Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2024
Q4 2023
|
Wbh Advisory Inc
|
SELL
|
- |
-153- 2.62% |
$34.6K - $45.6K
|
5.69K
$2.07M
|
|
|
Feb 12, 2024
Q4 2023
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-153- 16.4% |
$34.6K - $45.6K
|
780
$284K
|
|
|
Jan 17, 2024
Q4 2023
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-154- 0.88% |
$34.8K - $45.9K
|
17.4K
$6.32M
|
|
|
Jan 31, 2024
Q4 2023
|
First National Bank & Trust CO Of Newtown
|
SELL
|
- |
-154- 1.6% |
$34.8K - $45.9K
|
9.49K
$3.45M
|
|
|
Jan 31, 2024
Q4 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-154- 2.0% |
$34.8K - $45.9K
|
7.55K
$2.75M
|
|
|
Feb 13, 2024
Q4 2023
|
J.P. Marvel Investment Advisors, LLC
|
SELL
|
- |
-155- 1.26% |
$35K - $46.2K
|
12.2K
$4.43M
|
|
|
Feb 14, 2024
Q4 2023
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-155Closed |
$35K - $46.2K
|
0
$0
|
|
|
Jun 28, 2024
Q4 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
SELL
|
- |
-155- 6.13% |
$35K - $46.2K
|
2.38K
$864K
|
|
|
Apr 03, 2024
Q4 2023
|
Waypoint Wealth Counsel
Atlanta, GA |
SELL
|
- |
-156- 15.85% |
$35.3K - $46.5K
|
828
$301K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-160- 2.65% |
$36.2K - $47.7K
|
5.89K
$2.14M
|
|
|
Feb 12, 2024
Q4 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-161- 2.75% |
$36.4K - $48K
|
5.7K
$2.07M
|
|
|
Feb 09, 2024
Q4 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-162- 1.38% |
$36.6K - $48.3K
|
11.6K
$4.22M
|
|
|
Feb 12, 2024
Q4 2023
|
New Republic Capital, LLC
Charlotte, NC |
SELL
|
- |
-162- 7.22% |
$36.6K - $48.3K
|
2.08K
$758K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-164- 1.51% |
$37.1K - $48.9K
|
10.7K
$3.88M
|
|
|
Jan 30, 2024
Q4 2023
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-168- 18.38% |
$38K - $50.1K
|
746
$271K
|
|
|
Feb 06, 2024
Q4 2023
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-168- 1.09% |
$38K - $50.1K
|
15.2K
$5.53M
|
|
|
Feb 06, 2024
Q4 2023
|
South State Corp
|
SELL
|
- |
-169- 4.47% |
$38.2K - $50.4K
|
3.62K
$1.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-170- 5.73% |
$38.4K - $50.7K
|
2.8K
$1.02M
|
|
|
Feb 21, 2024
Q4 2023
|
American Trust
Lexington, KY |
SELL
|
- |
-170- 7.91% |
$38.4K - $50.7K
|
1.98K
$721K
|
|
|
Jan 12, 2024
Q4 2023
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-171- 27.9% |
$38.7K - $51K
|
442
$161K
|
|
|
Feb 09, 2024
Q4 2023
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
SELL
|
- |
-172- 9.43% |
$38.9K - $51.3K
|
1.65K
$601K
|
|
|
Jan 23, 2024
Q4 2023
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-173- 3.68% |
$39.1K - $51.6K
|
4.53K
$1.65M
|
|
|
Feb 06, 2024
Q4 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-177- 1.19% |
$40K - $52.8K
|
14.7K
$5.35M
|
|
|
Jun 26, 2024
Q4 2023
|
Old Port Advisors
|
SELL
|
- |
-181- 2.16% |
$40.9K - $54K
|
8.21K
$2.99M
|
|
|
Jan 10, 2024
Q4 2023
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-182- 3.72% |
