Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2024
Q4 2023
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-112- 3.8% |
$25.3K - $33.4K
|
2.84K
$1.03M
|
|
|
Jan 22, 2024
Q4 2023
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-114- 13.03% |
$25.8K - $34K
|
761
$277K
|
|
|
Jan 23, 2024
Q4 2023
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-115- 3.18% |
$26K - $34.3K
|
3.5K
$1.27M
|
|
|
Jan 03, 2024
Q4 2023
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-116- 7.09% |
$26.2K - $34.6K
|
1.52K
$553K
|
|
|
Jan 18, 2024
Q4 2023
|
Evanson Asset Management, LLC
|
SELL
|
- |
-116- 7.91% |
$26.2K - $34.6K
|
1.35K
$491K
|
|
|
Jan 29, 2024
Q4 2023
|
Graypoint LLC
|
SELL
|
- |
-116- 1.04% |
$26.2K - $34.6K
|
11K
$4.01M
|
|
|
Jan 08, 2024
Q4 2023
|
Curated Wealth Partners LLC
|
SELL
|
- |
-118- 3.43% |
$26.7K - $35.2K
|
3.32K
$1.21M
|
|
|
Jan 30, 2024
Q4 2023
|
Allen Capital Group, LLC
|
SELL
|
- |
-118- 2.61% |
$26.7K - $35.2K
|
4.41K
$1.6M
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-118- 2.23% |
$26.7K - $35.2K
|
5.18K
$1.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-119- 0.45% |
$26.9K - $35.5K
|
26.1K
$9.49M
|
|
|
Jan 08, 2024
Q4 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-120- 13.79% |
$27.1K - $35.8K
|
750
$273K
|
|
|
Jan 09, 2024
Q4 2023
|
Private Capital Management LLC
|
SELL
|
- |
-120- 14.46% |
$27.1K - $35.8K
|
710
$258K
|
|
|
Jan 24, 2024
Q4 2023
|
Reliant Investment Management, LLC
|
SELL
|
- |
-120- 0.65% |
$27.1K - $35.8K
|
18.5K
$6.72M
|
|
|
Jan 24, 2024
Q4 2023
|
Sabal Trust CO
|
SELL
|
- |
-120- 13.76% |
$27.1K - $35.8K
|
752
$274K
|
|
|
Feb 06, 2024
Q4 2023
|
Baxter Bros Inc
|
SELL
|
- |
-120- 12.12% |
$27.1K - $35.8K
|
870
$317K
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-124- 1.19% |
$28K - $37K
|
10.3K
$3.76M
|
|
|
Jan 29, 2024
Q4 2023
|
Montgomery Investment Management Inc
|
SELL
|
- |
-124- 0.7% |
$28K - $37K
|
17.5K
$6.36M
|
|
|
Jan 31, 2024
Q4 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-124- 2.19% |
$28K - $37K
|
5.54K
$2.02M
|
|
|
Jan 19, 2024
Q4 2023
|
Worth Financial Advisory Group, LLC
Charlotte, NC |
SELL
|
- |
-125- 5.04% |
$28.3K - $37.3K
|
2.36K
$857K
|
|
|
Jan 24, 2024
Q4 2023
|
Fundamentun, LLC
Beachwood, OH |
SELL
|
- |
-125- 3.71% |
$28.3K - $37.3K
|
3.24K
$1.18M
|
|
|
Feb 13, 2024
Q4 2023
|
Azimuth Capital Investment Management LLC
Bloomfield Hills, MI |
SELL
|
- |
-125- 0.99% |
$28.3K - $37.3K
|
12.6K
$4.57M
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-125- 1.48% |
$28.3K - $37.3K
|
8.35K
$3.04M
|
|
|
Jan 25, 2024
Q4 2023
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-126- 1.41% |
$28.5K - $37.6K
|
8.82K
$3.21M
|
|
|
Feb 08, 2024
Q4 2023
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-126- 0.97% |
$28.5K - $37.6K
|
12.9K
$4.68M
|
|
|
Feb 01, 2024
Q4 2023
|
Pds Planning, Inc
|
SELL
|
- |
-128- 5.71% |
$28.9K - $38.2K
|
