Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
28.4K+ 127.35% |
$6.11M - $7.52M
|
50.7K
$19M
|
|
|
May 02, 2023
Q1 2023
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
27.7K+ 13.77% |
$5.97M - $7.34M
|
229K
$86M
|
|
|
Apr 12, 2023
Q1 2023
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
27.2K+ 87603.23% |
$5.84M - $7.18M
|
27.2K
$10.2M
|
|
|
May 10, 2023
Q1 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
BUY
|
- |
26.9K+ 27.49% |
$5.79M - $7.12M
|
125K
$46.8M
|
|
|
Apr 26, 2023
Q1 2023
|
Jennison Associates LLC
|
BUY
|
- |
25.6K+ 30.44% |
$5.5M - $6.77M
|
110K
$41.1M
|
|
|
May 15, 2023
Q1 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
25.4KNew |
$5.47M - $6.73M
|
25.4K
$9.54M
|
|
|
May 11, 2023
Q1 2023
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
25.4K+ 2.78% |
$5.46M - $6.72M
|
939K
$352M
|
|
|
May 12, 2023
Q1 2023
|
Cartenna Capital, LP
Stamford, CT |
BUY
|
- |
25KNew |
$5.38M - $6.61M
|
25K
$9.37M
|
|
|
May 15, 2023
Q1 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
23.5K+ 938.02% |
$5.05M - $6.21M
|
26K
$9.75M
|
|
|
Apr 27, 2023
Q1 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
23K+ 515.88% |
$4.95M - $6.09M
|
27.5K
$10.3M
|
|
|
Apr 24, 2023
Q1 2023
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
- |
22.3K+ 23.91% |
$4.8M - $5.91M
|
116K
$43.4M
|
|
|
May 15, 2023
Q1 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
- |
22.3KNew |
$4.79M - $5.89M
|
22.3K
$8.35M
|
|
|
May 15, 2023
Q1 2023
|
Kerrisdale Advisers, LLC
Miami, FL |
BUY
|
- |
21.9K+ 237.33% |
$4.71M - $5.8M
|
31.2K
$11.7M
|
|
|
May 05, 2023
Q1 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
21.9K+ 134.45% |
$4.7M - $5.78M
|
38.1K
$14.3M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.7K+ 3.26% |
$4.66M - $5.74M
|
687K
$258M
|
|
|
May 15, 2023
Q1 2023
|
Man Group PLC
London, X0 |
BUY
|
- |
21.6K+ 3.81% |
$4.64M - $5.71M
|
588K
$220M
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
21.6K+ 53.13% |
$4.63M - $5.7M
|
62.1K
$23.3M
|
|
|
May 12, 2023
Q1 2023
|
Andra Ap Fonden
Goteborg, V7 |
BUY
|
- |
21.5K+ 86.0% |
$4.62M - $5.69M
|
46.5K
$17.4M
|
|
|
Dec 19, 2024
Q1 2023
|
Pearl River Capital, LLC
Niles, MI |
BUY
|
- |
21.3KNew |
$4.58M - $5.64M
|
21.3K
$7.99M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
19.2K+ 8.28% |
$4.14M - $5.09M
|
252K
$94.4M
|
|
|
May 15, 2023
Q1 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
18.5K+ 1.67% |
$3.98M - $4.9M
|
1.13M
$422M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
18.4K+ 8.62% |
$3.95M - $4.86M
|
232K
$86.9M
|
|
|
May 12, 2023
Q1 2023
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
18K+ 20.83% |
$3.86M - $4.75M
|
104K
$39.1M
|
|
|
May 22, 2023
Q1 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
17.9K+ 93.06% |
$3.86M - $4.75M
|
37.2K
$14M
|
|
|
May 08, 2023
Q1 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
17.9K+ 12.01% |
$3.85M - $4.74M
|
167K
$62.7M
|
|
|
May 15, 2023
