Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2024
Q4 2023
|
Frg Family Wealth Advisors LLC
|
SELL
|
- |
-2.01K- 11.96% |
$454K - $599K
|
14.8K
$5.56M
|
|
|
Jan 31, 2024
Q4 2023
|
Calamos Advisors LLC
|
SELL
|
- |
-2.01K- 1.29% |
$455K - $600K
|
154K
$58M
|
|
|
Mar 08, 2024
Q4 2023
|
Trust CO Of Vermont
|
SELL
|
- |
-2.02K- 14.25% |
$455K - $601K
|
12.1K
$4.56M
|
|
|
Feb 14, 2024
Q4 2023
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-2.02K- 4.75% |
$457K - $603K
|
40.5K
$15.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
SELL
|
- |
-2.03K- 7.86% |
$459K - $605K
|
23.8K
$8.94M
|
|
|
Feb 06, 2024
Q4 2023
|
Fi3 Financial Advisors, LLC
|
SELL
|
- |
-2.03K- 70.17% |
$459K - $606K
|
864
$325K
|
|
|
Feb 06, 2024
Q4 2023
|
Metis Global Partners, LLC
|
SELL
|
- |
-2.04K- 9.62% |
$460K - $607K
|
19.1K
$7.18M
|
|
|
Jan 18, 2024
Q4 2023
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-2.04K- 2.4% |
$462K - $609K
|
83K
$31.2M
|
|
|
Jan 04, 2024
Q4 2023
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-2.07K- 11.81% |
$469K - $618K
|
15.5K
$5.82M
|
|
|
Jan 30, 2024
Q4 2023
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-2.09K- 0.96% |
$473K - $624K
|
217K
$81.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-2.11K- 1.32% |
$476K - $628K
|
157K
$59.2M
|
|
|
Jan 10, 2024
Q4 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-2.13K- 25.44% |
$482K - $636K
|
6.25K
$2.35M
|
|
|
Jan 12, 2024
Q4 2023
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-2.21K- 68.65% |
$500K - $659K
|
1.01K
$379K
|
|
|
Feb 06, 2024
Q4 2023
|
Hyman Charles D
|
SELL
|
- |
-2.22K- 1.36% |
$502K - $662K
|
161K
$60.4M
|
|
|
Feb 01, 2024
Q4 2023
|
Old National Bancorp
|
SELL
|
- |
-2.22K- 10.18% |
$502K - $662K
|
19.6K
$7.37M
|
|
|
Jan 16, 2024
Q4 2023
|
Portside Wealth Group, LLC
Provo, UT |
SELL
|
- |
-2.27K- 37.44% |
$512K - $675K
|
3.78K
$1.42M
|
|
|
Jan 11, 2024
Q4 2023
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-2.28K- 16.43% |
$515K - $679K
|
11.6K
$4.36M
|
|
|
Jan 22, 2024
Q4 2023
|
Monte Financial Group, LLC
|
SELL
|
- |
-2.32K- 12.85% |
$524K - $690K
|
15.7K
$5.91M
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.35K- 4.72% |
$531K - $700K
|
47.4K
$17.8M
|
|
|
Jan 24, 2024
Q4 2023
|
Arizona State Retirement System
|
SELL
|
- |
-2.35K- 1.61% |
$531K - $700K
|
144K
$53.9M
|
|
|
Jan 11, 2024
Q4 2023
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-2.35K- 6.26% |
$531K - $701K
|
35.2K
$13.2M
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-2.36K- 59.95% |
$532K - $702K
|
1.57K
$591K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-2.36K- 59.95% |
$532K - $702K
|
1.57K
$591K
|
|
|
Feb 13, 2024
Q4 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-2.4K- 3.03% |
$542K - $715K
|
76.8K
$28.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-2.45K- 47.27% |
$553K - $729K
|
2.73K
$1.03M
|
|
|
Feb 01, 2024
Q4 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-2.46K- 2.67% |
$556K - $733K
|
89.5K
$33.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
SELL
|
- |
-2.5K- 19.63% |
$564K - $744K
|
10.2K
$3.84M
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-2.51K- 4.04% |
$567K - $748K
|
59.7K
$22.4M
|
|
|
Jan 29, 2024
Q4 2023
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-2.53K- 2.89% |
$572K - $754K
|
85.2K
$32M
|
|
|
Mar 18, 2024
Q4 2023
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-2.53K- 64.02% |
$572K - $754K
|
1.42K
$534K
|
|
|
Feb 05, 2024
Q4 2023
|
Argyle Capital Management Inc.
|
SELL
|
- |
-2.57K- 14.84% |
$582K - $767K
|
14.8K
$5.55M
|
|
|
Feb 15, 2024
Q4 2023
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-2.6K- 50.49% |
$588K - $775K
|
2.55K
$958K
|
|
|
Jan 08, 2024
Q4 2023
|
First Hawaiian Bank
|
SELL
|
- |
-2.61K- 62.41% |
$590K - $777K
|
1.57K
$590K
|
|
|
Feb 01, 2024
Q4 2023
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-2.64K- 1.07% |
$596K - $786K
|
245K
$92M
|
|
|
Feb 13, 2024
Q4 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-2.76K- 4.72% |
$623K - $822K
|
55.6K
$20.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.77K- 4.72% |
$626K - $825K
|
55.9K
$21M
|
|
|
Feb 26, 2024
Q4 2023
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-2.78K- 5.91% |
$628K - $829K
|
44.3K
$16.6M
|
|
|
Aug 05, 2024
Q4 2023
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-2.8K- 50.09% |
$632K - $833K
|
2.79K
$1.05M
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-2.8K- 24.87% |
$632K - $834K
|
8.45K
$3.18M
|
|
|
Feb 06, 2024
Q4 2023
|
Regions Financial Corp
|
SELL
|
- |
-2.8K- 2.94% |
$634K - $836K
|
92.6K
$34.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-2.83K- 1.99% |
$640K - $845K
|
140K
$52.5M
|
|
|
Jan 30, 2024
Q4 2023
|
Amf Tjanstepension Ab
|
SELL
|
- |
-2.85K- 2.0% |
$643K - $848K
|
140K
$52.4M
|
|
|
Feb 01, 2024
Q4 2023
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-2.87K- 72.37% |
$648K - $854K
|
1.09K
$411K
|
|
|
Feb 12, 2024
Q4 2023
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-2.87K- 3.87% |
$649K - $856K
|
71.3K
$26.8M
|
|
|
Jan 26, 2024
Q4 2023
|
Toth Financial Advisory Corp
|
SELL
|
- |
-2.95K- 49.46% |
$667K - $880K
|
3.02K
$1.13M
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-2.99K- 3.92% |
$676K - $892K
|
73.3K
$27.6M
|
|
|
Jan 29, 2024
Q4 2023
|
Westwood Management Corp
|
SELL
|
- |
-3K- 78.95% |
$678K - $894K
|
800
$301K
|
|
|
Aug 06, 2024
Q4 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-3.03K- 7.17% |
$685K - $904K
|
39.2K
$14.7M
|
|
|
Feb 08, 2024
Q4 2023
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-3.12K- 9.67% |
$704K - $929K
|
29.1K
$10.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-3.18K- 1.16% |
$718K - $947K
|
270K
$101M
|