Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 12, 2023
Q4 2022
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
1.39KNew |
$238K - $338K
|
1.39K
$522K
|
|
|
Feb 08, 2023
Q4 2022
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.37KNew |
$234K - $333K
|
1.37K
$514K
|
|
|
Jan 30, 2023
Q4 2022
|
Seed Wealth Management, Inc.
Evanston, IL |
BUY
|
- |
1.36KNew |
$232K - $329K
|
1.36K
$509K
|
|
|
Jan 18, 2023
Q4 2022
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
1.35KNew |
$231K - $328K
|
1.35K
$507K
|
|
|
Feb 13, 2023
Q4 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
1.34KNew |
$230K - $327K
|
1.34K
$505K
|
|
|
Feb 13, 2023
Q4 2022
|
Krilogy Financial LLC
|
BUY
|
- |
1.34KNew |
$230K - $326K
|
1.34K
$504K
|
|
|
Jan 25, 2023
Q4 2022
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
1.33KNew |
$228K - $323K
|
1.33K
$499K
|
|
|
Jan 12, 2023
Q4 2022
|
One Ascent Wealth Management LLC
Birmingham, AL |
BUY
|
- |
1.32KNew |
$227K - $322K
|
1.32K
$498K
|
|
|
Feb 10, 2023
Q4 2022
|
Cws Financial Advisors, LLC
Kalamazoo, MI |
BUY
|
- |
1.32KNew |
$227K - $322K
|
1.32K
$498K
|
|
|
Feb 06, 2023
Q4 2022
|
Meitav Dash Investments LTD
|
BUY
|
- |
1.32K+ 1.77% |
$226K - $320K
|
75.9K
$28.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Millington Financial Advisors, LLC
Naperville, IL |
BUY
|
- |
1.31KNew |
$225K - $319K
|
1.31K
$493K
|
|
|
Feb 08, 2023
Q4 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.31K+ 30.0% |
$225K - $319K
|
5.69K
$2.14M
|
|
|
Feb 13, 2023
Q4 2022
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
BUY
|
- |
1.31KNew |
$225K - $319K
|
1.31K
$493K
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
1.29KNew |
$220K - $312K
|
1.29K
$483K
|
|
|
Feb 14, 2023
Q4 2022
|
Dudley Capital Management, LLC
Middleburg, VA |
BUY
|
- |
1.29KNew |
$220K - $312K
|
1.29K
$483K
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Family Trust
Los Angeles, CA |
BUY
|
- |
1.27KNew |
$217K - $309K
|
1.27K
$477K
|
|
|
Feb 03, 2023
Q4 2022
|
Peterson Financial Group, Inc.
|
BUY
|
- |
1.27KNew |
$217K - $308K
|
1.27K
$476K
|
|
|
Feb 06, 2023
Q4 2022
|
Legacy Financial Advisors, Inc.
|
BUY
|
- |
1.26KNew |
$216K - $307K
|
1.26K
$474K
|
|
|
Feb 14, 2023
Q4 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
1.25K+ 42.58% |
$214K - $303K
|
4.18K
$1.57M
|
|
|
Jan 25, 2023
Q4 2022
|
Thrive Wealth Management, LLC
|
BUY
|
- |
1.24KNew |
$213K - $302K
|
1.24K
$467K
|
|
|
Feb 13, 2023
Q4 2022
|
Hamilton Capital, LLC
Columbus, OH |
BUY
|
- |
1.24KNew |
$212K - $301K
|
1.24K
$466K
|
|
|
Feb 06, 2023
Q4 2022
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
1.23K+ 3.43% |
$210K - $298K
|
37K
$13.9M
|
|
|
Jan 25, 2023
Q4 2022
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
1.22KNew |
$209K - $297K
|
1.22K
$458K
|
|
|
Feb 14, 2023
Q4 2022
|
Greenline Partners, LLC
New York, NY |
BUY
|
- |
1.21KNew |
$206K - $293K
|
1.21K
$453K
|
|
|
Feb 02, 2023
Q4 2022
|
Cornerstone Retirement Group, Inc.
|
BUY
|
- |
1.2KNew |
$206K - $293K
|
1.2K
$452K
|
|
|
Jan 20, 2023
Q4 2022
|
Omni Star Financial Group, Inc.
