023
|
Eisler Capital (Us) LLC
New York, NY |
BUY
|
PUT |
13.9KNew |
$2.99M - $3.68M
|
13.9K
$5.37M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
PUT |
7.2K+ 2.83% |
$1.55M - $1.9M
|
262K
$101M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
PUT |
7.2K+ 2.83% |
$1.55M - $1.9M
|
262K
$101M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
PUT |
6.9KNew |
$1.48M - $1.83M
|
6.9K
$2.66M
|
|
|
May 15, 2023
Q1 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
PUT |
5K+ 1250.0% |
$1.08M - $1.32M
|
5.4K
$2.08M
|
|
|
May 15, 2023
Q1 2023
|
Jim Chanos
Kynikos Associates LP | New York, Ny
|
BUY
|
PUT |
3.6KNew |
$774K - $952K
|
3.6K
$1.39M
|
|
|
May 15, 2023
Q1 2023
|
Connacht Asset Management LP
New York, NY |
BUY
|
PUT |
3.2KNew |
$688K - $847K
|
3.2K
$1.24M
|
|
|
May 08, 2023
Q1 2023
|
Xy Capital LTD
Central, K3 |
BUY
|
PUT |
3.1KNew |
$667K - $820K
|
3.1K
$1.2M
|
|
|
May 02, 2023
Q1 2023
|
Easterly Investment Partners LLC
|
BUY
|
PUT |
2.2KNew |
$473K - $582K
|
2.2K
$849K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
PUT |
4New |
$860 - $1.06K
|
4
$1.54K
|
|
|
May 15, 2023
Q1 2023
|
Centiva Capital, LP
New York, NY |
SELL
|
PUT |
-1.6K- 24.24% |
$344K - $423K
|
5K
$1.93M
|
|
|
May 15, 2023
Q1 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
PUT |
-6.1K- 8.87% |
$1.31M - $1.61M
|
62.7K
$24.2M
|
|
|
Apr 17, 2023
Q1 2023
|
Cadent Capital Advisors, LLC
|
SELL
|
PUT |
-7K- 58.33% |
$1.51M - $1.85M
|
5K
$1.93M
|
|
|
May 15, 2023
Q1 2023
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
PUT |
-7.4K- 81.32% |
$1.59M - $1.96M
|
1.7K
$656K
|
|
|
Dec 14, 2023
Q1 2023
|
One River Asset Management, LLC
Stamford, CT |
SELL
|
PUT |
-7.8K- 49.37% |
$1.68M - $2.06M
|
8K
$3.09M
|
|
|
May 15, 2023
Q1 2023
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
PUT |
-17.6K- 19.56% |
$3.78M - $4.66M
|
72.4K
$27.9M
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
PUT |
-17.8K- 84.36% |
$3.83M - $4.71M
|
3.3K
$1.27M
|
|
|
May 15, 2023
Q1 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
PUT |
-24.5K- 5.02% |
$5.27M - $6.48M
|
464K
$179M
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
PUT |
-32.4K- 53.64% |
$6.97M - $8.57M
|
28K
$10.8M
|
|
|
May 10, 2023
Q1 2023
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
PUT |
-38.2K- 36.17% |
$8.21M - $10.1M
|
67.4K
$26M
|
|
|
May 04, 2023
Q1 2023
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-48.4K- 20.3% |
$10.4M - $12.8M
|
190K
$73.3M
|
|
|
May 15, 2023
Q1 2023
|
Whitebox Advisors LLC
Minneapolis, MN |
SELL
|
PUT |
-100K- 25.0% |
$21.5M - $26.5M
|
300K
$116M
|
|
|
May 15, 2023
Q1 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-193K- 37.3% |
$41.5M - $51M
|
324K
$125M
|
|
|
May 15, 2023
Q1 2023
|
Laurion Capital Management LP
New York, NY |
SELL
|
PUT |
-221K- 50.74% |
$47.4M - $58.3M
|
214K
$82.6M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-224K- 12.96% |
$48.1M - $59.2M
|
1.5M
$580M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
PUT |
-234K- 43.7% |
$50.2M - $61.8M
|
301K
$116M
|
|
|
May 15, 2023
Q1 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
PUT |
-241K- 89.24% |
$51.7M - $63.6M
|
29K
$11.2M
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
PUT |
-255K- 70.8% |
$54.7M - $67.4M
|
105K
$40.5M
|
|
|
May 15, 2023
Q1 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
PUT |
-263K- 89.52% |
$56.6M - $69.6M
|
30.8K
$11.9M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
PUT |
-385K- 71.2% |
$82.8M - $102M
|
156K
$60.1M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-401K- 64.46% |
$86.3M - $106M
|
221K
$85.4M
|