Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
PUT |
20KNew |
$121K - $310K
|
20K
$572K
|
|
|
Nov 14, 2023
Q3 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
107KNew |
$649K - $1.65M
|
107K
$3.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
131KNew |
$794K - $2.02M
|
131K
$3.74M
|
|
|
Nov 14, 2023
Q3 2023
|
B. Riley Asset Management, LLC
Dallas, TX |
BUY
|
- |
99.3KNew |
$603K - $1.54M
|
99.3K
$2.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
28.9KNew |
$175K - $447K
|
28.9K
$827K
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-7.25K- 19.13% |
$44K - $112K
|
30.7K
$877K
|
|
|
Nov 13, 2023
Q3 2023
|
Cornerstone Investment Partners, LLC
|
BUY
|
- |
12.8KNew |
$77.4K - $197K
|
12.8K
$365K
|
|
|
Nov 13, 2023
Q3 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
128KNew |
$775K - $1.98M
|
128K
$3.65M
|
|
|
Nov 09, 2023
Q3 2023
|
Hap Trading, LLC
New York, NY |
BUY
|
CALL |
32.3KNew |
$196K - $500K
|
32.3K
$924K
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
PUT |
183KNew |
$1.11M - $2.83M
|
183K
$5.22M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
PUT |
20.6KNew |
$125K - $319K
|
20.6K
$589K
|
|
|
Oct 23, 2023
Q3 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
11New |
$66.8 - $170
|
11
$315
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Ardsley Advisory Partners LP
Stamford, CT |
BUY
|
- |
115KNew |
$189K - $685K
|
115K
$3.29M
|
|
|
Aug 14, 2023
Q2 2023
|
Ubs Oconnor LLC
Chicago, IL |
BUY
|
CALL |
100KNew |
$164K - $596K
|
100K
$2.86M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-700- 70.0% |
$1.15K - $4.17K
|
300
$8.58K
|
|
|
Jul 18, 2023
Q2 2023
|
Cutler Group LP
|
BUY
|
- |
2.98KNew |
$4.89K - $17.8K
|
2.98K
$85.2K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13K+ 16.05% |
$22.4K - $39.5K
|
94K
$2.69M
|
|
|
May 15, 2023
Q1 2023
|
Us Asset Management LLC
Pittsburgh, PA |
SELL
|
- |
-48- 1.32% |
$82.6 - $146
|
3.59K
$103K
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
10.6KNew |
$18.1K - $32.1K
|
10.6K
$302K
|
|
| Q4 2022 | |||||||
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
2.64KNew |
$4.6K - $7.95K
|
2.64K
$75.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-610- 3.26% |
$1.06K - $1.84K
|
18.1K
$517K
|
|
|
Feb 13, 2023
Q4 2022
|
Alpha Paradigm Partners, LLC
Chicago, IL |
BUY
|
- |
30.3K+ 79.01% |
$52.8K - $91.3K
|
68.7K
$1.97M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
50KNew |
$87K - $151K
|
50K
$1.43M
|
|
|
Jan 31, 2023
Q4 2022
|
Monaco Asset Management Sam
|
BUY
|
- |
154K+ 41.59% |
$268K - $463K
|
524K
$15M
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Worth Venture Partners, LLC
Fort Lee, NJ |
BUY
|
- |
20KNew |
$30K - $75.2K
|
20K
$572K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-111K- 88.46% |
$166K - $417K
|
14.5K
$414K
|
|
|
Nov 14, 2022
Q3 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
60New |
$90 - $226
|
60
$1.72K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-525Closed |
$814 - $1.79K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-67.8KClosed |
$105K - $231K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-15.3KClosed |
$23.7K - $52.2K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-54K- 57.57% |
$83.7K - $184K
|
39.8K
$1.14M
|
|
|
Aug 12, 2022
Q2 2022
|
Ergoteles LLC
New York, NY |
SELL
|
- |
-24.7KClosed |
$38.4K - $84.4K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Jeppson Wealth Management, LLC
|
BUY
|
- |
13.5KNew |
$20.9K - $46K
|
13.5K
$386K
|
|
| Q1 2022 | |||||||
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1.13KClosed |
$3.41K - $5.98K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
20KNew |
$60.4K - $106K
|
20K
$572K
|
|
|
May 16, 2022
Q1 2022
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-325KClosed |
$982K - $1.72M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-54KClosed |
$163K - $286K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-18.8KClosed |
$56.7K - $99.3K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-510Closed |
$1.54K - $2.7K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
SELL
|
- |
-12.9KClosed |
$39K - $68.3K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Sageworth Trust CO
|
SELL
|
- |
-20Closed |
$60.4 - $106
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Sageworth Trust CO Of South Dakota
|
SELL
|
- |
-54- 84.38% |
$163 - $286
|
10
$286
|
|
|
May 04, 2022
Q1 2022
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-163Closed |
$492 - $862
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Counterpoint Mutual Funds LLC
|
SELL
|
- |
-4.77KClosed |
$14.4K - $25.2K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-7.95KClosed |
$24K - $42K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Nov 07, 2023
Q4 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-727Closed |
$3.74K - $6.28K
|
0
$0
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
200New |
$1.03K - $1.73K
|
200
$5.72K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-20.2KClosed |
$104K - $174K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-7.91KClosed |
$40.7K - $68.4K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-350- 20.7% |
$1.8K - $3.02K
|
1.34K
$38.4K
|
|