Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2024
Q4 2023
|
Bailard, Inc.
|
SELL
|
- |
-3.2K- 19.28% |
$722K - $953K
|
13.4K
$5.03M
|
|
|
Jan 17, 2024
Q4 2023
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-3.25K- 4.7% |
$734K - $967K
|
65.9K
$24.8M
|
|
|
Jan 29, 2024
Q4 2023
|
Granite Bay Wealth Management, LLC
|
SELL
|
- |
-3.36K- 14.21% |
$760K - $1M
|
20.3K
$7.63M
|
|
|
Jan 26, 2024
Q4 2023
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-3.36K- 4.47% |
$760K - $1M
|
71.9K
$27M
|
|
|
Feb 08, 2024
Q4 2023
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-3.37K- 7.05% |
$761K - $1M
|
44.4K
$16.7M
|
|
|
Feb 07, 2024
Q4 2023
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-3.39K- 7.15% |
$767K - $1.01M
|
44.1K
$16.6M
|
|
|
Jan 31, 2024
Q4 2023
|
Shelter Mutual Insurance CO
|
SELL
|
- |
-3.42K- 10.0% |
$773K - $1.02M
|
30.8K
$11.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-3.43K- 23.36% |
$774K - $1.02M
|
11.2K
$4.22M
|
|
|
Feb 05, 2024
Q4 2023
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-3.52K- 3.15% |
$796K - $1.05M
|
108K
$40.6M
|
|
|
Jan 31, 2024
Q4 2023
|
Xponance, Inc.
|
SELL
|
- |
-3.59K- 3.5% |
$812K - $1.07M
|
99.2K
$37.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Norinchukin Bank, The
Tokyo, M0 |
SELL
|
- |
-3.64K- 10.41% |
$823K - $1.08M
|
31.3K
$11.8M
|
|
|
Jan 25, 2024
Q4 2023
|
Busey Wealth Management
|
SELL
|
- |
-3.77K- 4.6% |
$851K - $1.12M
|
78.1K
$29.4M
|
|
|
May 08, 2024
Q4 2023
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-3.77K- 8.5% |
$853K - $1.12M
|
40.6K
$15.3M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Capital Management LLC
|
SELL
|
- |
-3.79K- 4.66% |
$856K - $1.13M
|
77.5K
$29.1M
|
|
|
Feb 01, 2024
Q4 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-3.99K- 3.63% |
$901K - $1.19M
|
106K
$39.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-4K- 3.23% |
$904K - $1.19M
|
120K
$45M
|
|
|
Feb 09, 2024
Q4 2023
|
Edgar Lomax CO
Kingstowne, VA |
SELL
|
- |
-4.03K- 3.71% |
$910K - $1.2M
|
104K
$39.2M
|
|
|
Feb 06, 2024
Q4 2023
|
First National Trust CO
|
SELL
|
- |
-4.07K- 11.25% |
$920K - $1.21M
|
32.1K
$12.1M
|
|
|
Feb 08, 2024
Q4 2023
|
Securian Asset Management, Inc
|
SELL
|
- |
-4.28K- 11.68% |
$966K - $1.27M
|
32.3K
$12.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-4.31K- 14.65% |
$974K - $1.28M
|
25.1K
$9.43M
|
|
|
Jan 16, 2024
Q4 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-4.32K- 9.3% |
$977K - $1.29M
|
42.2K
$15.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-4.38K- 54.84% |
$991K - $1.31M
|
3.61K
$1.36M
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.4K- 21.51% |
$995K - $1.31M
|
16.1K
$6.03M
|
|
|
Jan 19, 2024
Q4 2023
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-4.5K- 6.65% |
$1.02M - $1.34M
|
63.2K
$23.8M
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-4.59K- 6.44% |
$1.04M - $1.37M
|
66.6K
$25M
|
|
|
Feb 01, 2024
Q4 2023
|
Lee Danner & Bass Inc
|
SELL
|
- |
-4.68K- 10.42% |
$1.06M - $1.4M
|
40.2K
$15.1M
|
|
|
Feb 08, 2024
Q4 2023
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-4.7K- 18.13% |
$1.06M - $1.4M
|
21.2K
$7.97M
|
|
|
Feb 15, 2024
Q4 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-4.75K- 1.77% |
$1.07M - $1.42M
|
264K
$99.1M
|
|
|
Feb 07, 2024
Q4 2023
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-4.86K- 22.4% |
$1.1M - $1.45M
|
16.8K
$6.32M
|
|
|
Feb 08, 2024
Q4 2023
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-4.87K- 0.52% |
$1.1M - $1.45M
|
925K
$348M
|
|
|
Jan 11, 2024
Q4 2023
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-4.88K- 10.33% |
$1.1M - $1.45M
|
42.4K
$15.9M
|
|
|
Jan 25, 2024
Q4 2023
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-4.99K- 27.49% |
$1.13M - $1.49M
|
13.2K
$4.94M
|
|
|
Feb 13, 2024
Q4 2023
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
SELL
|
- |
-4.99K- 21.79% |
$1.13M - $1.49M
|
17.9K
$6.73M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-5.12K- 24.23% |
$1.16M - $1.53M
|
16K
$6.01M
|
|
|
Feb 05, 2024
Q4 2023
|
Cannell & Co.
New York, NY |
SELL
|
- |
-5.13K- 18.11% |
$1.16M - $1.53M
|
23.2K
$8.72M
|
|
|
Feb 13, 2024
Q4 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-5.29K- 11.96% |
$1.2M - $1.58M
|
38.9K
$14.6M
|
|
|
Jan 11, 2024
Q4 2023
|
Moody National Bank Trust Division
|
SELL
|
- |
-5.47K- 53.46% |
$1.24M - $1.63M
|
4.76K
$1.79M
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-5.51K- 26.53% |
$1.25M - $1.64M
|
15.3K
$5.74M
|
|
|
Feb 05, 2024
Q4 2023
|
Retirement Systems Of Alabama
|
SELL
|
- |
-5.54K- 1.94% |
$1.25M - $1.65M
|
280K
$105M
|
|
|
Feb 14, 2024
Q4 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-5.59K- 94.97% |
$1.26M - $1.67M
|
296
$111K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.66K- 13.03% |
$1.28M - $1.69M
|
37.8K
$14.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-5.85K- 53.18% |
$1.32M - $1.74M
|
5.15K
$1.94M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.09K- 7.45% |
$1.38M - $1.82M
|
75.6K
$28.4M
|
|
|
Feb 13, 2024
Q4 2023
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
SELL
|
- |
-6.17K- 11.2% |
$1.39M - $1.84M
|
48.9K
$18.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Greenwood Gearhart Inc
Fayetteville, AR |
SELL
|
- |
-6.19K- 11.35% |
$1.4M - $1.84M
|
48.3K
$18.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-6.2K- 88.67% |
$1.4M - $1.85M
|
792
$298K
|
|
|
Jan 31, 2024
Q4 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-6.2K- 4.82% |
$1.4M - $1.85M
|
122K
$46M
|
|
|
Feb 14, 2024
Q4 2023
|
La Banque Postale Asset Management Sa
Paris, I0 |
SELL
|
- |
-6.21K- 12.45% |
$1.4M - $1.85M
|
43.7K
$16.4M
|
|
|
Feb 07, 2024
Q4 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-6.34K- 19.4% |
$1.43M - $1.89M
|
26.3K
$9.89M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.37K- 1.43% |
$1.44M - $1.9M
|
438K
$164M
|