Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Family Legacy, Inc.
|
SELL
|
- |
-202- 1.06% |
$32.8K - $40K
|
18.9K
$7.09M
|
|
|
Nov 07, 2022
Q3 2022
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-203- 3.22% |
$33K - $40.2K
|
6.11K
$2.29M
|
|
|
Oct 17, 2022
Q3 2022
|
Highland Private Wealth Management
|
SELL
|
- |
-205- 10.69% |
$33.3K - $40.6K
|
1.71K
$642K
|
|
|
Nov 03, 2022
Q3 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-205- 32.7% |
$33.3K - $40.6K
|
422
$158K
|
|
|
Oct 27, 2022
Q3 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-207- 3.55% |
$33.6K - $41K
|
5.62K
$2.11M
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-207- 1.66% |
$33.6K - $41K
|
12.3K
$4.6M
|
|
|
Dec 13, 2022
Q3 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-212- 6.75% |
$34.4K - $42K
|
2.93K
$1.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-214- 12.26% |
$34.8K - $42.4K
|
1.53K
$574K
|
|
|
Nov 04, 2022
Q3 2022
|
Gradient Capital Advisors, LLC
|
SELL
|
- |
-217- 11.0% |
$35.2K - $43K
|
1.76K
$658K
|
|
|
Nov 14, 2022
Q3 2022
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-218- 6.78% |
$35.4K - $43.2K
|
3K
$1.12M
|
|
|
Oct 26, 2022
Q3 2022
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-219- 4.59% |
$35.6K - $43.4K
|
4.55K
$1.71M
|
|
|
Nov 14, 2022
Q3 2022
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-219- 3.63% |
$35.6K - $43.4K
|
5.81K
$2.18M
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-220- 0.82% |
$35.7K - $43.6K
|
26.5K
$9.93M
|
|
|
Nov 15, 2022
Q3 2022
|
Orleans Capital Management Corp
Mandeville, LA |
SELL
|
- |
-220- 4.8% |
$35.7K - $43.6K
|
4.37K
$1.64M
|
|
|
Oct 21, 2022
Q3 2022
|
Twin Capital Management Inc
|
SELL
|
- |
-223- 1.07% |
$36.2K - $44.2K
|
20.6K
$7.71M
|
|
|
Nov 14, 2022
Q3 2022
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-224- 6.84% |
$36.4K - $44.4K
|
3.05K
$1.14M
|
|
|
Oct 14, 2022
Q3 2022
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-225- 3.53% |
$36.5K - $44.6K
|
6.15K
$2.3M
|
|
|
Nov 02, 2022
Q3 2022
|
Hartford Investment Management CO
|
SELL
|
- |
-225- 0.42% |
$36.5K - $44.6K
|
53.6K
$20.1M
|
|
|
Nov 04, 2022
Q3 2022
|
True Private Wealth Advisors
|
SELL
|
- |
-226- 4.89% |
$36.7K - $44.8K
|
4.39K
$1.65M
|
|
|
Oct 19, 2022
Q3 2022
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-229- 1.54% |
$37.2K - $45.4K
|
14.6K
$5.48M
|
|
|
Nov 14, 2022
Q3 2022
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-231- 2.47% |
$37.5K - $45.8K
|
9.13K
$3.42M
|
|
|
Oct 20, 2022
Q3 2022
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-232- 2.53% |
$37.7K - $46K
|
8.96K
$3.36M
|
|
|
Oct 20, 2022
Q3 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-233- 6.94% |
$37.8K - $46.2K
|
3.12K
$1.17M
|
|
|
Oct 18, 2022
Q3 2022
|
Abacus Planning Group, Inc.
