Purchases and Sales Made in Q1 2023 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q1 2023. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
63.2K+ 19.08% |
$699K - $829K
|
394K
$4.84M
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
57.6K+ 27.67% |
$637K - $757K
|
266K
$3.26M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
41.2K+ 13.13% |
$456K - $542K
|
355K
$4.36M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
35.2K+ 23.51% |
$389K - $462K
|
185K
$2.27M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
30K+ 5.19% |
$332K - $394K
|
607K
$7.45M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
25.1K+ 18.35% |
$278K - $330K
|
162K
$1.99M
|
|
|
Apr 21, 2023
Q1 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
23.8K+ 57.79% |
$264K - $313K
|
65.1K
$799K
|
|
|
Apr 20, 2023
Q1 2023
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
21.2KNew |
$235K - $279K
|
21.2K
$260K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.4K+ 8.96% |
$204K - $242K
|
224K
$2.75M
|
|
|
Jun 07, 2023
Q1 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
16.5KNew |
$182K - $217K
|
16.5K
$202K
|
|
|
May 05, 2023
Q1 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
13.9K+ 28.03% |
$154K - $183K
|
63.7K
$781K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
11.8KNew |
$131K - $155K
|
11.8K
$145K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
11.3KNew |
$125K - $148K
|
11.3K
$138K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
11KNew |
$122K - $145K
|
11K
$135K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
10.1K+ 663.71% |
$112K - $133K
|
11.6K
$143K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
7.78K+ 4295.58% |
$86K - $102K
|
7.96K
$97.6K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.58K+ 27.14% |
$72.7K - $86.3K
|
30.8K
$378K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6.55K+ 17.43% |
$72.4K - $86K
|
44.1K
$541K
|
|
|
May 12, 2023
Q1 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
5.57K+ 34.17% |
$61.6K - $73.2K
|
21.9K
$269K
|
|
|
May 04, 2023
Q1 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
2.89K+ 6.75% |
$32K - $37.9K
|
45.7K
$561K
|
|
|
May 12, 2023
Q1 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
2.83K+ 3.76% |
$31.3K - $37.2K
|
78.2K
$959K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.36K+ 3.9% |
$26K - $30.9K
|
62.8K
$771K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.18K+ 3.76% |
$24.2K - $28.7K
|
60.2K
$739K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
1.8KNew |
$19.9K - $23.7K
|
1.8K
$22.1K
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
BUY
|
- |
1.79KNew |
$19.8K - $23.5K
|
1.79K
$22K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.57K+ 8.97% |
$17.4K - $20.7K
|
19.1K
$234K
|
|
|
May 09, 2023
Q1 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
1.3K+ 1.08% |
$14.4K - $17.1K
|
121K
$1.49M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
941+ 5.06% |
$10.4K - $12.4K
|
19.5K
$240K
|
|
|
Apr 25, 2023
Q1 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
550+ 0.97% |
$6.08K - $7.22K
|
57.3K
$703K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
269+ 1.01% |
$2.98K - $3.53K
|
26.8K
$329K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
210New |
$2.32K - $2.76K
|
210
$2.58K
|
|
|
Apr 12, 2023
Q1 2023
|
Piershale Financial Group, Inc.
|
BUY
|
- |
114+ 2.14% |
$1.26K - $1.5K
|
5.43K
$66.7K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
22+ 0.12% |
$243 - $289
|
19.1K
$234K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11+ 0.07% |
$122 - $144
|
16.9K
$207K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-22- 0.12% |
$243 - $289
|
19.1K
$234K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-89- 0.36% |
$984 - $1.17K
|
24.7K
$303K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-210Closed |
$2.32K - $2.76K
|
0
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
SELL
|
- |
-251- 10.43% |
$2.78K - $3.3K
|
2.16K
$26.4K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-371- 2.77% |
$4.1K - $4.87K
|
13K
$160K
|
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-422- 3.67% |
$4.67K - $5.54K
|
11.1K
$136K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-434- 0.64% |
$4.8K - $5.7K
|
67.8K
$832K
|
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-664- 2.67% |
$7.34K - $8.72K
|
24.2K
$297K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-788- 12.44% |
$8.72K - $10.3K
|
5.55K
$68K
|
|
|
May 03, 2023
Q1 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-984- 4.29% |
$10.9K - $12.9K
|
22K
$270K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.13K- 46.03% |
$12.5K - $14.8K
|
1.33K
$16.3K
|
|
|
Apr 18, 2023
Q1 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-1.18K- 2.94% |
$13.1K - $15.5K
|
39K
$479K
|
|
|
Apr 11, 2023
Q1 2023
|
Stolper CO
|
SELL
|
- |
-1.4K- 2.42% |
$15.5K - $18.3K
|
56.4K
$692K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.42K- 7.98% |
$15.6K - $18.6K
|
16.3K
$200K
|
|
|
Apr 10, 2023
Q1 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-1.55K- 5.78% |
$17.2K - $20.4K
|
25.3K
$310K
|