Purchases and Sales Made in Q1 2023 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q1 2023. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
318K+ 336.82% |
$3.63M - $4.08M
|
412K
$6.2M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
232K+ 55.75% |
$2.65M - $2.98M
|
648K
$9.75M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
60.7KNew |
$693K - $780K
|
60.7K
$914K
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
45.7KNew |
$522K - $588K
|
45.7K
$688K
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
39.4K+ 11.4% |
$450K - $507K
|
385K
$5.8M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
31.6K+ 214.98% |
$361K - $406K
|
46.3K
$697K
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
31.6K+ 214.98% |
$361K - $406K
|
46.3K
$697K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.1K+ 124.73% |
$287K - $323K
|
45.3K
$681K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16.7KNew |
$191K - $215K
|
16.7K
$252K
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
13.5K+ 42.93% |
$154K - $174K
|
45K
$678K
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
12.9K+ 5.94% |
$147K - $165K
|
229K
$3.45M
|
|
|
May 12, 2023
Q1 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
10.4K+ 3.14% |
$119K - $134K
|
343K
$5.16M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.95K+ 69.26% |
$102K - $115K
|
21.9K
$329K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.07K+ 5.1% |
$57.9K - $65.1K
|
104K
$1.57M
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5K+ 6.91% |
$57.1K - $64.3K
|
77.4K
$1.16M
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2KNew |
$22.8K - $25.7K
|
2K
$30.1K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.8K+ 0.6% |
$20.5K - $23.1K
|
304K
$4.57M
|
|
|
May 15, 2023
Q1 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1.67KNew |
$19.1K - $21.5K
|
1.67K
$25.2K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.4K+ 1.35% |
$16K - $18K
|
105K
$1.58M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
918+ 3.2% |
$10.5K - $11.8K
|
29.6K
$445K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
740+ 3.76% |
$8.45K - $9.51K
|
20.4K
$307K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
609+ 4.76% |
$6.95K - $7.83K
|
13.4K
$202K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
463New |
$5.29K - $5.95K
|
463
$6.97K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-28- 0.09% |
$320 - $360
|
32.8K
$494K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-190- 1.16% |
$2.17K - $2.44K
|
16.2K
$243K
|
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-2.12K- 13.05% |
$24.2K - $27.2K
|
14.1K
$213K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.29K- 67.08% |
$26.1K - $29.4K
|
1.12K
$16.9K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.06K- 4.87% |
$69.2K - $77.9K
|
118K
$1.78M
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-8.5K- 38.13% |
$97.1K - $109K
|
13.8K
$208K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-13.2K- 4.82% |
$151K - $170K
|
261K
$3.93M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-18.7K- 5.79% |
$213K - $240K
|
304K
$4.57M
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-19K- 31.67% |
$217K - $245K
|
41.1K
$618K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.9K- 47.27% |
$307K - $346K
|
30K
$452K
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-44.3K- 16.4% |
$506K - $569K
|
226K
$3.4M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-61.4K- 6.01% |
$701K - $789K
|
960K
$14.5M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-74.2K- 42.44% |
$848K - $954K
|
101K
$1.52M
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-97.7K- 14.29% |
$1.12M - $1.26M
|
586K
$8.82M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-184K- 84.27% |
$2.1M - $2.36M
|
34.3K
$516K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-395K- 73.26% |
$4.51M - $5.08M
|
144K
$2.17M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-428K- 50.2% |
$4.89M - $5.5M
|
424K
$6.39M
|