Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2024
Q4 2023
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-1.28K- 34.95% |
$290K - $382K
|
2.39K
$897K
|
|
Feb 14, 2024
Q4 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-1.31K- 16.58% |
$297K - $391K
|
6.61K
$2.48M
|
|
Jan 31, 2024
Q4 2023
|
Tufton Capital Management
|
SELL
|
- |
-1.33K- 4.1% |
$300K - $395K
|
31K
$11.7M
|
|
Feb 06, 2024
Q4 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-1.33K- 2.85% |
$300K - $395K
|
45.2K
$17M
|
|
Jan 24, 2024
Q4 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.33K- 2.95% |
$300K - $396K
|
43.6K
$16.4M
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.33K- 1.79% |
$301K - $397K
|
72.9K
$27.4M
|
|
Feb 09, 2024
Q4 2023
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-1.33K- 3.56% |
$301K - $397K
|
36.1K
$13.6M
|
|
Jan 23, 2024
Q4 2023
|
Arcus Capital Partners, LLC
|
SELL
|
- |
-1.35K- 64.26% |
$304K - $401K
|
748
$281K
|
|
Jan 31, 2024
Q4 2023
|
Cutler Investment Counsel LLC
|
SELL
|
- |
-1.38K- 1.71% |
$312K - $411K
|
79.1K
$29.7M
|
|
Feb 09, 2024
Q4 2023
|
Integris Wealth Management, LLC
Monterey, CA |
SELL
|
- |
-1.4K- 5.02% |
$317K - $418K
|
26.5K
$9.96M
|
|
Feb 07, 2024
Q4 2023
|
Moran Wealth Management, LLC
Naples, FL |
SELL
|
- |
-1.42K- 2.53% |
$321K - $424K
|
54.6K
$20.5M
|
|
Apr 19, 2024
Q4 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-1.42K- 12.33% |
$321K - $424K
|
10.1K
$3.8M
|
|
Feb 08, 2024
Q4 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.43K- 30.48% |
$322K - $425K
|
3.25K
$1.22M
|
|
Feb 14, 2024
Q4 2023
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-1.46K- 34.32% |
$329K - $434K
|
2.79K
$1.05M
|
|
Jan 29, 2024
Q4 2023
|
Costello Asset Management, Inc
|
SELL
|
- |
-1.46K- 28.91% |
$329K - $434K
|
3.58K
$1.35M
|
|
Feb 07, 2024
Q4 2023
|
Heritage Investors Management Corp
|
SELL
|
- |
-1.46K- 1.01% |
$331K - $436K
|
144K
$54.1M
|
|
Jan 22, 2024
Q4 2023
|
Perfromance Wealth Partners, LLC
|
SELL
|
- |
-1.48K- 7.34% |
$335K - $442K
|
18.7K
$7.03M
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.48K- 10.85% |
$335K - $442K
|
12.2K
$4.58M
|
|
Feb 01, 2024
Q4 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-1.5K- 13.03% |
$339K - $447K
|
10K
$3.76M
|
|
Feb 13, 2024
Q4 2023
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1.51K- 1.27% |
$340K - $449K
|
117K
$44.1M
|
|
Feb 07, 2024
Q4 2023
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-1.53K- 54.21% |
$345K - $455K
|
1.29K
$485K
|
|
Feb 02, 2024
Q4 2023
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-1.54K- 39.72% |
$347K - $458K
|
2.33K
$877K
|
|
Feb 07, 2024
Q4 2023
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.55K- 2.57% |
$350K - $461K
|
58.7K
$22.1M
|
|
Jan 29, 2024
Q4 2023
|
Kanawha Capital Management LLC
|
SELL
|
- |
-1.55K- 5.25% |
$350K - $461K
|
27.9K
$10.5M
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-1.56K- 27.37% |
$352K - $464K
|
4.13K
$1.55M
|
|
Jan 18, 2024
Q4 2023
|
Northstar Advisory Group, LLC
|
SELL
|
- |
-1.57K- 62.1% |
$354K - $467K
|
955
$359K
|
|
Feb 14, 2024
Q4 2023
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-1.57K- 16.59% |
$354K - $467K
|
7.87K
$2.96M
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.57K- 9.06% |
$355K - $468K
|
15.8K
$5.92M
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.59K- 7.76% |
$359K - $473K
|
18.9K
$7.09M
|
|
Feb 06, 2024
Q4 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-1.59K- 23.12% |
$360K - $474K
|
5.29K
$1.99M
|
|
Jan 16, 2024
Q4 2023
|
Australian Super Pty LTD
|
SELL
|
- |
-1.6K- 7.97% |
$361K - $476K
|
18.4K
$6.93M
|
|
Feb 14, 2024
Q4 2023
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-1.61K- 6.07% |
$365K - $481K
|
25K
$9.38M
|
|
Jan 24, 2024
Q4 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-1.63K- 0.56% |
$369K - $487K
|
292K
$110M
|
|
Feb 06, 2024
Q4 2023
|
James Investment Research Inc
|
SELL
|
- |
-1.64K- 4.58% |
$370K - $489K
|
34.2K
$12.8M
|
|
Feb 05, 2024
Q4 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.65K- 35.25% |
$373K - $492K
|
3.03K
$1.14M
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.67K- 10.16% |
$376K - $496K
|
14.7K
$5.53M
|
|
Feb 02, 2024
Q4 2023
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-1.68K- 9.19% |
$379K - $500K
|
16.6K
$6.23M
|
|
Feb 20, 2024
Q4 2023
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-1.72K- 3.11% |
$388K - $511K
|
53.4K
$20.1M
|
|
Jan 08, 2024
Q4 2023
|
Diversified Trust CO
|
SELL
|
- |
-1.73K- 18.42% |
$392K - $517K
|
7.68K
$2.89M
|
|
Feb 07, 2024
Q4 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-1.74K- 8.35% |
$393K - $519K
|
19.1K
$7.17M
|
|
Jan 12, 2024
Q4 2023
|
Ifm Investors Pty LTD
|
SELL
|
- |
-1.75K- 1.68% |
$396K - $523K
|
103K
$38.5M
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.76K- 9.0% |
$398K - $525K
|
17.8K
$6.69M
|
|
Aug 16, 2024
Q4 2023
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1.8K- 31.01% |
$406K - $535K
|
3.99K
$1.5M
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-1.8K- 27.54% |
$406K - $535K
|
4.73K
$1.78M
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-1.88K- 4.14% |
$424K - $559K
|
43.4K
$16.3M
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-1.9K- 1.53% |
$429K - $566K
|
122K
$46M
|
|
Feb 12, 2024
Q4 2023
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-1.9K- 6.95% |
$430K - $567K
|
25.5K
$9.57M
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-1.95K- 57.42% |
$440K - $580K
|
1.44K
$543K
|
|
Feb 12, 2024
Q4 2023
|
Achmea Investment Management B.V.
|
SELL
|
- |
-1.95K- 5.17% |
$441K - $582K
|
35.8K
$13.5M
|
|
Jan 30, 2024
Q4 2023
|
Members Trust CO
|
SELL
|
- |
-1.96K- 11.81% |
$443K - $584K
|
14.6K
$5.5M
|