$41.1K - $54.3K
|
4.71K
$1.72M
|
|
|
Feb 02, 2024
Q4 2023
|
Fulton Breakefield Broenniman LLC
|
SELL
|
- |
-182- 8.82% |
$41.1K - $54.3K
|
1.88K
$685K
|
|
|
Feb 07, 2024
Q4 2023
|
Hutchinson Capital Management
San Rafael, CA |
SELL
|
- |
-182- 15.18% |
$41.1K - $54.3K
|
1.02K
$370K
|
|
|
Feb 12, 2024
Q4 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-182- 3.31% |
$41.1K - $54.3K
|
5.32K
$1.93M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-184- 2.7% |
$41.6K - $54.9K
|
6.63K
$2.41M
|
|
|
Feb 06, 2024
Q4 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-184- 4.92% |
$41.6K - $54.9K
|
3.55K
$1.29M
|
|
|
Jan 09, 2024
Q4 2023
|
Allied Investment Advisors, LLC
|
SELL
|
- |
-185- 0.42% |
$41.8K - $55.2K
|
43.6K
$15.9M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-186- 11.6% |
$42K - $55.5K
|
1.42K
$516K
|
|
|
Feb 13, 2024
Q4 2023
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-187- 5.47% |
$42.3K - $55.7K
|
3.23K
$1.18M
|
|
|
Feb 12, 2024
Q4 2023
|
Iron Bridge Private Wealth, LLC
|
SELL
|
- |
-189- 1.31% |
$42.7K - $56.3K
|
14.3K
$5.19M
|
|
|
Jan 22, 2024
Q4 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-190- 0.49% |
$42.9K - $56.6K
|
38.7K
$14.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-190- 27.54% |
$42.9K - $56.6K
|
500
$182K
|
|
|
Feb 14, 2024
Q4 2023
|
Sonora Investment Management Group, LLC
Tucson, AZ |
SELL
|
- |
-191- 3.62% |
$43.2K - $56.9K
|
5.09K
$1.85M
|
|
|
Jan 29, 2024
Q4 2023
|
Hartford Financial Management Inc.
|
SELL
|
- |
-193- 0.82% |
$43.6K - $57.5K
|
23.3K
$8.48M
|
|
|
Feb 27, 2024
Q4 2023
|
Lazari Capital Management, Inc.
Woodland Hills, CA |
SELL
|
- |
-195- 12.2% |
$44.1K - $58.1K
|
1.4K
$511K
|
|
|
Jan 29, 2024
Q4 2023
|
Benedict Financial Advisors Inc
|
SELL
|
- |
-196- 3.25% |
$44.3K - $58.4K
|
5.84K
$2.12M
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-196- 3.27% |
$44.3K - $58.4K
|
5.79K
$2.11M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-197- 2.96% |
$44.5K - $58.7K
|
6.45K
$2.35M
|
|
|
Feb 12, 2024
Q4 2023
|
Beacon Investment Advisory Services, Inc.
|
SELL
|
- |
-198- 0.83% |
$44.8K - $59K
|
23.7K
$8.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-198- 1.07% |
$44.8K - $59K
|
18.3K
$6.67M
|
|
|
Jan 17, 2024
Q4 2023
|
Gemmer Asset Management LLC
|
SELL
|
- |
-199- 19.15% |
$45K - $59.3K
|
840
$306K
|
|
|
Feb 02, 2024
Q4 2023
|
Am Investment Strategies LLC
|
SELL
|
- |
-199- 4.34% |
$45K - $59.3K
|
4.38K
$1.59M
|
|
|
Jan 10, 2024
Q4 2023
|
Beech Hill Advisors, Inc.
|
SELL
|
- |
-200- 4.49% |
$45.2K - $59.6K
|
4.25K
$1.55M
|
|
|
Jan 22, 2024
Q4 2023
|
State Of Michigan Retirement System
|
SELL
|
- |
-200- 0.14% |
$45.2K - $59.6K
|
140K
$50.8M
|
|
|
Jan 25, 2024
Q4 2023
|
Meredith Wealth Planning
Maryville, IL |
SELL
|
- |
-200- 12.75% |
$45.2K - $59.6K
|
1.37K
$498K
|
|
|
Feb 02, 2024
Q4 2023
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-200- 10.47% |
$45.2K - $59.6K
|
1.71K
$623K
|