Q1 2023
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
17.7K+ 16.05% |
$3.8M - $4.68M
|
128K
$48M
|
|
|
May 11, 2023
Q1 2023
|
Cibc World Markets Corp
New York, NY |
BUY
|
- |
17.5K+ 28.57% |
$3.76M - $4.62M
|
78.7K
$29.5M
|
|
|
May 11, 2023
Q1 2023
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
17.2K+ 2.96% |
$3.7M - $4.55M
|
599K
$225M
|
|
|
May 15, 2023
Q1 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
17K+ 35.92% |
$3.66M - $4.51M
|
64.5K
$24.2M
|
|
|
May 04, 2023
Q1 2023
|
Resolute Wealth Strategies, LLC
Jackson, MS |
BUY
|
- |
16.8KNew |
$3.61M - $4.45M
|
16.8K
$6.3M
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
16.7KNew |
$3.59M - $4.41M
|
16.7K
$6.25M
|
|
|
May 15, 2023
Q1 2023
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
15.9K+ 3.22% |
$3.42M - $4.2M
|
510K
$191M
|
|
|
Apr 20, 2023
Q1 2023
|
Meag Munich Ergo, Kapitalanlagegesellschaft Mb H
|
BUY
|
- |
15.8K+ 162.59% |
$3.4M - $4.19M
|
25.6K
$9.59M
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
15.7K+ 13.34% |
$3.37M - $4.14M
|
133K
$49.9M
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
15.4K+ 27.47% |
$3.32M - $4.08M
|
71.6K
$26.8M
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
15.3K+ 63.46% |
$3.29M - $4.04M
|
39.4K
$14.8M
|
|
|
May 15, 2023
Q1 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
15.2K+ 12.98% |
$3.27M - $4.03M
|
133K
$49.7M
|
|
|
May 15, 2023
Q1 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
14.5KNew |
$3.11M - $3.83M
|
14.5K
$5.43M
|
|
|
Oct 18, 2024
Q1 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
BUY
|
- |
14.4K+ 13.03% |
$3.1M - $3.81M
|
125K
$46.8M
|
|
|
Apr 06, 2023
Q1 2023
|
Brendel Financial Advisors LLC
|
BUY
|
- |
13.6KNew |
$2.93M - $3.61M
|
13.6K
$5.12M
|
|
|
May 12, 2023
Q1 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
13.3KNew |
$2.85M - $3.51M
|
13.3K
$4.98M
|
|
|
Apr 05, 2023
Q1 2023
|
Empowered Funds, LLC
|
BUY
|
- |
13.1K+ 88.46% |
$2.82M - $3.47M
|
27.9K
$10.5M
|
|
|
May 15, 2023
Q1 2023
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
13.1KNew |
$2.81M - $3.46M
|
13.1K
$4.9M
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
13K+ 26.22% |
$2.8M - $3.45M
|
62.7K
$23.5M
|
|
|
May 15, 2023
Q1 2023
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
BUY
|
- |
12.8KNew |
$2.75M - $3.38M
|
12.8K
$4.79M
|
|
|
May 15, 2023
Q1 2023
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
12.7K+ 14.75% |
$2.74M - $3.37M
|
99K
$37.1M
|
|
|
May 04, 2023
Q1 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
12.6K+ 8.79% |
$2.71M - $3.34M
|
156K
$58.6M
|
|
|
Apr 17, 2023
Q1 2023
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
12K+ 81.58% |
$2.59M - $3.19M
|
26.8K
$10.1M
|
|
|
May 08, 2023
Q1 2023
|
Perpetual LTD
Sydney, New South Wales, C3 |
BUY
|
- |
12K+ 341.94% |
$2.57M - $3.17M
|
15.5K
$5.8M
|
|
|
Apr 14, 2023
Q1 2023
|
Transform Wealth, LLC
|
BUY
|
- |
11.6K+ 70.45% |
$2.49M - $3.07M
|
28.1K
$10.5M
|