Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-55Closed |
$1.3K - $2.14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 13, 2025
Q4 2017
|
Pko Investment Management Joint Stock CO
Warsaw, R9 |
SELL
|
- |
-35.1KClosed |
$1.33M - $2.27M
|
0
$0
|
|
|
Feb 20, 2018
Q4 2017
|
Envestnet Asset Management Inc
|
SELL
|
- |
-98Closed |
$3.7K - $6.32K
|
0
$0
|
|
|
Feb 15, 2018
Q4 2017
|
Westover Capital Advisors, LLC
Wilmington, DE |
SELL
|
- |
-3.45KClosed |
$130K - $222K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Jefferies Group LLC
New York, NY |
SELL
|
CALL |
-114KClosed |
$4.3M - $7.34M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-5.65KClosed |
$214K - $365K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-24KClosed |
$906K - $1.55M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Natixis
Paris, I0 |
SELL
|
- |
-3.59KClosed |
$136K - $232K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-23.4KClosed |
$885K - $1.51M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-102KClosed |
$3.84M - $6.56M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Hound Partners, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$4.59M - $7.84M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Cavalier Investments, LLC
|
SELL
|
- |
-15.4KClosed |
$582K - $994K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-8.72KClosed |
$330K - $563K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Horizon Investment Services, LLC
Hammond, IN |
SELL
|
- |
-5.95KClosed |
$225K - $384K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Origin Asset Management LLP
London, X0 |
SELL
|
- |
-4.18KClosed |
$158K - $270K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-23.5KClosed |
$889K - $1.52M
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Cipher Capital LP
New York, NY |
SELL
|
- |
-5.68KClosed |
$215K - $366K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Versor Investments LP
|
SELL
|
- |
-4.6KClosed |
$174K - $297K
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-10.7KClosed |
$405K - $692K
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-1KClosed |
$37.8K - $64.5K
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-18- 37.5% |
$680 - $1.16K
|
30
$390
|
|
|
Feb 07, 2018
Q4 2017
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.22KClosed |
$159K - $272K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Bank Hapoalim Bm
|
SELL
|
- |
-6.34KClosed |
$239K - $409K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-10.3KClosed |
$391K - $667K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Parametrica Management LTD
|
SELL
|
- |
-12.9KClosed |
$489K - $834K
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-160KClosed |
$6.06M - $10.3M
|
0
$0
|
|
|
Jan 23, 2018
Q4 2017
|
James Investment Research Inc
|
SELL
|
- |
-37.4KClosed |
$1.41M - $2.41M
|
0
$0
|
|
|
Jan 18, 2018
Q4 2017
|
Dorchester Wealth Management CO
|
SELL
|
- |
-6.6KClosed |
$249K - $426K
|
0
$0
|
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-200Closed |
$7.56K - $12.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Jan 29, 2020
Q3 2017
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
CALL |
-16.6KClosed |
$931K - $1.18M
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-1.05KClosed |
$58.9K - $74.8K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Gam Holding Ag
|
SELL
|
- |
-8KClosed |
$449K - $570K
|
0
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
CALL |
700+ 5.26% |
$39.3K - $49.8K
|
14K
$182K
|
|
|
Nov 13, 2017
Q3 2017
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
54New |
$3.03K - $3.84K
|
54
$701
|
|
|
Nov 13, 2017
Q3 2017
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-5.33KClosed |
$299K - $379K
|
0
$0
|
|
|
Nov 08, 2017
Q3 2017
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-5.6KClosed |
$314K - $399K
|
0
$0
|
|
|
Nov 08, 2017
Q3 2017
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-6.67KClosed |
$374K - $475K
|
0
$0
|
|
|
Nov 07, 2017
Q3 2017
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-3.34KClosed |
$187K - $238K
|
0
$0
|
|
|
Oct 17, 2017
Q3 2017
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
10KNew |
$561K - $712K
|
10K
$130K
|
|
|
Oct 11, 2017
Q3 2017
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-7.23KClosed |
$406K - $515K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Jul 02, 2018
Q2 2017
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-222Closed |
N/A
|
0
$0
|
|
| Q1 2017 | |||||||
|
Apr 03, 2018
Q1 2017
|
Telemus Capital, LLC
|
BUY
|
- |
11KNew |
N/A
|
11K
$143K
|
|