Purchases and Sales Made in Q2 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q2 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2023
Q2 2023
|
New York State Common Retirement Fund
|
SELL
|
- |
-28.6K- 3.3% |
$5.88M - $7.08M
|
838K
$305M
|
|
|
Jul 31, 2023
Q2 2023
|
Dakota Wealth Management
|
SELL
|
- |
-29.1K- 43.8% |
$5.98M - $7.2M
|
37.3K
$13.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-29.3K- 5.74% |
$6.02M - $7.24M
|
480K
$175M
|
|
|
Aug 14, 2023
Q2 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-30K- 95.39% |
$6.18M - $7.44M
|
1.45K
$528K
|
|
|
Sep 25, 2023
Q2 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-30K- 95.39% |
$6.18M - $7.44M
|
1.45K
$528K
|
|
|
Jul 24, 2023
Q2 2023
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-30.3K- 29.95% |
$6.24M - $7.52M
|
71K
$25.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-31.6K- 84.36% |
$6.5M - $7.83M
|
5.86K
$2.13M
|
|
|
Jul 27, 2023
Q2 2023
|
New York State Teachers Retirement System
|
SELL
|
- |
-32.2K- 5.24% |
$6.63M - $7.98M
|
583K
$212M
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-33.4K- 4.8% |
$6.86M - $8.26M
|
662K
$241M
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-36.1K- 7.69% |
$7.43M - $8.95M
|
434K
$158M
|
|
|
Jul 31, 2023
Q2 2023
|
Retirement Systems Of Alabama
|
SELL
|
- |
-36.7K- 10.54% |
$7.55M - $9.09M
|
311K
$113M
|
|
|
Aug 14, 2023
Q2 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-36.9K- 1.17% |
$7.59M - $9.13M
|
3.12M
$1.14B
|
|
|
Aug 01, 2023
Q2 2023
|
First National Trust CO
|
SELL
|
- |
-37.4K- 49.19% |
$7.7M - $9.27M
|
38.7K
$14.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
SELL
|
- |
-38.6K- 21.31% |
$7.95M - $9.57M
|
143K
$51.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-38.7K- 15.18% |
$7.96M - $9.58M
|
216K
$78.7M
|
|
|
Aug 02, 2023
Q2 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-39.7K- 71.98% |
$8.16M - $9.82M
|
15.4K
$5.62M
|
|
|
Aug 15, 2023
Q2 2023
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-39.7K- 12.49% |
$8.18M - $9.84M
|
278K
$101M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-40.4K- 1.16% |
$8.3M - $10M
|
3.43M
$1.25B
|
|
|
Aug 09, 2023
Q2 2023
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-41.4K- 4.04% |
$8.51M - $10.2M
|
984K
$358M
|
|
|
Aug 14, 2023
Q2 2023
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-42.9K- 14.52% |
$8.83M - $10.6M
|
253K
$91.9M
|
|
|
Jul 05, 2023
Q2 2023
|
Amf Tjanstepension Ab
|
SELL
|
- |
-44.9K- 23.99% |
$9.25M - $11.1M
|
142K
$51.8M
|
|
|
Aug 07, 2023
Q2 2023
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-46.7K- 19.93% |
$9.6M - $11.6M
|
187K
$68.2M
|
|
|
Aug 11, 2023
Q2 2023
|
Korea Investment Corp
Seoul, M5 |
SELL
|
- |
-48.2K- 8.69% |
$9.92M - $11.9M
|
507K
$184M
|
|
|
Aug 14, 2023
Q2 2023
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-51K- 10.93% |
$10.5M - $12.6M
|
416K
$151M
|
|
|
Aug 08, 2023
Q2 2023
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-52.5K- 34.86% |
