Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
Peconic Partners LLC
New York, NY |
SELL
|
- |
-1KClosed |
$9.36K - $12.2K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-50Closed |
$468 - $608
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Alpine Woods Capital Investors, LLC
|
SELL
|
- |
-30.6KClosed |
$286K - $371K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-5Closed |
$42.5 - $58.5
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-1.41KClosed |
$12K - $16.5K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-400Closed |
$3.4K - $4.68K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Trellus Management Company, LLC
|
SELL
|
- |
-12.8KClosed |
$109K - $150K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-400Closed |
$3.4K - $4.68K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Toth Financial Advisory Corp
|
SELL
|
CALL |
-100Closed |
$850 - $1.17K
|
0
$0
|
|
|
Oct 03, 2019
Q3 2019
|
Xr Securities LLC
|
SELL
|
PUT |
-10KClosed |
$85K - $117K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Employees Retirement System Of Texas
|
SELL
|
- |
-42KClosed |
$364K - $550K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.5KClosed |
$13K - $19.6K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Front Street Capital Management, Inc.
|
SELL
|
- |
-8.68KClosed |
$75.1K - $114K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-31.2KClosed |
$270K - $409K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Spark Investment Management LLC
New York, NY |
SELL
|
- |
-128KClosed |
$1.11M - $1.67M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-37Closed |
$320 - $484
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-143- 85.12% |
$1.24K - $1.87K
|
25
$325
|
|
|
Aug 08, 2019
Q2 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.45KClosed |
$21.2K - $32K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-12.8KClosed |
$111K - $167K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-30Closed |
$260 - $393
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-20Closed |
$173 - $262
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-34.3KClosed |
$297K - $450K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-4Closed |
$34.6 - $52.4
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300Closed |
$2.6K - $3.93K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-386Closed |
$3.34K - $5.05K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 20, 2019
Q1 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-4Closed |
$48.8 - $71.2
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Maplelane Capital, LLC
New York, NY |
SELL
|
PUT |
-750KClosed |
$9.14M - $13.3M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
PUT |
-92.5KClosed |
$1.13M - $1.65M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Maplelane Capital, LLC
New York, NY |
SELL
|
- |
-45KClosed |
$549K - $801K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Tairen Capital LTD
Grand Cayman, E9 |
SELL
|
- |
-20KClosed |
$244K - $356K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-11.9KClosed |
$145K - $212K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Sculptor Capital LP
New York, NY |
SELL
|
- |
-96.8K- 56.77% |
$1.18M - $1.72M
|
73.7K
$957K
|
|
|
May 13, 2019
Q1 2019
|
Sculptor Capital LP
New York, NY |
SELL
|
PUT |
-99.4K- 57.42% |
$1.21M - $1.77M
|
73.7K
$957K
|
|
|
May 09, 2019
Q1 2019
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-400Closed |
$4.88K - $7.12K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Shufro Rose & CO LLC
|
SELL
|
CALL |
-10KClosed |
$122K - $178K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-6KClosed |
$73.1K - $107K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-17.7KClosed |
$216K - $315K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-64.6KClosed |
$787K - $1.15M
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Investors Research Corp
|
BUY
|
- |
1KNew |
$12.2K - $17.8K
|
1K
$13K
|
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-540Closed |
$6.58K - $9.61K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
CALL |
-800Closed |
$11.1K - $19.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-2.33KClosed |
$32.2K - $57.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-9.07KClosed |
$126K - $226K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-545KClosed |
$7.54M - $13.6M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Globeflex Capital L P
San Diego, CA |
SELL
|
- |
-13.8KClosed |
$191K - $344K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-70.6KClosed |
$977K - $1.76M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-9.99KClosed |
$138K - $249K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
North Growth Management Ltd.
|
SELL
|
- |
-242KClosed |
$3.35M - $6.03M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-250Closed |
$3.46K - $6.23K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-7Closed |
$96.9 - $174
|
0
$0
|
|