Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2022
Q4 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
27+ 0.54% |
$2.15K - $2.38K
|
5K
$519K
|
|
|
Feb 02, 2022
Q4 2021
|
Ashfield Capital Partners, LLC
|
BUY
|
- |
25+ 0.52% |
$1.99K - $2.2K
|
4.87K
$506K
|
|
|
Mar 09, 2022
Q4 2021
|
Front Row Advisors LLC
Tiburon, CA |
BUY
|
- |
25+ 7.12% |
$1.99K - $2.2K
|
376
$39K
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
23+ 4.12% |
$1.83K - $2.03K
|
581
$60.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Omni Star Financial Group, Inc.
|
BUY
|
- |
22+ 0.26% |
$1.75K - $1.94K
|
8.37K
$869K
|
|
|
Feb 14, 2022
Q4 2021
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
20+ 0.23% |
$1.59K - $1.76K
|
8.64K
$897K
|
|
|
Feb 10, 2022
Q4 2021
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
17+ 0.18% |
$1.35K - $1.5K
|
9.5K
$986K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
17+ 39.53% |
$1.35K - $1.5K
|
60
$6.23K
|
|
|
Jan 31, 2022
Q4 2021
|
Veracity Capital LLC
|
BUY
|
- |
15+ 0.44% |
$1.2K - $1.32K
|
3.46K
$359K
|
|
|
Feb 01, 2022
Q4 2021
|
Patriot Investment Management Inc.
|
BUY
|
- |
14+ 0.27% |
$1.12K - $1.23K
|
5.15K
$535K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
14+ 0.31% |
$1.12K - $1.23K
|
4.47K
$464K
|
|
|
Jan 20, 2022
Q4 2021
|
High Mark Wealth Management LLC
|
BUY
|
- |
13+ 27.66% |
$1.04K - $1.15K
|
60
$6.23K
|
|
|
Feb 15, 2022
Q4 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
12+ 0.09% |
$956 - $1.06K
|
13.8K
$1.43M
|
|
|
Jan 19, 2022
Q4 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
11+ 12.36% |
$877 - $969
|
100
$10.4K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
10New |
$797 - $881
|
10
$1.04K
|
|
|
Feb 01, 2022
Q4 2021
|
Occidental Asset Management, LLC
|
BUY
|
- |
9+ 0.26% |
$717 - $793
|
3.49K
$363K
|
|
|
Feb 01, 2022
Q4 2021
|
Platform Technology Partners
|
BUY
|
- |
8+ 0.26% |
$638 - $705
|
3.07K
$318K
|
|
|
Jan 14, 2022
Q4 2021
|
Centerpoint Advisors, LLC
|
BUY
|
- |
7+ 2.5% |
$558 - $617
|
287
$29.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
6+ 0.06% |
$478 - $529
|
10.8K
$1.12M
|
|
|
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
BUY
|
- |
2+ 0.07% |
$159 - $176
|
2.83K
$294K
|
|
|
Feb 15, 2022
Q4 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
2+ 0.03% |
$159 - $176
|
7.23K
$751K
|
|
|
Jan 19, 2022
Q4 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
1+ 0.46% |
$79.7 - $88.1
|
218
$22.6K
|
|
|
Feb 01, 2022
Q4 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Edge Capital Group, LLC
|
SELL
|
- |
-1- 0.03% |
$79.7 - $88.1
|
3.14K
$326K
|
|
|
Feb 10, 2022
Q4 2021
|
Linscomb & Williams, Inc.
Houston, TX |
SELL
|
- |
-2- 0.06% |
$159 - $176
|
3.25K
$337K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-2Closed |
$159 - $176
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-4- 9.76% |
$319 - $353
|
37
$3.84K
|
|
|
Jan 26, 2022
Q4 2021
|
Tcw Group Inc
|
SELL
|
- |
-5- 0.01% |
$399 - $441
|
72.9K
$7.56M
|
|
|
Feb 07, 2022
Q4 2021
|
North Rock Partners, LLC
|
SELL
|
- |
-5- 0.1% |
$399 - $441
|
5.08K
$527K
|
|
|
Jan 25, 2022
Q4 2021
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-6Closed |
$478 - $529
|
0
$0
|
|
|
Feb 23, 2022
Q4 2021
|
Essex Savings Bank
|
SELL
|
- |
-8- 0.31% |
$638 - $705
|
2.61K
$271K
|
|
|
Jan 18, 2022
Q4 2021
|
Henry James International Management Inc.
|
SELL
|
- |
-8- 0.22% |
$638 - $705
|
3.55K
$369K
|
|
|
Jan 28, 2022
Q4 2021
|
Kendall Capital Management
|
SELL
|
- |
-9- 0.26% |
$717 - $793
|
3.42K
$355K
|
|
|
Jan 06, 2022
Q4 2021
|
Versant Capital Management, Inc
|
SELL
|
- |
-9Closed |
$717 - $793
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Sierra Capital LLC
|
SELL
|
- |
-10Closed |
$797 - $881
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Column Capital Advisors, LLC
|
SELL
|
- |
-11- 0.71% |
$877 - $969
|
1.53K
$159K
|
|
|
Feb 14, 2022
Q4 2021
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-11Closed |
$877 - $969
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Means Investment Co., Inc.
|
SELL
|
- |
-14- 0.17% |
$1.12K - $1.23K
|
8.26K
$858K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
SELL
|
- |
-17- 0.29% |
$1.35K - $1.5K
|
5.94K
$617K
|
|
|
Jul 17, 2024
Q4 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-22- 1.59% |
$1.75K - $1.94K
|
1.36K
$141K
|
|
|
Jan 26, 2022
Q4 2021
|
New Square Capital LLC
|
SELL
|
- |
-25- 22.94% |
$1.99K - $2.2K
|
84
$8.72K
|
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-26Closed |
$2.07K - $2.29K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Prentiss Smith & CO Inc
Brattleboro, VT |
SELL
|
- |
-29- 0.05% |
$2.31K - $2.56K
|
56.7K
$5.89M
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-30- 1.81% |
$2.39K - $2.64K
|
1.63K
$169K
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
SELL
|
- |
-30- 0.42% |
$2.39K - $2.64K
|
7.16K
$744K
|
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-31Closed |
$2.47K - $2.73K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-33- 0.85% |
$2.63K - $2.91K
|
3.85K
$399K
|
|
|
Jan 13, 2022
Q4 2021
|
Wealth Alliance Advisory Group, LLC
|
SELL
|
- |
-37- 1.27% |
$2.95K - $3.26K
|
2.88K
$299K
|
|
|
Jan 13, 2022
Q4 2021
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-37- 1.36% |
$2.95K - $3.26K
|
2.69K
$279K
|