Purchases and Sales Made in Q3 2023 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q3 2023. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
135KNew |
$1.41M - $1.62M
|
135K
$1.61M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
99.6K+ 64.96% |
$1.03M - $1.19M
|
253K
$3.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
77.1K+ 113.17% |
$801K - $922K
|
145K
$1.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
73.2KNew |
$761K - $876K
|
73.2K
$872K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
69.9K+ 49.68% |
$726K - $836K
|
211K
$2.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
61.8K+ 9.62% |
$643K - $740K
|
705K
$8.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
37.3KNew |
$388K - $446K
|
37.3K
$444K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
35.2KNew |
$366K - $421K
|
35.2K
$419K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
33KNew |
$343K - $395K
|
33K
$393K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25.8K+ 9.12% |
$268K - $309K
|
309K
$3.68M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.1K+ 4.46% |
$188K - $217K
|
424K
$5.05M
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
14.9K+ 5.35% |
$155K - $178K
|
294K
$3.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
14.2K+ 15.34% |
$148K - $170K
|
107K
$1.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
14.2KNew |
$147K - $169K
|
14.2K
$169K
|
|
|
Nov 01, 2023
Q3 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
11.6KNew |
$120K - $138K
|
11.6K
$138K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
11.4KNew |
$119K - $137K
|
11.4K
$136K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
10.6KNew |
$110K - $126K
|
10.6K
$126K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.1KNew |
$105K - $121K
|
10.1K
$121K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
10.1K+ 87.06% |
$105K - $121K
|
21.7K
$259K
|
|
|
Oct 31, 2023
Q3 2023
|
Centurion Wealth Management LLC
Mclean, VA |
BUY
|
- |
10.1K+ 87.06% |
$105K - $121K
|
21.7K
$259K
|
|
|
Nov 09, 2023
Q3 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
9.61K+ 7.82% |
$99.9K - $115K
|
132K
$1.58M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
9.4K+ 45.83% |
$97.7K - $112K
|
29.9K
$356K
|
|
|
Oct 16, 2023
Q3 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
8.98K+ 6.62% |
$93.3K - $107K
|
145K
$1.72M
|
|
|
Nov 13, 2023
Q3 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
8.03K+ 17.0% |
$83.5K - $96.1K
|
55.3K
$658K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.12K+ 0.87% |
$42.8K - $49.2K
|
477K
$5.68M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.9K+ 20.57% |
$30.1K - $34.7K
|
17K
$202K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.26K+ 6.16% |
$23.4K - $27K
|
38.9K
$463K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.31K+ 0.47% |
$13.6K - $15.7K
|
281K
$3.35M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
995+ 7.66% |
$10.3K - $11.9K
|
14K
$167K
|
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
909New |
$9.44K - $10.9K
|
909
$10.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
814+ 7.99% |
$8.46K - $9.74K
|
11K
$131K
|
|
|
Nov 01, 2023
Q3 2023
|
Lgt Financial Advisors LLC
Dallas, TX |
BUY
|
- |
672New |
$6.98K - $8.04K
|
672
$8K
|
|
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
500+ 62.5% |
$5.2K - $5.98K
|
1.3K
$15.5K
|
|
|
Oct 10, 2023
Q3 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
500+ 62.5% |
$5.2K - $5.98K
|
1.3K
$15.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
354+ 1.24% |
$3.68K - $4.23K
|
28.9K
$344K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
294+ 0.08% |
$3.05K - $3.52K
|
376K
$4.48M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
226+ 0.09% |
$2.35K - $2.7K
|
243K
$2.89M
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
55+ 0.49% |
$571 - $658
|
11.2K
$133K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
52+ 3.03% |
$540 - $622
|
1.77K
$21.1K
|
|
|
Oct 04, 2023
Q3 2023
|
Windsor Capital Management, LLC
|
BUY
|
- |
32+ 0.15% |
$332 - $383
|
21.7K
$258K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
12+ 0.05% |
$125 - $144
|
22.9K
$273K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2023
Q3 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-124- 0.32% |
$1.29K - $1.48K
|
38.9K
$463K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-150- 1.89% |
$1.56K - $1.79K
|
7.81K
$93K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-325- 2.47% |
$3.38K - $3.89K
|
12.8K
$153K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Management Solutions, LLC
|
SELL
|
- |
-331- 0.55% |
$3.44K - $3.96K
|
59.7K
$711K
|
|
|
Nov 01, 2023
Q3 2023
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-577- 2.85% |
$6K - $6.9K
|
19.7K
$234K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-632- 25.41% |
$6.57K - $7.56K
|
1.86K
$22.1K
|