Purchases and Sales Made in Q2 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q2 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
4.02K+ 34.11% |
$826K - $995K
|
15.8K
$5.78M
|
|
|
Aug 14, 2023
Q2 2023
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
4.02KNew |
$826K - $994K
|
4.02K
$1.47M
|
|
|
Jul 12, 2023
Q2 2023
|
Sciencast Management LP
|
BUY
|
- |
4.01KNew |
$825K - $994K
|
4.01K
$1.47M
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
3.97K+ 36.8% |
$818K - $984K
|
14.8K
$5.41M
|
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
3.92K+ 14003.57% |
$807K - $971K
|
3.95K
$1.45M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
3.87K+ 12.01% |
$795K - $957K
|
36.1K
$13.2M
|
|
|
Feb 16, 2024
Q2 2023
|
Main Street Investment Advisors LLC
|
BUY
|
- |
3.84K+ 10.65% |
$791K - $952K
|
39.9K
$14.6M
|
|
|
Nov 13, 2023
Q2 2023
|
Townsquare Capital LLC
|
BUY
|
- |
3.82K+ 12.6% |
$786K - $946K
|
34.1K
$12.5M
|
|
|
Jul 21, 2023
Q2 2023
|
Meyer Handelman CO
|
BUY
|
- |
3.8K+ 2.88% |
$782K - $941K
|
136K
$49.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Uni Super Management Pty LTD
Melbourne, Victoria, C3 |
BUY
|
- |
3.8KNew |
$782K - $941K
|
3.8K
$1.39M
|
|
|
Jul 27, 2023
Q2 2023
|
Ifm Investors Pty LTD
|
BUY
|
- |
3.72K+ 3.82% |
$765K - $921K
|
101K
$37M
|
|
|
Aug 14, 2023
Q2 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3.71K+ 40.24% |
$764K - $920K
|
12.9K
$4.74M
|
|
|
Jul 25, 2023
Q2 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
3.61KNew |
$743K - $894K
|
3.61K
$1.32M
|
|
|
Aug 04, 2023
Q2 2023
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
- |
3.61KNew |
$743K - $894K
|
3.61K
$1.32M
|
|
|
Aug 14, 2023
Q2 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
3.6KNew |
$740K - $890K
|
3.6K
$1.32M
|
|
|
Aug 11, 2023
Q2 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
3.48K+ 154.59% |
$717K - $863K
|
5.74K
$2.1M
|
|
|
Jul 20, 2023
Q2 2023
|
Tkg Advisors, LLC
|
BUY
|
- |
3.45K+ 64.14% |
$710K - $855K
|
8.83K
$3.23M
|
|
|
Aug 14, 2023
Q2 2023
|
Paradigm Asset Management CO LLC
|
BUY
|
- |
3.4K+ 566.67% |
$700K - $842K
|
4K
$1.46M
|
|
|
Sep 04, 2024
Q2 2023
|
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group
Warsaw, R9 |
BUY
|
- |
3.4K+ 115.96% |
$700K - $842K
|
6.33K
$2.32M
|
|
|
Aug 11, 2023
Q2 2023
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
3.28K+ 9.66% |
$675K - $812K
|
37.2K
$13.6M
|
|
|
Aug 01, 2023
Q2 2023
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
3.27K+ 388.94% |
$673K - $810K
|
4.11K
$1.51M
|
|
|
Aug 02, 2023
Q2 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
3.27K+ 1608.87% |
$672K - $809K
|
3.47K
$1.27M
|
|
|
Aug 14, 2023
Q2 2023
|
Treasurer Of The State Of North Carolina
|
BUY
|
- |
3.24K+ 1.41% |
$667K - $803K
|
233K
$85.4M
|
|
|
Jul 13, 2023
Q2 2023
|
Perfromance Wealth Partners, LLC
|
BUY
|
- |
3.21K+ 22.01% |
$660K - $795K
|
17.8K
$6.51M
|
|
|
Jan 02, 2024
Q2 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
