Purchases and Sales Made in Q1 2023 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q1 2023. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.73K- 7.66% |
$19.1K - $22.7K
|
20.8K
$245K
|
|
|
May 26, 2023
Q1 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-1.99KClosed |
$22K - $26.1K
|
0
$0
|
|
|
Apr 12, 2023
Q1 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-2.12K- 1.57% |
$23.4K - $27.8K
|
132K
$1.56M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.36K- 7.41% |
$26K - $30.9K
|
29.4K
$347K
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.11K- 14.49% |
$34.4K - $40.8K
|
18.3K
$216K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.04K- 1.94% |
$44.7K - $53.1K
|
204K
$2.4M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.77K- 1.92% |
$52.7K - $62.6K
|
244K
$2.87M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-5.5K- 11.39% |
$60.9K - $72.2K
|
42.8K
$504K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.6K- 12.45% |
$61.9K - $73.5K
|
39.4K
$464K
|
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-7.84K- 10.72% |
$86.7K - $103K
|
65.3K
$769K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-8.43K- 24.55% |
$93.2K - $111K
|
25.9K
$305K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-10K- 99.02% |
$111K - $131K
|
99
$1.17K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-13.3K- 1.82% |
$147K - $174K
|
717K
$8.44M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-13.6K- 14.06% |
$151K - $179K
|
83.4K
$982K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-16.6K- 67.49% |
$184K - $218K
|
8.01K
$94.2K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-17.3K- 97.68% |
$191K - $227K
|
410
$4.83K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-19.8K- 56.96% |
$219K - $261K
|
15K
$176K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.1K- 88.23% |
$233K - $277K
|
2.81K
$33.1K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-27.2K- 48.69% |
$300K - $357K
|
28.6K
$337K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-41.9K- 9.72% |
$463K - $550K
|
389K
$4.58M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-55.1K- 10.58% |
$610K - $724K
|
466K
$5.48M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-149K- 88.42% |
$1.65M - $1.96M
|
19.6K
$230K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-319K- 10.23% |
$3.53M - $4.19M
|
2.8M
$33M
|