Purchases and Sales Made in Q2 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q2 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-382- 39.34% |
$78.6K - $94.6K
|
589
$214K
|
|
|
Jul 28, 2023
Q2 2023
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-385- 2.7% |
$79.2K - $95.4K
|
13.9K
$5.05M
|
|
|
Jul 10, 2023
Q2 2023
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-393- 3.49% |
$80.9K - $97.3K
|
10.9K
$3.96M
|
|
|
Aug 11, 2023
Q2 2023
|
Quest Investment Management LLC
Lake Oswego, OR |
SELL
|
- |
-395- 5.21% |
$81.3K - $97.8K
|
7.19K
$2.62M
|
|
|
Jul 25, 2023
Q2 2023
|
Montecito Bank & Trust
|
SELL
|
- |
-400- 10.77% |
$82.3K - $99.1K
|
3.32K
$1.21M
|
|
|
Aug 11, 2023
Q2 2023
|
Qsemble Capital Management, LP
New York, NY |
SELL
|
- |
-400- 18.6% |
$82.3K - $99.1K
|
1.75K
$637K
|
|
|
Jul 25, 2023
Q2 2023
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-411- 9.12% |
$84.6K - $102K
|
4.1K
$1.49M
|
|
|
Aug 09, 2023
Q2 2023
|
Adirondack Trust CO
|
SELL
|
- |
-413- 4.22% |
$85K - $102K
|
9.36K
$3.41M
|
|
|
Jul 20, 2023
Q2 2023
|
Rnc Capital Management LLC
|
SELL
|
- |
-420- 14.99% |
$86.4K - $104K
|
2.38K
$866K
|
|
|
Jul 26, 2023
Q2 2023
|
First American Trust, Fsb
|
SELL
|
- |
-420- 1.33% |
$86.4K - $104K
|
31.2K
$11.4M
|
|
|
Jul 13, 2023
Q2 2023
|
Tilia Fiduciary Partners, Inc.
|
SELL
|
- |
-422- 34.85% |
$86.8K - $105K
|
789
$287K
|
|
|
Jul 07, 2023
Q2 2023
|
Woodstock Corp
|
SELL
|
- |
-425- 11.72% |
$87.4K - $105K
|
3.2K
$1.16M
|
|
|
Aug 11, 2023
Q2 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-425- 0.22% |
$87.4K - $105K
|
191K
$69.3M
|
|
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-426- 6.44% |
$87.6K - $106K
|
6.19K
$2.25M
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-426- 5.8% |
$87.6K - $106K
|
6.92K
$2.52M
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-426- 5.8% |
$87.6K - $106K
|
6.92K
$2.52M
|
|
|
Jul 14, 2023
Q2 2023
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-428- 6.06% |
$88.1K - $106K
|
6.64K
$2.41M
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-431- 10.25% |
$88.7K - $107K
|
3.77K
$1.37M
|
|
|
Aug 07, 2023
Q2 2023
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-431- 0.4% |
$88.7K - $107K
|
108K
$39.3M
|
|
|
Aug 09, 2023
Q2 2023
|
Arrow Financial Corp
|
SELL
|
- |
-435- 2.65% |
$89.5K - $108K
|
16K
$5.81M
|
|
|
Jul 14, 2023
Q2 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-436- 13.49% |
$89.7K - $108K
|
2.8K
$1.02M
|
|
|
Aug 07, 2023
Q2 2023
|
Biltmore Family Office, LLC
|
SELL
|
- |
-437- 9.01% |
$89.9K - $108K
|
4.41K
$1.61M
|
|
|
Aug 07, 2023
Q2 2023
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-440- 9.44% |
$90.5K - $109K
|
4.22K
$1.54M
|
|
|
Aug 11, 2023
Q2 2023
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-440- 0.56% |
$90.5K - $109K
|
78.1K
$28.4M
|
|
|
Aug 04, 2023
Q2 2023
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-446- 20.26% |
$91.8K - $110K
|
1.76K
$639K
|
|
|
Jul 06, 2023
Q2 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-449- 15.98% |
$92.4K - $111K
|
2.36K
$859K
|
|
|
Aug 02, 2023
Q2 2023
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-450- 0.42% |
$92.6K - $111K
|
106K
$38.7M
|
|
|
Jul 18, 2023
Q2 2023
|
Columbia Trust CO 01012016
|
SELL
|
- |
-456- 6.0% |
$93.8K - $113K
|
7.15K
$2.6M
|
|
|
Aug 07, 2023
Q2 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-457- 24.08% |
$94K - $113K
|
1.44K
$524K
|
|
|
Jul 25, 2023
Q2 2023
|
Mathes Company, Inc.