$10.8M - $13M
|
98.2K
$35.7M
|
|
|
Dec 18, 2023
Q2 2023
|
Gladius Capital Management LP
Chicago, IL |
SELL
|
- |
-56.3K- 98.19% |
$11.6M - $13.9M
|
1.04K
$378K
|
|
|
Jul 27, 2023
Q2 2023
|
Victory Capital Management Inc
|
SELL
|
- |
-56.8K- 22.37% |
$11.7M - $14.1M
|
197K
$71.7M
|
|
|
Jul 25, 2023
Q2 2023
|
Old National Bancorp
|
SELL
|
- |
-58.4K- 66.36% |
$12M - $14.5M
|
29.6K
$10.8M
|
|
|
Aug 10, 2023
Q2 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-59.9K- 35.45% |
$12.3M - $14.8M
|
109K
$39.7M
|
|
|
Jul 25, 2023
Q2 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-60.1K- 44.19% |
$12.4M - $14.9M
|
75.9K
$27.6M
|
|
|
Aug 11, 2023
Q2 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-60.5K- 100.0% |
$12.5M - $15M
|
3
$1.09K
|
|
|
Aug 10, 2023
Q2 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-60.6K- 18.89% |
$12.5M - $15M
|
260K
$94.7M
|
|
|
Jul 31, 2023
Q2 2023
|
Strs Ohio
|
SELL
|
- |
-63.2K- 16.77% |
$13M - $15.7M
|
314K
$114M
|
|
|
Aug 21, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-70.1K- 17.26% |
$14.4M - $17.4M
|
336K
$122M
|
|
|
Aug 04, 2023
Q2 2023
|
Abrdn PLC
|
SELL
|
- |
-70.8K- 20.32% |
$14.6M - $17.5M
|
278K
$101M
|
|
|
Jun 20, 2024
Q2 2023
|
Abrdn PLC
|
SELL
|
- |
-70.8K- 20.32% |
$14.6M - $17.5M
|
278K
$101M
|
|
|
Aug 22, 2023
Q2 2023
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-74.4K- 47.29% |
$15.3M - $18.4M
|
82.9K
$30.2M
|
|
|
Aug 14, 2023
Q2 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-75.1K- 82.35% |
$15.5M - $18.6M
|
16.1K
$5.86M
|
|
|
Aug 14, 2023
Q2 2023
|
Eisler Capital (Uk) Ltd.
London, X0 |
SELL
|
- |
-81.7K- 61.45% |
$16.8M - $20.2M
|
51.3K
$18.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-83.9K- 19.37% |
$17.3M - $20.8M
|
349K
$127M
|
|
|
Aug 16, 2023
Q2 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-84.3K- 93.06% |
$17.4M - $20.9M
|
6.29K
$2.29M
|
|
|
Feb 14, 2024
Q2 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-90.3K- 24.98% |
$18.6M - $22.4M
|
271K
$98.7M
|
|
|
Aug 11, 2023
Q2 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-90.9K- 1.31% |
$18.7M - $22.5M
|
6.85M
$2.49B
|
|
|
Aug 04, 2023
Q2 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-94.1K- 64.65% |
$19.4M - $23.3M
|
51.4K
$18.7M
|
|
|
Aug 07, 2023
Q2 2023
|
Ing Groep Nv
|
SELL
|
- |
-99K- 68.19% |
$20.4M - $24.5M
|
46.2K
$16.8M
|
|
|
Jul 25, 2023
Q2 2023
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-100K- 87.59% |
$20.7M - $24.9M
|
14.2K
$5.18M
|
|
|
Aug 09, 2023
Q2 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-103K- 82.3% |
$21.1M - $25.4M
|
22.1K
$8.04M
|
|
|
Oct 18, 2024
Q2 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-103K- 82.3% |
$21.1M - $25.4M
|
22.1K
$8.04M
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-107K- 25.06% |
$22M - $26.5M
|
320K
$117M
|
|
|
Aug 11, 2023
Q2 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-125K- 34.13% |
$25.7M - $30.9M
|
241K
$87.6M
|