Purchases and Sales Made in Q2 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q2 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
2.55KNew |
$525K - $632K
|
2.55K
$929K
|
|
|
Aug 15, 2023
Q2 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
2.54KNew |
$522K - $629K
|
2.54K
$924K
|
|
|
Oct 23, 2023
Q2 2023
|
Slocum, Gordon & CO LLP
Newport, RI |
BUY
|
- |
2.5KNew |
$514K - $619K
|
2.5K
$910K
|
|
|
Aug 03, 2023
Q2 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
2.48K+ 3.92% |
$510K - $614K
|
65.7K
$23.9M
|
|
|
Nov 21, 2023
Q2 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
2.44K+ 5.6% |
$502K - $604K
|
46K
$16.7M
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
2.42KNew |
$498K - $600K
|
2.42K
$881K
|
|
|
Jul 31, 2023
Q2 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
2.38K+ 120.9% |
$490K - $590K
|
4.35K
$1.58M
|
|
|
Aug 04, 2023
Q2 2023
|
Lyell Wealth Management, LP
|
BUY
|
- |
2.36K+ 7.58% |
$486K - $585K
|
33.5K
$12.2M
|
|
|
Jul 27, 2023
Q2 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
2.36KNew |
$485K - $584K
|
2.36K
$858K
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.34K+ 1.76% |
$482K - $580K
|
135K
$49.3M
|
|
|
Jul 13, 2023
Q2 2023
|
Hb Wealth Management, LLC
|
BUY
|
- |
2.33K+ 7.69% |
$480K - $577K
|
32.6K
$11.9M
|
|
|
Aug 10, 2023
Q2 2023
|
Wfa Of San Diego, LLC
|
BUY
|
- |
2.32KNew |
$477K - $574K
|
2.32K
$843K
|
|
|
Aug 14, 2023
Q2 2023
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
2.3KNew |
$474K - $571K
|
2.3K
$838K
|
|
|
Jul 18, 2023
Q2 2023
|
Security National Bank
|
BUY
|
- |
2.3K+ 89.08% |
$473K - $570K
|
4.88K
$1.78M
|
|
|
Aug 08, 2023
Q2 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
2.3K+ 6.04% |
$473K - $570K
|
40.4K
$14.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
2.23K+ 136.83% |
$459K - $552K
|
3.86K
$1.4M
|
|
|
Aug 11, 2023
Q2 2023
|
Loomis Sayles & CO L P
|
BUY
|
- |
2.23K+ 1258.19% |
$458K - $552K
|
2.4K
$875K
|
|
|
Jul 21, 2023
Q2 2023
|
Psi Advisors, LLC
|
BUY
|
- |
2.21K+ 93.93% |
$455K - $548K
|
4.57K
$1.66M
|
|
|
Aug 02, 2023
Q2 2023
|
Narwhal Capital Management
|
BUY
|
- |
2.21K+ 10.48% |
$455K - $548K
|
23.3K
$8.48M
|
|
|
Aug 10, 2023
Q2 2023
|
Community Bank & Trust, Waco, Texas
Waco, TX |
BUY
|
- |
2.2K+ 9.83% |
$453K - $546K
|
24.6K
$8.96M
|
|
|
Aug 04, 2023
Q2 2023
|
Ctc LLC
|
BUY
|
- |
2.18KNew |
$449K - $540K
|
2.18K
$793K
|
|
|
Jul 14, 2023
Q2 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
2.17K+ 85.55% |
$446K - $537K
|
4.7K
$1.71M
|
|
|
Feb 14, 2024
Q2 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
2.17K+ 85.55% |
$446K - $537K
|
4.7K
$1.71M
|
|
|
Aug 02, 2023
Q2 2023
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
2.17K+ 88.05% |
$446K - $536K
|
4.63K
$1.68M
|
|
|
Aug 01, 2023
Q2 2023
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
2.16K+ 4.11% |
$444K - $535K
|
54.7K
$19.9M
|
|
|
Aug 11, 2023
Q2 2023
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
BUY
|
- |
2.14K+ 4.06% |
$439K - $529K
|
54.7K
$19.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
2.13K+ 24.1% |
$439K - $529K
|
11K
$4M
|
|
|
Aug 14, 2023
Q2 2023
|
Morningstar Investment Management LLC
Chicago, IL |
BUY
|
- |
2.11KNew |
$434K - $522K
|
2.11K
$767K
|
|
|
Aug 08, 2023
Q2 2023
|
Machina Capital S.A.S.
