Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-118- 0.42% |
$9.4K - $10.4K
|
28K
$2.9M
|
|
|
Jan 24, 2022
Q4 2021
|
Rothschild Investment Corp
|
SELL
|
- |
-120- 0.74% |
$9.56K - $10.6K
|
16K
$1.66M
|
|
|
Jan 18, 2022
Q4 2021
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-123- 2.69% |
$9.8K - $10.8K
|
4.45K
$462K
|
|
|
Feb 10, 2022
Q4 2021
|
Tranquilli Financial Advisor LLC
Clinton, NJ |
SELL
|
- |
-123- 4.94% |
$9.8K - $10.8K
|
2.37K
$246K
|
|
|
Jan 07, 2022
Q4 2021
|
Woodstock Corp
|
SELL
|
- |
-125- 1.69% |
$9.96K - $11K
|
7.28K
$756K
|
|
|
Feb 10, 2022
Q4 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-125- 1.21% |
$9.96K - $11K
|
10.2K
$1.06M
|
|
|
Jan 05, 2022
Q4 2021
|
Hall Laurie J Trustee
|
SELL
|
- |
-134- 0.52% |
$10.7K - $11.8K
|
25.7K
$2.67M
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-134- 8.48% |
$10.7K - $11.8K
|
1.45K
$150K
|
|
|
Jan 20, 2022
Q4 2021
|
Burns J W & CO Inc
|
SELL
|
- |
-135- 1.24% |
$10.8K - $11.9K
|
10.8K
$1.12M
|
|
|
Feb 02, 2022
Q4 2021
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-135- 0.38% |
$10.8K - $11.9K
|
35.8K
$3.71M
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
SELL
|
- |
-142- 1.73% |
$11.3K - $12.5K
|
8.07K
$838K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-144- 4.01% |
$11.5K - $12.7K
|
3.45K
$358K
|
|
|
Jan 28, 2022
Q4 2021
|
American Research & Management Co.
|
SELL
|
- |
-150- 0.27% |
$12K - $13.2K
|
55K
$5.71M
|
|
|
Feb 02, 2022
Q4 2021
|
Heritage Wealth Advisors
|
SELL
|
- |
-150- 10.34% |
$12K - $13.2K
|
1.3K
$135K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-151- 55.72% |
$12K - $13.3K
|
120
$12.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-154- 0.53% |
$12.3K - $13.6K
|
28.9K
$3M
|
|
|
Jan 14, 2022
Q4 2021
|
Five Oceans Advisors
|
SELL
|
- |
-156- 6.32% |
$12.4K - $13.7K
|
2.31K
$240K
|
|
|
Feb 08, 2022
Q4 2021
|
Keudell
|
SELL
|
- |
-156- 3.95% |
$12.4K - $13.7K
|
3.79K
$394K
|
|
|
Feb 14, 2022
Q4 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-158- 5.31% |
$12.6K - $13.9K
|
2.82K
$292K
|
|
|
Feb 01, 2022
Q4 2021
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-165- 4.91% |
$13.2K - $14.5K
|
3.2K
$332K
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-167Closed |
$13.3K - $14.7K
|
0
$0
|
|
|
Jan 07, 2022
Q4 2021
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-169- 1.02% |
$13.5K - $14.9K
|
16.4K
$1.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-170- 0.24% |
$13.5K - $15K
|
72.1K
$7.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-172- 42.79% |
$13.7K - $15.2K
|
230
$23.9K
|
|
|
Jan 27, 2022
Q4 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-177- 5.11% |
$14.1K - $15.6K
|
3.29K
$341K
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-178- 1.66% |
$14.2K - $15.7K
|
10.5K
$1.09M
|
|
|
Jan 19, 2022
Q4 2021
|
Lantz Financial LLC
|
SELL
|
- |
-184- 2.17% |
$14.7K - $16.2K
|
8.31K
$862K
|
|
|
Jan 31, 2022
Q4 2021
|
Ledyard National Bank
|
SELL
|
- |
-187- 4.89% |
$14.9K - $16.5K
|
3.64K
$378K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-189- 0.21% |
$15.1K - $16.7K
|
91.4K
$9.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-196- 2.18% |
$15.6K - $17.3K
|
8.8K
$914K
|
|
|
Feb 04, 2022
Q4 2021
|
First Personal Financial Services
|
SELL
|
- |
-199- 4.8% |
$15.9K - $17.5K
|
3.94K
$409K
|
|
|
Jan 25, 2022
Q4 2021
|
Burleson & Company, LLC
|
SELL
|
- |
-200Closed |
$15.9K - $17.6K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Community Bank, N.A.
|
SELL
|
- |
-200- 2.72% |
$15.9K - $17.6K
|
7.16K
$743K
|
|
|
Feb 08, 2022
Q4 2021
|
Van Strum & Towne Inc.
San Francisco, CA |
SELL
|
- |
-200- 7.66% |
$15.9K - $17.6K
|
2.41K
$250K
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-206- 1.7% |
$16.4K - $18.2K
|
11.9K
$1.24M
|
|
|
Jan 31, 2022
Q4 2021
|
Cypress Asset Management Inc
Houston, TX |
SELL
|
- |
-206- 1.9% |
$16.4K - $18.2K
|
10.6K
$1.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-211- 0.82% |
$16.8K - $18.6K
|
25.5K
$2.65M
|
|
|
Feb 03, 2022
Q4 2021
|
Brighton Jones LLC
|
SELL
|
- |
-212- 4.04% |
$16.9K - $18.7K
|
5.04K
$523K
|
|
|
Feb 02, 2022
Q4 2021
|
Security Asset Management
|
SELL
|
- |
-220- 3.78% |
$17.5K - $19.4K
|
5.59K
$581K
|
|
|
Feb 14, 2022
Q4 2021
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-224- 1.12% |
$17.9K - $19.7K
|
19.9K
$2.06M
|
|
|
Jan 14, 2022
Q4 2021
|
Sawyer & Company, Inc
|
SELL
|
- |
-233Closed |
$18.6K - $20.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-233- 1.39% |
$18.6K - $20.5K
|
16.5K
$1.71M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-234- 3.76% |
$18.6K - $20.6K
|
5.99K
$622K
|
|
|
Jan 19, 2022
Q4 2021
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-235- 4.63% |
$18.7K - $20.7K
|
4.84K
$502K
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
SELL
|
- |
-240- 3.17% |
$19.1K - $21.2K
|
7.32K
$760K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-248- 9.17% |
$19.8K - $21.9K
|
2.46K
$255K
|
|
|
Jan 25, 2022
Q4 2021
|
First Command Financial Services, Inc.
|
SELL
|
- |
-248- 71.26% |
$19.8K - $21.9K
|
100
$10.4K
|
|
|
Feb 10, 2022
Q4 2021
|
Dakota Wealth Management
|
SELL
|
- |
-249- 5.05% |
$19.8K - $21.9K
|
4.68K
$486K
|
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-254- 4.52% |
$20.2K - $22.4K
|
5.37K
$557K
|
|
|
Feb 08, 2022
Q4 2021
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-255- 5.25% |
$20.3K - $22.5K
|
4.6K
$478K
|