2.12K
$770K
|
|
|
Jan 30, 2024
Q4 2023
|
Mill Capital Management, LLC
|
SELL
|
- |
-129- 1.31% |
$29.2K - $38.5K
|
9.74K
$3.54M
|
|
|
Jan 04, 2024
Q4 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-130- 5.6% |
$29.4K - $38.8K
|
2.19K
$798K
|
|
|
Jan 16, 2024
Q4 2023
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-130- 14.05% |
$29.4K - $38.8K
|
795
$289K
|
|
|
Jan 19, 2024
Q4 2023
|
Blb&B Advisors, LLC
|
SELL
|
- |
-130- 1.11% |
$29.4K - $38.8K
|
11.6K
$4.23M
|
|
|
Jan 12, 2024
Q4 2023
|
Lantz Financial LLC
|
SELL
|
- |
-132- 3.14% |
$29.8K - $39.4K
|
4.08K
$1.48M
|
|
|
Jan 25, 2024
Q4 2023
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-132- 16.56% |
$29.8K - $39.4K
|
665
$242K
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-133- 10.23% |
$30.1K - $39.6K
|
1.17K
$425K
|
|
|
Feb 12, 2024
Q4 2023
|
Blue Sky Wealth Advisors, LLC
|
SELL
|
- |
-134- 5.26% |
$30.3K - $39.9K
|
2.42K
$879K
|
|
|
Feb 06, 2024
Q4 2023
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-135- 1.84% |
$30.5K - $40.2K
|
7.2K
$2.62M
|
|
|
Feb 09, 2024
Q4 2023
|
Brady Family Wealth, LLC
Saint Louis, MO |
SELL
|
- |
-135- 14.53% |
$30.5K - $40.2K
|
794
$289K
|
|
|
Jan 30, 2024
Q4 2023
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-137- 0.54% |
$31K - $40.8K
|
25.4K
$9.23M
|
|
|
Sep 06, 2024
Q4 2023
|
Ted Buchan & CO
San Diego, CA |
SELL
|
- |
-137- 4.92% |
$31K - $40.8K
|
2.65K
$964K
|
|
|
Jan 25, 2024
Q4 2023
|
Manchester Financial Inc
|
SELL
|
- |
-138- 2.77% |
$31.2K - $41.1K
|
4.85K
$1.76M
|
|
|
Feb 13, 2024
Q4 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-139- 11.45% |
$31.4K - $41.4K
|
1.08K
$391K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-140- 0.11% |
$31.6K - $41.7K
|
125K
$45.4M
|
|
|
Jan 16, 2024
Q4 2023
|
Cva Family Office, LLC
|
SELL
|
- |
-141- 4.67% |
$31.9K - $42K
|
2.88K
$1.05M
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-144- 57.14% |
$32.6K - $42.9K
|
108
$39.3K
|
|
|
Jan 18, 2024
Q4 2023
|
Meadow Creek Wealth Advisors LLC
|
SELL
|
- |
-146- 7.91% |
$33K - $43.5K
|
1.7K
$618K
|
|
|
Feb 14, 2024
Q4 2023
|
First County Bank /Ct/
Stamford, CT |
SELL
|
- |
-146- 2.84% |
$33K - $43.5K
|
5K
$1.82M
|
|
|
Jan 10, 2024
Q4 2023
|
Grassi Investment Management
|
SELL
|
- |
-150- 0.22% |
$33.9K - $44.7K
|
68.9K
$25.1M
|
|
|
Jan 22, 2024
Q4 2023
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-150- 2.36% |
$33.9K - $44.7K
|
6.2K
$2.26M
|
|
|
Feb 07, 2024
Q4 2023
|
Loudon Investment Management, LLC
Meriden, NH |
SELL
|
- |
-150- 1.63% |
$33.9K - $44.7K
|
9.04K
$3.29M
|
|
|
Feb 07, 2024
Q4 2023
|
Ti Trust, Inc
|
SELL
|
- |
-150- 1.62% |
$33.9K - $44.7K
|
9.1K
$3.31M
|
|
|
Feb 14, 2024
Q4 2023
|
Eagle Claw Capital Managment, LLC
Boston, MA |
SELL
|
- |
-150- 0.96% |
$33.9K - $44.7K
|
15.5K
$5.66M
|
|
|
Feb 09, 2024
Q4 2023
|
Nemes Rush Group LLC
Novi, MI |
SELL
|
- |
-152- 2.22% |
$34.4K - $45.3K
|
6.69K
$2.43M
|