Purchases and Sales Made in Q1 2022 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q1 2022. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
188K+ 628.94% |
$2.56M - $3.07M
|
218K
$3.33M
|
|
May 16, 2022
Q1 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
59.2KNew |
$806K - $970K
|
59.2K
$905K
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
39.6KNew |
$539K - $648K
|
39.6K
$605K
|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
37.5KNew |
$510K - $614K
|
37.5K
$573K
|
|
May 16, 2022
Q1 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
31.5KNew |
$429K - $516K
|
31.5K
$482K
|
|
May 02, 2022
Q1 2022
|
Roosevelt Investment Group LLC
|
BUY
|
- |
30.6KNew |
$416K - $500K
|
30.6K
$467K
|
|
May 13, 2022
Q1 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
30KNew |
$408K - $491K
|
30K
$458K
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
22.7KNew |
$308K - $371K
|
22.7K
$346K
|
|
May 16, 2022
Q1 2022
|
Magnolia Capital Advisors LLC
Jackson, MS |
BUY
|
- |
19.8KNew |
$269K - $324K
|
19.8K
$302K
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
17.8K+ 9.43% |
$242K - $291K
|
207K
$3.16M
|
|
May 16, 2022
Q1 2022
|
Westchester Capital Management, LLC
Valhalla, NY |
BUY
|
- |
17.6KNew |
$240K - $289K
|
17.6K
$269K
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
17.5K+ 7.99% |
$238K - $286K
|
236K
$3.61M
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
17.4KNew |
$237K - $285K
|
17.4K
$266K
|
|
May 06, 2022
Q1 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
15.9K+ 9.73% |
$216K - $260K
|
179K
$2.73M
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.2K+ 5.43% |
$207K - $250K
|
296K
$4.52M
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
14.7KNew |
$200K - $241K
|
14.7K
$225K
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11.9K+ 16.95% |
$162K - $195K
|
82.1K
$1.26M
|
|
Apr 25, 2022
Q1 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
10K+ 40.0% |
$136K - $164K
|
35K
$535K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.77K+ 87.09% |
$106K - $127K
|
16.7K
$255K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.47K+ 3.58% |
$60.8K - $73.2K
|
129K
$1.98M
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.5K+ 6.8% |
$20.4K - $24.6K
|
23.6K
$360K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.39K+ 1.29% |
$18.9K - $22.8K
|
109K
$1.67M
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.08K+ 5.88% |
$14.7K - $17.7K
|
19.5K
$298K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
811+ 7.37% |
$11K - $13.3K
|
11.8K
$181K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
799New |
$10.9K - $13.1K
|
799
$12.2K
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
182New |
$2.48K - $2.98K
|
182
$2.78K
|
|
May 13, 2022
Q1 2022
|
9258 Wealth Management, LLC
|
BUY
|
- |
78+ 0.33% |
$1.06K - $1.28K
|
24K
$367K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-19Closed |
$259 - $311
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-264Closed |
$3.59K - $4.32K
|
0
$0
|
|
Apr 20, 2022
Q1 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-500Closed |
$6.81K - $8.19K
|
0
$0
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-502- 5.88% |
$6.83K - $8.22K
|
8.04K
$123K
|
|
Apr 12, 2022
Q1 2022
|
E&G Advisors, LP
|
SELL
|
- |
-554- 2.55% |
$7.54K - $9.07K
|
21.1K
$323K
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-706- 2.3% |
$9.61K - $11.6K
|
30K
$458K
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-813- 0.37% |
$11.1K - $13.3K
|
218K
$3.34M
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.1KClosed |
$15K - $18K
|
0
$0
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.48K- 1.87% |
$47.3K - $56.9K
|
183K
$2.79M
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-5.31K- 1.79% |
$72.2K - $86.8K
|
290K
$4.44M
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.92K- 25.11% |
$121K - $146K
|
26.6K
$407K
|
|
May 13, 2022
Q1 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-10.3KClosed |
$140K - $169K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.5K- 2.03% |
$170K - $204K
|
603K
$9.22M
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-13.5K- 49.47% |
$184K - $221K
|
13.8K
$211K
|
|
May 16, 2022
Q1 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-21.3K- 59.01% |
$289K - $348K
|
14.8K
$226K
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-23.9K- 5.59% |
$326K - $392K
|
405K
$6.18M
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-30.8KClosed |
$419K - $504K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-38K- 5.13% |
$517K - $622K
|
702K
$10.7M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-43.2K- 11.37% |
$588K - $707K
|
337K
$5.15M
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-58.7K- 8.52% |
$798K - $960K
|
630K
$9.62M
|
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-99.1K- 12.98% |
$1.35M - $1.62M
|
664K
$10.2M
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-117K- 8.42% |
$1.59M - $1.92M
|
1.27M
$19.5M
|