Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.46K+ 12.73% |
$764K - $1.08M
|
39.5K
$14.8M
|
|
|
Mar 22, 2024
Q4 2022
|
Waypoint Wealth Counsel
Atlanta, GA |
BUY
|
- |
4.31KNew |
$737K - $1.05M
|
4.31K
$1.62M
|
|
|
Jan 24, 2023
Q4 2022
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
4.12KNew |
$705K - $1M
|
4.12K
$1.55M
|
|
|
Jan 25, 2023
Q4 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
4.09KNew |
$700K - $994K
|
4.09K
$1.54M
|
|
|
Feb 14, 2023
Q4 2022
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
4.08KNew |
$699K - $993K
|
4.08K
$1.53M
|
|
|
Feb 14, 2023
Q4 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
4KNew |
$685K - $973K
|
4K
$1.5M
|
|
|
Jan 20, 2023
Q4 2022
|
Goelzer Investment Management, Inc.
|
BUY
|
- |
3.98K+ 33.31% |
$682K - $968K
|
15.9K
$5.99M
|
|
|
Feb 14, 2023
Q4 2022
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
3.87K+ 17.57% |
$663K - $941K
|
25.9K
$9.74M
|
|
|
Apr 19, 2024
Q4 2022
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
3.87K+ 53.35% |
$663K - $941K
|
11.1K
$4.18M
|
|
|
Feb 13, 2023
Q4 2022
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
3.84K+ 5.12% |
$658K - $934K
|
78.9K
$29.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Worth Financial Advisory Group, LLC
Charlotte, NC |
BUY
|
- |
3.83KNew |
$655K - $930K
|
3.83K
$1.44M
|
|
|
Jan 31, 2023
Q4 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
3.81K+ 10.44% |
$653K - $927K
|
40.3K
$15.2M
|
|
|
Jul 18, 2023
Q4 2022
|
First County Bank /Ct/
Stamford, CT |
BUY
|
- |
3.75KNew |
$642K - $912K
|
3.75K
$1.41M
|
|
|
Feb 13, 2023
Q4 2022
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
3.72K+ 75.16% |
$638K - $905K
|
8.68K
$3.26M
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
3.62K+ 24.68% |
$620K - $880K
|
18.3K
$6.87M
|
|
|
Feb 13, 2023
Q4 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
3.58K+ 0.84% |
$613K - $871K
|
432K
$162M
|
|
|
Feb 03, 2023
Q4 2022
|
Callahan Advisors, LLC
|
BUY
|
- |
3.58K+ 7.67% |
$613K - $870K
|
50.3K
$18.9M
|
|
|
Feb 02, 2023
Q4 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
3.57K+ 4963.89% |
$612K - $869K
|
3.65K
$1.37M
|
|
|
Aug 11, 2023
Q4 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
3.55K+ 0.83% |
$607K - $862K
|
432K
$162M
|
|
|
Feb 09, 2023
Q4 2022
|
Ria Advisory Group LLC
Ames, IA |
BUY
|
- |
3.51KNew |
$601K - $853K
|
3.51K
$1.32M
|
|
|
Feb 13, 2023
Q4 2022
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
3.45KNew |
$591K - $839K
|
3.45K
$1.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Laird Norton Trust Company, LLC
|
BUY
|
- |
3.41KNew |
$584K - $829K
|
3.41K
$1.28M
|
|
|
Feb 14, 2023
Q4 2022
|
Ifm Investors Pty LTD
|
BUY
|
- |
3.4K+ 3.7% |
$583K - $827K
|
95.5K
$35.9M
|
|
|
Jan 11, 2023
Q4 2022
|
Stonnington Group, LLC
|
BUY
|
- |
3.4K+ 28.71% |
$582K - $827K
|
15.2K
$5.73M
|
|
|
Feb 10, 2023
Q4 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