3.18K+ 30.38% |
$654K - $787K
|
13.6K
$4.99M
|
|
|
Jul 24, 2023
Q2 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
3.17K+ 21.89% |
$651K - $784K
|
17.6K
$6.45M
|
|
|
Aug 09, 2023
Q2 2023
|
Eagle Asset Management Inc
St Petersburg, FL |
BUY
|
- |
3.16K+ 46.94% |
$649K - $782K
|
9.88K
$3.62M
|
|
|
Aug 08, 2023
Q2 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
3.1K+ 3.08% |
$639K - $769K
|
104K
$38M
|
|
|
Aug 07, 2023
Q2 2023
|
Donoghue Forlines LLC
|
BUY
|
- |
3.08K+ 158.64% |
$635K - $764K
|
5.03K
$1.84M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.08K+ 1.12% |
$634K - $764K
|
279K
$102M
|
|
|
Aug 07, 2023
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
3.05KNew |
$627K - $755K
|
3.05K
$1.12M
|
|
|
Jul 10, 2023
Q2 2023
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
BUY
|
- |
3.04K+ 4.26% |
$624K - $752K
|
74.3K
$27.2M
|
|
|
Aug 04, 2023
Q2 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
3.03K+ 28.19% |
$623K - $749K
|
13.8K
$5.04M
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
3.01K+ 1.2% |
$620K - $746K
|
255K
$93.2M
|
|
|
Jul 31, 2023
Q2 2023
|
Am Squared LTD
Hong Kong, K3 |
BUY
|
- |
3KNew |
$617K - $743K
|
3K
$1.1M
|
|
|
Jul 19, 2023
Q2 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
2.96K+ 30.78% |
$610K - $734K
|
12.6K
$4.61M
|
|
|
Aug 14, 2023
Q2 2023
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
2.96K+ 5.81% |
$609K - $733K
|
53.9K
$19.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Banco Santander, S.A.
|
BUY
|
- |
2.86K+ 3.79% |
$588K - $708K
|
78.3K
$28.7M
|
|
|
Jul 19, 2023
Q2 2023
|
Advisors Management Group Inc
|
BUY
|
- |
2.86K+ 121.01% |
$588K - $708K
|
5.22K
$1.91M
|
|
|
Jul 17, 2023
Q2 2023
|
Oak Harvest Investment Services
|
BUY
|
- |
2.8K+ 10.66% |
$576K - $693K
|
29.1K
$10.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Sherbrooke Park Advisers LLC
White Plains, NY |
BUY
|
- |
2.8KNew |
$576K - $693K
|
2.8K
$1.02M
|
|
|
Aug 09, 2023
Q2 2023
|
Beck Bode, LLC
|
BUY
|
- |
2.8K+ 27.81% |
$576K - $693K
|
12.9K
$4.71M
|
|
|
Aug 09, 2023
Q2 2023
|
Regions Financial Corp
|
BUY
|
- |
2.74K+ 2.97% |
$564K - $679K
|
95.2K
$34.8M
|
|
|
Aug 04, 2023
Q2 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
2.73K+ 22.05% |
$563K - $677K
|
15.1K
$5.54M
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.73K+ 10.77% |
$561K - $676K
|
28.1K
$10.3M
|
|
|
Aug 03, 2023
Q2 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
2.64K+ 28.96% |
$544K - $655K
|
11.8K
$4.31M
|
|
|
Jul 28, 2023
Q2 2023
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
2.63K+ 7.85% |
$541K - $651K
|
36.1K
$13.2M
|
|
|
Aug 02, 2023
Q2 2023
|
Blue Chip Partners, Inc.
|
BUY
|
- |
2.63K+ 3.77% |
$540K - $650K
|
72.3K
$26.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
2.59K+ 103.59% |
$534K - $642K
|
5.1K
$1.87M
|
|
|
Aug 14, 2023
Q2 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
2.56K+ 54.76% |
$527K - $635K
|
7.24K
$2.65M
|