|
SELL
|
- |
-235- 7.69% |
$38.2K - $46.6K
|
2.82K
$1.06M
|
|
|
Oct 24, 2022
Q3 2022
|
Platform Technology Partners
|
SELL
|
- |
-236- 8.5% |
$38.3K - $46.8K
|
2.54K
$953K
|
|
|
Nov 14, 2022
Q3 2022
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-236- 2.16% |
$38.3K - $46.8K
|
10.7K
$4.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Seeyond
Paris, I0 |
SELL
|
- |
-238- 5.18% |
$38.7K - $47.2K
|
4.36K
$1.63M
|
|
|
Oct 24, 2022
Q3 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-240- 0.47% |
$39K - $47.6K
|
50.8K
$19M
|
|
|
Nov 01, 2022
Q3 2022
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-245- 5.68% |
$39.8K - $48.6K
|
4.07K
$1.53M
|
|
|
Nov 01, 2022
Q3 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-246- 1.87% |
$40K - $48.8K
|
12.9K
$4.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-247- 12.38% |
$40.1K - $49K
|
1.75K
$655K
|
|
|
Nov 14, 2022
Q3 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-248- 6.47% |
$40.3K - $49.2K
|
3.59K
$1.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Waldron Private Wealth LLC
|
SELL
|
- |
-249- 2.66% |
$40.4K - $49.4K
|
9.12K
$3.42M
|
|
|
Nov 03, 2022
Q3 2022
|
Coastline Trust CO
|
SELL
|
- |
-250- 3.64% |
$40.6K - $49.6K
|
6.61K
$2.48M
|
|
|
Oct 19, 2022
Q3 2022
|
Triangle Securities Wealth Management
|
SELL
|
- |
-251- 2.94% |
$40.8K - $49.8K
|
8.29K
$3.11M
|
|
|
Oct 28, 2022
Q3 2022
|
Securian Asset Management, Inc
|
SELL
|
- |
-254- 0.59% |
$41.3K - $50.4K
|
43K
$16.1M
|
|
|
Nov 04, 2022
Q3 2022
|
Profund Advisors LLC
|
SELL
|
- |
-261- 2.79% |
$42.4K - $51.7K
|
9.1K
$3.41M
|
|
|
Nov 18, 2022
Q3 2022
|
Horizon Wealth Management, LLC
|
SELL
|
- |
-261- 6.84% |
$42.4K - $51.7K
|
3.56K
$1.33M
|
|
|
Oct 06, 2022
Q3 2022
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-264- 1.44% |
$42.9K - $52.3K
|
18K
$6.75M
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-269- 0.66% |
$43.7K - $53.3K
|
40.6K
$15.2M
|
|
|
Oct 27, 2022
Q3 2022
|
Mizuho Securities Co. Ltd.
|
SELL
|
- |
-270- 42.39% |
$43.9K - $53.5K
|
367
$138K
|
|
|
Nov 14, 2022
Q3 2022
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-271- 15.01% |
$44K - $53.7K
|
1.53K
$575K
|
|
|
Oct 24, 2022
Q3 2022
|
Arbor Trust Wealth Advisors, LLC
|
SELL
|
- |
-275- 4.76% |
$44.7K - $54.5K
|
5.5K
$2.06M
|
|
|
Nov 09, 2022
Q3 2022
|
Glassman Wealth Services
|
SELL
|
- |
-275- 16.08% |
$44.7K - $54.5K
|
1.44K
$538K
|
|
|
Nov 10, 2022
Q3 2022
|
Stokes Family Office, LLC
|
SELL
|
- |
-278- 14.73% |
$45.2K - $55.1K
|
1.61K
$603K
|
|
|
Nov 14, 2022
Q3 2022
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-279- 0.64% |
$45.3K - $55.3K
|
43.3K
$16.2M
|
|
|
Nov 09, 2022
Q3 2022
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-280- 7.57% |
$45.5K - $55.5K
|
3.42K
$1.28M
|
|
|
Aug 28, 2024
Q3 2022
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-281- 6.68% |
$45.6K - $55.7K
|
3.93K
$1.47M
|
|
|
Oct 24, 2022
Q3 2022
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-282- 1.85% |
$45.8K - $55.9K
|
14.9K
$5.6M
|
|
|
Oct 21, 2022
Q3 2022
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-284- 18.67% |
$46.1K - $56.3K
|
1.24K
$464K
|