Paris, I0 |
BUY
|
- |
2.09K+ 147.81% |
$431K - $518K
|
3.51K
$1.28M
|
|
|
Aug 14, 2023
Q2 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
2.09K+ 85.63% |
$430K - $518K
|
4.53K
$1.65M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2K+ 0.31% |
$412K - $496K
|
638K
$232M
|
|
|
Aug 14, 2023
Q2 2023
|
Bayesian Capital Management, LP
Brooklyn, NY |
BUY
|
- |
2KNew |
$412K - $495K
|
2K
$728K
|
|
|
Jun 28, 2024
Q2 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
2K+ 533.33% |
$412K - $495K
|
2.38K
$864K
|
|
|
Jul 18, 2023
Q2 2023
|
Rothschild Investment Corp
|
BUY
|
- |
2K+ 31.53% |
$411K - $494K
|
8.33K
$3.03M
|
|
|
Jul 19, 2023
Q2 2023
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
1.96KNew |
$403K - $485K
|
1.96K
$713K
|
|
|
Jul 20, 2023
Q2 2023
|
Advocate Group LLC
|
BUY
|
- |
1.88K+ 11.7% |
$386K - $465K
|
17.9K
$6.52M
|
|
|
Aug 08, 2023
Q2 2023
|
Vise Technologies, Inc.
New York, NY |
BUY
|
- |
1.87K+ 42.38% |
$384K - $463K
|
6.28K
$2.28M
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.86K+ 22.2% |
$382K - $459K
|
10.2K
$3.71M
|
|
|
Aug 11, 2023
Q2 2023
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
BUY
|
- |
1.81K+ 9.23% |
$372K - $448K
|
21.4K
$7.79M
|
|
|
Aug 21, 2023
Q2 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
1.79KNew |
$368K - $443K
|
1.79K
$651K
|
|
|
Jul 27, 2023
Q2 2023
|
Empirical Finance, LLC
|
BUY
|
- |
1.78K+ 11.98% |
$367K - $442K
|
16.7K
$6.06M
|
|
|
Aug 08, 2023
Q2 2023
|
Rollins Financial
|
BUY
|
- |
1.78K+ 96.43% |
$367K - $441K
|
3.63K
$1.32M
|
|
|
Jul 20, 2023
Q2 2023
|
Kg&L Capital Management,Llc
|
BUY
|
- |
1.78K+ 102.95% |
$366K - $440K
|
3.51K
$1.28M
|
|
|
Jul 14, 2023
Q2 2023
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
1.77K+ 10.94% |
$363K - $437K
|
17.9K
$6.52M
|
|
|
Aug 11, 2023
Q2 2023
|
Heritage Trust CO
Oklahoma City, OK |
BUY
|
- |
1.76K+ 18.98% |
$363K - $437K
|
11.1K
$4.02M
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
1.76K+ 2.46% |
$362K - $436K
|
73.3K
$26.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
1.76KNew |
$361K - $435K
|
1.76K
$639K
|
|
|
Jul 26, 2023
Q2 2023
|
Arcataur Capital Management LLC
Milwaukee, WI |
BUY
|
- |
1.75KNew |
$361K - $434K
|
1.75K
$638K
|
|
|
Aug 14, 2023
Q2 2023
|
Capital Markets Trading Uk LLP
London, X0 |
BUY
|
- |
1.75KNew |
$360K - $434K
|
1.75K
$637K
|
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.73K+ 30.21% |
$356K - $428K
|
7.45K
$2.71M
|