|
BUY
|
- |
1.2KNew |
$206K - $292K
|
1.2K
$452K
|
|
|
Feb 27, 2023
Q4 2022
|
Objective Capital Management, LLC
|
BUY
|
- |
1.2KNew |
$206K - $292K
|
1.2K
$452K
|
|
|
Feb 14, 2023
Q4 2022
|
Nbw Capital LLC
|
BUY
|
- |
1.2KNew |
$206K - $292K
|
1.2K
$451K
|
|
|
Feb 13, 2023
Q4 2022
|
Fca Corp
Houston, TX |
BUY
|
- |
1.2KNew |
$205K - $292K
|
1.2K
$451K
|
|
|
Jan 20, 2023
Q4 2022
|
Acorn Financial Advisory Services Inc
|
BUY
|
- |
1.2KNew |
$205K - $292K
|
1.2K
$451K
|
|
|
Jan 27, 2023
Q4 2022
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
1.2KNew |
$205K - $291K
|
1.2K
$450K
|
|
|
Feb 14, 2023
Q4 2022
|
Pacific Global Investment Management CO
|
BUY
|
- |
1.19KNew |
$204K - $290K
|
1.19K
$449K
|
|
|
Feb 21, 2023
Q4 2022
|
Wallace Advisory Group, LLC
Lafayette, CA |
BUY
|
- |
1.19KNew |
$204K - $290K
|
1.19K
$448K
|
|
|
Sep 15, 2023
Q4 2022
|
Cjm Wealth Advisers, Ltd.
Falls Church, VA |
BUY
|
- |
1.19KNew |
$204K - $290K
|
1.19K
$448K
|
|
|
Feb 14, 2023
Q4 2022
|
Bristlecone Advisors, LLC
|
BUY
|
- |
1.19KNew |
$204K - $290K
|
1.19K
$448K
|
|
|
Feb 09, 2023
Q4 2022
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
1.19KNew |
$204K - $289K
|
1.19K
$447K
|
|
|
Jan 31, 2023
Q4 2022
|
Canal Capital Management, LLC
|
BUY
|
- |
1.18KNew |
$203K - $288K
|
1.18K
$445K
|
|
|
Feb 07, 2023
Q4 2022
|
Hf Advisory Group, LLC
Annapolis, MD |
BUY
|
- |
1.18KNew |
$203K - $288K
|
1.18K
$445K
|
|
|
May 18, 2023
Q4 2022
|
Westover Capital Advisors, LLC
Wilmington, DE |
BUY
|
- |
1.18KNew |
$203K - $288K
|
1.18K
$445K
|
|
|
Feb 14, 2023
Q4 2022
|
Brogan Financial, Inc.
Knoxville, TN |
BUY
|
- |
1.18KNew |
$202K - $287K
|
1.18K
$444K
|
|
|
Feb 02, 2023
Q4 2022
|
Alera Investment Advisors, LLC
|
BUY
|
- |
1.18K+ 62.71% |
$202K - $286K
|
3.05K
$1.15M
|
|
|
Jan 23, 2023
Q4 2022
|
Mount Vernon Associates Inc
|
BUY
|
- |
1.18KNew |
$201K - $286K
|
1.18K
$442K
|
|
|
Feb 01, 2023
Q4 2022
|
Cap Wealth Advisors, LLC
|
BUY
|
- |
1.18KNew |
$201K - $286K
|
1.18K
$442K
|
|
|
Jan 24, 2023
Q4 2022
|
Toth Financial Advisory Corp
|
BUY
|
- |
1.17K+ 41.74% |
$201K - $285K
|
3.98K
$1.5M
|
|
|
Jan 25, 2023
Q4 2022
|
Fagan Associates, Inc.
|
BUY
|
- |
1.17KNew |
$201K - $285K
|
1.17K
$441K
|
|
|
Jan 25, 2023
Q4 2022
|
First American Trust, Fsb
|
BUY
|
- |
1.17K+ 3.01% |
$200K - $284K
|
40.1K
$15.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Shorepoint Capital Partners LLC
Norwood, MA |
BUY
|
- |
1.17KNew |
$200K - $284K
|
1.17K
$440K
|
|
|
Oct 15, 2024
Q4 2022
|
Fmb Wealth Management
Westlake Village, CA |
BUY
|
- |
1.17KNew |
$200K - $284K
|
1.17K
$440K
|
|
|
Feb 13, 2023
Q4 2022
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
1.17K+ 6.48% |
$200K - $284K
|
19.2K
$7.22M
|
|
|
Feb 13, 2023
Q4 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
1.17KNew |
$200K - $284K
|
1.17K
$439K
|