Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 22, 2024
Q4 2023
|
Bridge Creek Capital Management LLC
|
SELL
|
- |
-364- 1.94% |
$82.3K - $109K
|
18.4K
$6.71M
|
|
|
Feb 14, 2024
Q4 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-366- 5.67% |
$82.7K - $109K
|
6.09K
$2.22M
|
|
|
Jan 31, 2024
Q4 2023
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-372- 2.28% |
$84.1K - $111K
|
16K
$5.81M
|
|
|
Jan 25, 2024
Q4 2023
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
SELL
|
- |
-377- 29.9% |
$85.2K - $112K
|
884
$322K
|
|
|
Feb 12, 2024
Q4 2023
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-379- 0.14% |
$85.7K - $113K
|
274K
$99.6M
|
|
|
Mar 29, 2024
Q4 2023
|
Adirondack Trust CO
|
SELL
|
- |
-380- 4.08% |
$85.9K - $113K
|
8.92K
$3.25M
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-381- 16.06% |
$86.1K - $114K
|
1.99K
$725K
|
|
|
Feb 01, 2024
Q4 2023
|
Pacific Wealth Strategies Group, Inc.
|
SELL
|
- |
-382- 6.46% |
$86.4K - $114K
|
5.54K
$2.01M
|
|
|
Feb 06, 2024
Q4 2023
|
Sawgrass Asset Management LLC
|
SELL
|
- |
-385- 11.37% |
$87K - $115K
|
3K
$1.09M
|
|
|
Feb 13, 2024
Q4 2023
|
Prudent Man Advisors, LLC
|
SELL
|
- |
-390Closed |
$88.2K - $116K
|
0
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-394- 12.37% |
$89.1K - $117K
|
2.79K
$1.02M
|
|
|
Mar 13, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-394- 12.34% |
$89.1K - $117K
|
2.8K
$1.02M
|
|
|
Feb 06, 2024
Q4 2023
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-396- 9.51% |
$89.5K - $118K
|
3.77K
$1.37M
|
|
|
Feb 14, 2024
Q4 2023
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-396- 3.69% |
$89.5K - $118K
|
10.3K
$3.76M
|
|
|
Jan 22, 2024
Q4 2023
|
Horizon Wealth Management, LLC
|
SELL
|
- |
-401- 13.04% |
$90.6K - $120K
|
2.67K
$973K
|
|
|
Jul 09, 2024
Q4 2023
|
Rockingstone Advisors LLC
Great Barrington, MA |
SELL
|
- |
-404- 24.47% |
$91.3K - $120K
|
1.25K
$454K
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-406- 5.8% |
$91.8K - $121K
|
6.6K
$2.4M
|
|
|
Jan 23, 2024
Q4 2023
|
Tiaa Trust, National Association
Charlotte, NC |
SELL
|
- |
-407- 1.96% |
$92K - $121K
|
20.4K
$7.41M
|
|
|
Feb 01, 2024
Q4 2023
|
1900 Wealth Management LLC
|
SELL
|
- |
-410- 9.99% |
$92.7K - $122K
|
3.7K
$1.34M
|
|
|
Jan 19, 2024
Q4 2023
|
Culbertson A N & CO Inc
|
SELL
|
- |
-420- 0.97% |
$94.9K - $125K
|
43.1K
$15.7M
|
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-422- 29.12% |
$95.4K - $126K
|
1.03K
$374K
|
|
|
Feb 15, 2024
Q4 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-422- 99.76% |
$95.4K - $126K
|
1
$364
|
|
|
Jan 08, 2024
Q4 2023
|
Woodstock Corp
|
SELL
|
- |
-425- 14.26% |
$96.1K - $127K
|
2.56K
$930K
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-431- 4.92% |
$97.4K - $128K
|
8.33K
$3.03M
|
|
|
Feb 02, 2024
Q4 2023
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-433- 18.03% |
$97.9K - $129K
|
1.97K
$716K
|
|
|
Jan 18, 2024
Q4 2023
|
Flc Capital Advisors
|
SELL
|
- |
-439- 5.03% |
$99.2K - $131K
|
8.29K
$3.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-439- 20.92% |
$99.2K - $131K
|
1.66K
$604K
|
|
|
Feb 12, 2024
Q4 2023
|
Operose Advisors LLC
Milwaukee, WI |
SELL
|
- |
-441- 21.35% |
$99.7K - $131K
|
1.63K
$591K
|
|
|
Feb 09, 2024
Q4 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-443- 0.63% |
$100K - $132K
|
69.7K
$25.4M
|
|
|
May 30, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-443- 2.77% |
$100K - $132K
|
15.6K
$5.66M
|
|
|
Feb 12, 2024
Q4 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-444- 27.29% |
$100K - $132K
|
1.18K
$430K
|
|
|
Feb 13, 2024
Q4 2023
|
Edge Capital Group, LLC
|
SELL
|
- |
-449- 11.7% |
$101K - $134K
|
3.39K
$1.23M
|
|
|
Feb 05, 2024
Q4 2023
|
Seaview Investment Managers LLC
|
SELL
|
- |
-454- 1.69% |
$103K - $135K
|
26.3K
$9.59M
|
|
|
Jan 11, 2024
Q4 2023
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-462- 28.5% |
$104K - $138K
|
1.16K
$422K
|
|
|
Jan 12, 2024
Q4 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-462- 28.43% |
$104K - $138K
|
1.16K
$423K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-463- 4.36% |
$105K - $138K
|
10.2K
$3.7M
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-466- 8.47% |
$105K - $139K
|
5.04K
$1.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-466- 8.47% |
$105K - $139K
|
5.04K
$1.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-470- 6.69% |
$106K - $140K
|
6.56K
$2.39M
|
|
|
Jan 16, 2024
Q4 2023
|
Churchill Management Corp
|
SELL
|
- |
-472- 2.2% |
$107K - $141K
|
21K
$7.64M
|
|
|
Feb 12, 2024
Q4 2023
|
Treasurer Of The State Of North Carolina
|
SELL
|
- |
-477- 0.2% |
$108K - $142K
|
234K
$85.1M
|
|
|
Jan 29, 2024
Q4 2023
|
Capital Advisors Inc
|
SELL
|
- |
-478- 15.64% |
$108K - $143K
|
2.58K
$938K
|
|
|
Feb 06, 2024
Q4 2023
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-479- 25.3% |
$108K - $143K
|
1.41K
$515K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-482- 9.95% |
$109K - $144K
|
4.36K
$1.59M
|
|
|
Feb 08, 2024
Q4 2023
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-483- 1.17% |
$109K - $144K
|
40.8K
$14.9M
|
|
|
Feb 07, 2024
Q4 2023
|
Oak Hill Wealth Advisors, LLC
Lansdowne, VA |
SELL
|
- |
-485- 20.05% |
$110K - $145K
|
1.93K
$704K
|
|
|
Feb 07, 2024
Q4 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-492- 24.19% |
$111K - $147K
|
1.54K
$561K
|
|
|
Jan 23, 2024
Q4 2023
|
Derbend Asset Management
|
SELL
|
- |
-499- 22.51% |
$113K - $149K
|
1.72K
$625K
|
|
|
Jan 10, 2024
Q4 2023
|
Aries Wealth Management
|
SELL
|
- |
-500- 2.68% |
$113K - $149K
|
18.1K
$6.6M
|
|
|
Jan 24, 2024
Q4 2023
|
Quilter PLC
|
SELL
|
- |
-500- 1.12% |
$113K - $149K
|
44K
$16M
|