|
SELL
|
- |
-460- 2.54% |
$94.6K - $114K
|
17.7K
$6.43M
|
|
|
Jul 03, 2023
Q2 2023
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-466- 2.88% |
$95.9K - $115K
|
15.7K
$5.72M
|
|
|
Jul 24, 2023
Q2 2023
|
Nbt Bank N A
|
SELL
|
- |
-469- 2.12% |
$96.5K - $116K
|
21.7K
$7.88M
|
|
|
Jul 28, 2023
Q2 2023
|
Howland Capital Management LLC
|
SELL
|
- |
-469- 5.75% |
$96.5K - $116K
|
7.69K
$2.8M
|
|
|
Jul 12, 2023
Q2 2023
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-470- 1.36% |
$96.7K - $116K
|
34.2K
$12.4M
|
|
|
Aug 08, 2023
Q2 2023
|
Balboa Wealth Partners
Newport Beach, CA |
SELL
|
- |
-470- 34.28% |
$96.7K - $116K
|
901
$328K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-475- 8.42% |
$97.7K - $118K
|
5.16K
$1.88M
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-482- 3.68% |
$99.2K - $119K
|
12.6K
$4.59M
|
|
|
Jul 21, 2023
Q2 2023
|
Sequent Asset Management, LLC
|
SELL
|
- |
-486- 8.29% |
$100K - $120K
|
5.38K
$1.96M
|
|
|
Aug 09, 2023
Q2 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-488- 0.82% |
$100K - $121K
|
59.4K
$21.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-490- 7.46% |
$101K - $121K
|
6.08K
$2.21M
|
|
|
Aug 09, 2023
Q2 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-491- 7.8% |
$101K - $122K
|
5.8K
$2.11M
|
|
|
Jul 17, 2023
Q2 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-497- 5.41% |
$102K - $123K
|
8.69K
$3.16M
|
|
|
Jul 25, 2023
Q2 2023
|
Cutler Investment Counsel LLC
|
SELL
|
- |
-506- 0.63% |
$104K - $125K
|
80.3K
$29.2M
|
|
|
Nov 27, 2023
Q2 2023
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-506- 15.23% |
$104K - $125K
|
2.82K
$1.03M
|
|
|
Aug 10, 2023
Q2 2023
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-508- 19.21% |
$105K - $126K
|
2.14K
$777K
|
|
|
Jul 25, 2023
Q2 2023
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-511- 6.39% |
$105K - $127K
|
7.49K
$2.73M
|
|
|
Jul 07, 2023
Q2 2023
|
Cooper Financial Group
|
SELL
|
- |
-513- 14.45% |
$106K - $127K
|
3.04K
$1.11M
|
|
|
Aug 08, 2023
Q2 2023
|
Leuthold Group, LLC
|
SELL
|
- |
-515- 3.51% |
$106K - $128K
|
14.2K
$5.15M
|
|
|
Aug 14, 2023
Q2 2023
|
Wms Partners, LLC
|
SELL
|
- |
-517- 11.19% |
$106K - $128K
|
4.1K
$1.49M
|
|
|
Aug 08, 2023
Q2 2023
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-518- 2.76% |
$107K - $128K
|
18.3K
$6.65M
|