Purchases and Sales Made in Q2 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q2 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 18, 2023
Q2 2023
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-1.9K- 5.62% |
$391K - $471K
|
31.9K
$11.6M
|
|
|
Sep 19, 2023
Q2 2023
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-1.9K- 3.37% |
$391K - $471K
|
54.4K
$19.8M
|
|
|
Jul 19, 2023
Q2 2023
|
Members Capital Advisors Inc
|
SELL
|
- |
-1.9K- 19.22% |
$392K - $471K
|
8K
$2.91M
|
|
|
Aug 11, 2023
Q2 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-1.92K- 1.41% |
$394K - $475K
|
134K
$48.6M
|
|
|
Aug 11, 2023
Q2 2023
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-1.95K- 21.39% |
$401K - $482K
|
7.16K
$2.61M
|
|
|
Apr 22, 2024
Q2 2023
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-1.95K- 21.39% |
$401K - $482K
|
7.16K
$2.61M
|
|
|
Jul 21, 2023
Q2 2023
|
Busey Wealth Management
|
SELL
|
- |
-2.01K- 2.27% |
$414K - $498K
|
86.5K
$31.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Vinva Investment Management LTD
Sydney, C3 |
SELL
|
- |
-2.03K- 18.53% |
$417K - $502K
|
8.91K
$3.24M
|
|
|
Jul 28, 2023
Q2 2023
|
Braun Stacey Associates Inc
|
SELL
|
- |
-2.1K- 50.0% |
$432K - $520K
|
2.1K
$764K
|
|
|
Aug 14, 2023
Q2 2023
|
Intact Investment Management Inc.
Montreal, A8 |
SELL
|
- |
-2.1K- 18.26% |
$432K - $520K
|
9.4K
$3.42M
|
|
|
Aug 07, 2023
Q2 2023
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-2.13K- 14.09% |
$438K - $527K
|
13K
$4.72M
|
|
|
Jul 06, 2023
Q2 2023
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-2.15K- 10.22% |
$442K - $532K
|
18.9K
$6.88M
|
|
|
Jul 27, 2023
Q2 2023
|
Financial Counselors Inc
|
SELL
|
- |
-2.16K- 1.19% |
$444K - $534K
|
179K
$65.1M
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-2.2K- 37.46% |
$453K - $546K
|
3.68K
$1.34M
|
|
|
Jul 10, 2023
Q2 2023
|
Trust CO
|
SELL
|
- |
-2.33K- 72.59% |
$480K - $577K
|
880
$320K
|
|
|
Aug 14, 2023
Q2 2023
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-2.36K- 14.67% |
$485K - $584K
|
13.7K
$4.99M
|
|
|
Aug 15, 2023
Q2 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.38K- 48.21% |
$489K - $589K
|
2.56K
$930K
|
|
|
Jul 18, 2023
Q2 2023
|
Monument Capital Management
|
SELL
|
- |
-2.4K- 13.25% |
$493K - $594K
|
15.7K
$5.71M
|
|
|
Aug 07, 2023
Q2 2023
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-2.4K- 60.0% |
$494K - $594K
|
1.6K
$582K
|
|
|
Sep 05, 2024
Q2 2023
|
Granite Fo LLC
Bedford, NH |
SELL
|
- |
-2.4K- 80.0% |
$494K - $594K
|
600
$218K
|
|
|
Jul 21, 2023
Q2 2023
|
Corundum Group, Inc.
