Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Chicago Trust CO Na
|
SELL
|
- |
-784- 29.32% |
$177K - $234K
|
1.89K
$710K
|
|
|
Jan 29, 2024
Q4 2023
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-800- 2.53% |
$181K - $238K
|
30.8K
$11.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-807- 1.18% |
$182K - $241K
|
67.4K
$25.3M
|
|
|
Jan 23, 2024
Q4 2023
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-810- 28.51% |
$183K - $241K
|
2.03K
$763K
|
|
|
Jan 02, 2024
Q4 2023
|
Symmetry Partners, LLC
|
SELL
|
- |
-815- 11.65% |
$184K - $243K
|
6.18K
$2.32M
|
|
|
Feb 06, 2024
Q4 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-825- 54.78% |
$186K - $246K
|
681
$256K
|
|
|
Feb 05, 2024
Q4 2023
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-843- 12.7% |
$191K - $251K
|
5.8K
$2.18M
|
|
|
Jan 19, 2024
Q4 2023
|
Advocate Group LLC
|
SELL
|
- |
-849- 4.59% |
$192K - $253K
|
17.6K
$6.63M
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-861- 12.59% |
$195K - $257K
|
5.98K
$2.25M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-870- 2.2% |
$197K - $259K
|
38.7K
$14.5M
|
|
|
Jan 25, 2024
Q4 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-872- 0.54% |
$197K - $260K
|
160K
$60M
|
|
|
Feb 12, 2024
Q4 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-878- 5.38% |
$198K - $262K
|
15.5K
$5.81M
|
|
|
Jan 22, 2024
Q4 2023
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-882- 6.53% |
$199K - $263K
|
12.6K
$4.74M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-886- 25.3% |
$200K - $264K
|
2.62K
$983K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-894- 2.29% |
$202K - $267K
|
38.2K
$14.3M
|
|
|
Jan 23, 2024
Q4 2023
|
Braun Stacey Associates Inc
|
SELL
|
- |
-900- 38.71% |
$203K - $268K
|
1.43K
$536K
|
|
|
Feb 14, 2024
Q4 2023
|
Ehp Funds Inc.
Toronto, Z4 |
SELL
|
- |
-900- 23.68% |
$203K - $268K
|
2.9K
$1.09M
|
|
|
Feb 12, 2024
Q4 2023
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-902- 40.09% |
$204K - $269K
|
1.35K
$507K
|
|
|
Jan 09, 2024
Q4 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-903- 9.29% |
$204K - $269K
|
8.81K
$3.31M
|
|
|
Feb 15, 2024
Q4 2023
|
Morse Asset Management, Inc
Darien, CT |
SELL
|
- |
-920- 24.41% |
$208K - $274K
|
2.85K
$1.07M
|
|
|
Jan 17, 2024
Q4 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-924- 38.81% |
$209K - $275K
|
1.46K
$548K
|
|
|
Feb 13, 2024
Q4 2023
|
Sompo Asset Management Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-930- 27.19% |
$210K - $277K
|
2.49K
$936K
|
|
|
Feb 02, 2024
Q4 2023
|
Callan Capital, LLC
La Jolla, CA |
SELL
|
- |
-951- 43.6% |
$215K - $284K
|
1.23K
$462K
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-951- 12.44% |
$215K - $284K
|
6.7K
$2.52M
|
|
|
Jan 18, 2024
Q4 2023
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-953- 1.89% |
$215K - $284K
|
49.4K
$18.6M
|
|
|
Oct 23, 2024
Q4 2023
|
Convergence Financial, LLC
Columbia, MO |
SELL
|
- |
-953Closed |
$215K - $284K
|
0
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Hallmark Capital Management Inc
|
SELL
|
- |
-959- 5.06% |
$217K - $286K
|
18K
$6.77M
|
|
|
Feb 09, 2024
Q4 2023
|
One River Asset Management, LLC
Stamford, CT |
SELL
|
- |
-961- 51.25% |
$217K - $286K
|
914
$343K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-967- 22.38% |
$219K - $288K
|
3.35K
$1.26M
|
|
|
Jan 24, 2024
Q4 2023
|
Narwhal Capital Management
|
SELL
|
- |
-990- 4.17% |
$224K - $295K
|
22.7K
$8.54M
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-990- 21.18% |
$224K - $295K
|
3.68K
$1.38M
|
|
|
Jan 17, 2024
Q4 2023
|
Meyer Handelman CO
|
SELL
|
- |
-1K- 0.75% |
$226K - $298K
|
133K
$49.9M
|
|
|
Feb 12, 2024
Q4 2023
|
S&Co Inc
Boston, MA |
SELL
|
- |
-1.02K- 0.86% |
$231K - $304K
|
118K
$44.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Probity Advisors, Inc.
Dallas, TX |
SELL
|
- |
-1.03K- 16.14% |
$233K - $307K
|
5.35K
$2.01M
|
|
|
Feb 09, 2024
Q4 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-1.03K- 55.18% |
$234K - $308K
|
840
$316K
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.05K- 18.55% |
$237K - $312K
|
4.6K
$1.73M
|
|
|
Feb 06, 2024
Q4 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.06K- 8.21% |
$240K - $316K
|
11.8K
$4.45M
|
|
|
Feb 09, 2024
Q4 2023
|
Weil Company, Inc.
|
SELL
|
- |
-1.08K- 42.3% |
$243K - $321K
|
1.47K
$552K
|
|
|
Jan 24, 2024
Q4 2023
|
Smith, Salley & Associates
|
SELL
|
- |
-1.08K- 11.11% |
$245K - $323K
|
8.67K
$3.26M
|
|
|
Feb 06, 2024
Q4 2023
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-1.09K- 6.94% |
$247K - $326K
|
14.7K
$5.51M
|
|
|
Feb 09, 2024
Q4 2023
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-1.11K- 5.7% |
$252K - $332K
|
18.4K
$6.92M
|
|
|
Jan 24, 2024
Q4 2023
|
Callahan Advisors, LLC
|
SELL
|
- |
-1.13K- 1.72% |
$254K - $335K
|
64.2K
$24.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-1.13K- 2.6% |
$256K - $337K
|
42.4K
$15.9M
|
|
|
Feb 08, 2024
Q4 2023
|
Independent Advisor Alliance
|
SELL
|
- |
-1.15K- 1.97% |
$260K - $343K
|
57.2K
$21.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Cobblestone Capital Advisors LLC
Rochester, NY |
SELL
|
- |
-1.15K- 20.26% |
$260K - $343K
|
4.53K
$1.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-1.17K- 1.82% |
$265K - $349K
|
63K
$23.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-1.19K- 5.11% |
$268K - $354K
|
22K
$8.28M
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-1.24K- 2.44% |
$281K - $371K
|
49.8K
$18.7M
|
|
|
Jan 23, 2024
Q4 2023
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-1.25K- 9.65% |
$283K - $373K
|
11.7K
$4.4M
|
|
|
Jan 24, 2024
Q4 2023
|
Cypress Capital Group
|
SELL
|
- |
-1.27K- 21.02% |
$287K - $379K
|
4.77K
$1.79M
|