3.4KNew |
$582K - $827K
|
3.4K
$1.28M
|
|
|
Jan 31, 2023
Q4 2022
|
Friedenthal Financial
|
BUY
|
- |
3.38KNew |
$579K - $822K
|
3.38K
$1.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
3.38K+ 14.97% |
$579K - $822K
|
26K
$9.75M
|
|
|
Jan 19, 2023
Q4 2022
|
Catalyst Financial Partners LLC
Boston, MA |
BUY
|
- |
3.36KNew |
$575K - $816K
|
3.36K
$1.26M
|
|
|
Feb 13, 2023
Q4 2022
|
M&T Bank Corp
|
BUY
|
- |
3.32K+ 1.4% |
$568K - $807K
|
241K
$90.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
3.25K+ 1.39% |
$556K - $790K
|
237K
$88.9M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.22K+ 5.88% |
$551K - $783K
|
58K
$21.8M
|
|
|
Feb 08, 2023
Q4 2022
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
BUY
|
- |
3.21KNew |
$549K - $779K
|
3.21K
$1.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital International LTD
Los Angeles, CA |
BUY
|
- |
3.18K+ 2.92% |
$545K - $773K
|
112K
$42.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Van Hulzen Asset Management, LLC
|
BUY
|
- |
3.14KNew |
$538K - $764K
|
3.14K
$1.18M
|
|
|
Feb 14, 2023
Q4 2022
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
3.14KNew |
$538K - $763K
|
3.14K
$1.18M
|
|
|
Feb 13, 2023
Q4 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
3.09K+ 43.02% |
$529K - $751K
|
10.3K
$3.86M
|
|
|
Feb 03, 2023
Q4 2022
|
Ieq Capital, LLC
|
BUY
|
- |
3.07K+ 17.87% |
$526K - $746K
|
20.2K
$7.61M
|
|
|
Jan 24, 2023
Q4 2022
|
Rockland Trust CO
|
BUY
|
- |
2.96K+ 73.53% |
$506K - $719K
|
6.98K
$2.62M
|
|
|
Feb 09, 2023
Q4 2022
|
Mai Capital Management
|
BUY
|
- |
2.96K+ 31.73% |
$506K - $718K
|
12.3K
$4.61M
|
|
|
Feb 15, 2023
Q4 2022
|
Cic Wealth, LLC
Rockville, MD |
BUY
|
- |
2.96KNew |
$506K - $718K
|
2.96K
$1.11M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Capital Management LLC
|
BUY
|
- |
2.94K+ 3.88% |
$503K - $714K
|
78.7K
$29.6M
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
2.93K+ 1.74% |
$501K - $711K
|
171K
$64.3M
|
|
|
Aug 06, 2024
Q4 2022
|
Hantz Financial Services, Inc.
|
BUY
|
- |
2.88K+ 6.35% |
$492K - $699K
|
48.1K
$18.1M
|
|
|
Jan 25, 2023
Q4 2022
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
2.87KNew |
$491K - $698K
|
2.87K
$1.08M
|
|
|
Feb 03, 2023
Q4 2022
|
Cx Institutional
|
BUY
|
- |
2.84KNew |
$486K - $690K
|
2.84K
$1.07M
|
|
|
Feb 07, 2023
Q4 2022
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
2.84K+ 50.44% |
$486K - $690K
|
8.46K
$3.18M
|
|
|
Feb 14, 2023
Q4 2022
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
2.83K+ 2.62% |
$484K - $687K
|
111K
$41.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Axq Capital, LP
Jersey City, NJ |
BUY
|
- |
2.8KNew |
$479K - $681K
|
2.8K
$1.05M
|
|
|
May 17, 2023
Q4 2022
|
Virginia Retirement Systems Et Al
Richmond, VA |
BUY
|
- |
2.8K+ 3.37% |
$479K - $681K
|
86K
$32.3M
|
|
|
Jan 11, 2023
Q4 2022
|
Verity & Verity, LLC
Beaufort, SC |
BUY
|
- |
2.75KNew |
$471K - $669K
|
2.75K
$1.03M
|