|
SELL
|
- |
-2.46K- 47.53% |
$506K - $609K
|
2.71K
$987K
|
|
|
Jul 31, 2023
Q2 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-2.47K- 2.23% |
$508K - $611K
|
108K
$39.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-2.55K- 8.63% |
$525K - $633K
|
27K
$9.84M
|
|
|
Jul 31, 2023
Q2 2023
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-2.57K- 0.86% |
$529K - $637K
|
297K
$108M
|
|
|
Aug 07, 2023
Q2 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-2.58K- 3.42% |
$531K - $639K
|
72.9K
$26.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
SELL
|
- |
-2.63K- 42.81% |
$542K - $652K
|
3.52K
$1.28M
|
|
|
Aug 21, 2023
Q2 2023
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-2.68K- 5.39% |
$552K - $664K
|
47.1K
$17.1M
|
|
|
Jul 31, 2023
Q2 2023
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-2.69K- 2.33% |
$554K - $667K
|
113K
$41.1M
|
|
|
Sep 21, 2023
Q2 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-2.74K- 78.87% |
$563K - $678K
|
733
$267K
|
|
|
Aug 03, 2023
Q2 2023
|
Illinois Municipal Retirement Fund
|
SELL
|
- |
-2.77K- 7.39% |
$571K - $687K
|
34.7K
$12.6M
|
|
|
Aug 10, 2023
Q2 2023
|
Moran Wealth Management, LLC
Naples, FL |
SELL
|
- |
-2.84K- 4.79% |
$584K - $703K
|
56.4K
$20.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-2.87K- 68.2% |
$589K - $710K
|
1.34K
$486K
|
|
|
Aug 11, 2023
Q2 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-2.89K- 4.26% |
$594K - $716K
|
64.9K
$23.6M
|
|
|
Jul 07, 2023
Q2 2023
|
Bridges Investment Management Inc
|
SELL
|
- |
-3K- 54.05% |
$617K - $743K
|
2.55K
$928K
|
|
|
Aug 08, 2023
Q2 2023
|
Van Strum & Towne Inc.
San Francisco, CA |
SELL
|
- |
-3K- 54.95% |
$617K - $743K
|
2.46K
$895K
|
|
|
Jul 18, 2023
Q2 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-3.08K- 27.75% |
$635K - $764K
|
8.03K
$2.92M
|
|
|
Aug 03, 2023
Q2 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-3.11K- 7.08% |
$640K - $771K
|
40.8K
$14.9M
|
|
|
Sep 26, 2023
Q2 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-3.15K- 71.09% |
$647K - $779K
|
1.28K
$465K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.16K- 10.16% |
$650K - $782K
|
27.9K
$10.2M
|
|
|
Jul 14, 2023
Q2 2023
|
Guardian Investment Management
|
SELL
|
- |
-3.17K- 34.58% |
$651K - $784K
|
5.99K
$2.18M
|
|
|
Apr 02, 2024
Q2 2023
|
Waypoint Wealth Counsel
Atlanta, GA |
SELL
|
- |
-3.33K- 77.33% |
$685K - $824K
|
976
$355K
|
|
|
Jul 21, 2023
Q2 2023
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-3.41K- 9.76% |
$702K - $845K
|
31.6K
$11.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-3.46K- 61.57% |
$712K - $857K
|
2.16K
$786K
|
|
|
Aug 14, 2023
Q2 2023
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-3.59K- 23.22% |
$739K - $889K
|
11.9K
$4.32M
|
|
|
Aug 14, 2023
Q2 2023
|
Laffer Tengler Investments
Nashville, TN |
SELL
|
- |
-3.61K- 80.37% |
$742K - $893K
|
881
$321K
|
|
|
Jul 26, 2023
Q2 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
SELL
|
- |
-3.66K- 58.05% |
$752K - $906K
|
2.64K
$962K
|
|
|
Aug 10, 2023
Q2 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-3.66K- 57.06% |
$753K - $906K
|
2.75K
$1M
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.72K- 5.05% |
$766K - $922K
|
69.9K
$25.4M
|
|
|
Oct 21, 2024
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-3.72K- 54.98% |
$766K - $922K
|
3.05K
$1.11M
|
|
|
Aug 11, 2023
Q2 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-3.74K- 6.75% |
$769K - $926K
|
51.7K
$18.8M
|