Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2019
Q4 2018
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-64.8KClosed |
$896K - $1.61M
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-16KClosed |
$221K - $399K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Bourne Lent Asset Management Inc
|
SELL
|
- |
-19.3KClosed |
$267K - $480K
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-28.8KClosed |
$398K - $717K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Toth Financial Advisory Corp
|
SELL
|
- |
-458Closed |
$6.34K - $11.4K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-24Closed |
$332 - $598
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Center Star Asset Management, LLC
|
SELL
|
- |
-5.21KClosed |
$72.1K - $130K
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Center Star Asset Management, LLC
|
SELL
|
PUT |
-6KClosed |
$83K - $149K
|
0
$0
|
|
|
Jan 08, 2019
Q4 2018
|
West Oak Capital, LLC
|
SELL
|
- |
-100Closed |
$1.38K - $2.49K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jul 13, 2023
Q3 2018
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
6.21KNew |
$153K - $303K
|
6.21K
$80.6K
|
|
|
Nov 15, 2018
Q3 2018
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-7.15KClosed |
$176K - $349K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-29Closed |
$715 - $1.42K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
PUT |
-65.2KClosed |
$1.61M - $3.18M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-1.91MClosed |
$47.2M - $93.4M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-22.8KClosed |
$563K - $1.11M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-8KClosed |
$197K - $390K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-3.7KClosed |
$91.2K - $180K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-68.7KClosed |
$1.7M - $3.35M
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
CALL |
-4.2KClosed |
$104K - $205K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-23.3KClosed |
$575K - $1.14M
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-5.5KClosed |
$136K - $268K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-919Closed |
$22.7K - $44.8K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Fny Investment Advisers, LLC
|
SELL
|
CALL |
-12Closed |
$296 - $586
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-300Closed |
$7.4K - $14.6K
|
0
$0
|
|
|
Oct 26, 2018
Q3 2018
|
Shufro Rose & CO LLC
|
BUY
|
- |
10KNew |
$247K - $488K
|
10K
$130K
|
|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-15.6KClosed |
$384K - $759K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-1Closed |
$24.7 - $48.8
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-200Closed |
$4.8K - $9.41K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Bloom Tree Partners, LLC
New York, NY |
SELL
|
- |
-313KClosed |
$7.5M - $14.7M
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Gradient Investments LLC
|
SELL
|
- |
-1Closed |
$24 - $47
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-27.9KClosed |
$670K - $1.31M
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-1.25KClosed |
$30K - $58.8K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-36.3KClosed |
$871K - $1.71M
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Mizuho Securities Usa LLC
|
SELL
|
PUT |
-30.3KClosed |
$727K - $1.43M
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-30.3KClosed |
$727K - $1.43M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Assetmark, Inc
|
SELL
|
- |
-158Closed |
$3.74K - $6.14K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Hancock Whitney Corp
|
SELL
|
- |
-154KClosed |
$3.64M - $5.98M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-15.4KClosed |
$363K - $597K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Seven Eight Capital, LP
|
SELL
|
- |
-19.6KClosed |
$464K - $762K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
CALL |
175KNew |
$4.14M - $6.81M
|
175K
$2.27M
|
|
|
May 14, 2018
Q1 2018
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-8KClosed |
$189K - $311K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Eulav Asset Management
|
SELL
|
- |
-8KClosed |
$189K - $311K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-6.15KClosed |
$145K - $239K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-5.76KClosed |
$136K - $224K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-16.1KClosed |
$380K - $625K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Spc Financial, Inc.
|
SELL
|
- |
-7.94KClosed |
$188K - $309K
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Hwg Holdings LP
Houston, TX |
SELL
|
CALL |
-48KClosed |
$1.14M - $1.87M
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-13KClosed |
$308K - $507K
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
Meritage Portfolio Management
|
SELL
|
- |
-137KClosed |
$3.24M - $5.33M
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
CALL |
-500Closed |
$11.8K - $19.4K
|
0
$0
|
|