Insider Transactions in Q3 2023 at Axos Financial, Inc. (AX)
Insider Transaction List (Q3 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Sep 24
2023
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
752
-2.27%
|
$28,576
$38.28 P/Share
|
|
Sep 24
2023
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,429
+4.14%
|
$54,302
$38.28 P/Share
|
|
Sep 23
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
906
-0.75%
|
$34,428
$38.28 P/Share
|
|
Sep 23
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,721
+1.41%
|
$65,398
$38.28 P/Share
|
|
Sep 23
2023
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,073
-5.62%
|
$40,774
$38.28 P/Share
|
|
Sep 23
2023
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,038
+9.65%
|
$77,444
$38.28 P/Share
|
|
Sep 23
2023
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,311
-4.68%
|
$49,818
$38.28 P/Share
|
|
Sep 23
2023
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
2,491
+8.17%
|
$94,658
$38.28 P/Share
|
|
Sep 23
2023
|
David X Park |
SELL
Sale (or disposition) back to the issuer
|
Direct |
838
-6.31%
|
$31,844
$38.28 P/Share
|
|
Sep 23
2023
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
1,691
+11.29%
|
$64,258
$38.28 P/Share
|
|
Sep 23
2023
|
Ron Pitters |
SELL
Sale (or disposition) back to the issuer
|
Direct |
273
-1.84%
|
$10,374
$38.28 P/Share
|
|
Sep 23
2023
|
Ron Pitters |
BUY
Exercise of conversion of derivative security
|
Direct |
792
+5.06%
|
$30,096
$38.28 P/Share
|
|
Sep 23
2023
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
896
-1.88%
|
$34,048
$38.28 P/Share
|
|
Sep 23
2023
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
1,703
+3.46%
|
$64,714
$38.28 P/Share
|
|
Sep 23
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
715
-2.92%
|
$27,170
$38.28 P/Share
|
|
Sep 23
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,359
+5.25%
|
$51,642
$38.28 P/Share
|
|
Sep 23
2023
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,803
-4.15%
|
$106,514
$38.28 P/Share
|
|
Sep 23
2023
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,326
+7.39%
|
$202,388
$38.28 P/Share
|
|
Sep 15
2023
|
Roque A Santi Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,000
-50.0%
|
$126,000
$42.4 P/Share
|
|
Sep 15
2023
|
Roque A Santi Director |
BUY
Exercise of conversion of derivative security
|
Direct |
6,000
+50.0%
|
$252,000
$42.4 P/Share
|
|
Sep 14
2023
|
Andrew J Micheletti EVP, Finance |
SELL
Open market or private sale
|
Direct |
5,000
-0.97%
|
$210,000
$42.62 P/Share
|
|
Aug 31
2023
|
Thomas M Constantine |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,204
-6.6%
|
$51,772
$43.09 P/Share
|
|
Aug 31
2023
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,287
+11.14%
|
$98,341
$43.09 P/Share
|
|
Aug 31
2023
|
James John Court Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,566
-2.32%
|
$110,338
$43.09 P/Share
|
|
Aug 31
2023
|
James John Court Director |
BUY
Exercise of conversion of derivative security
|
Direct |
5,134
+4.47%
|
$220,762
$43.09 P/Share
|
|
Aug 31
2023
|
Uzair Dada Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,332
-4.29%
|
$100,276
$43.09 P/Share
|
|
Aug 31
2023
|
Uzair Dada Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,667
+8.08%
|
$200,681
$43.09 P/Share
|
|
Aug 31
2023
|
Paul Grinberg Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
6,723
-3.72%
|
$289,089
$43.09 P/Share
|
|
Aug 31
2023
|
Paul Grinberg Director |
BUY
Exercise of conversion of derivative security
|
Direct |
13,450
+7.05%
|
$578,350
$43.09 P/Share
|
|
Aug 31
2023
|
Raymond D Matsumoto |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,275
-4.76%
|
$54,825
$43.09 P/Share
|
|
Aug 31
2023
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
2,422
+8.29%
|
$104,146
$43.09 P/Share
|
|
Aug 31
2023
|
Andrew J Micheletti EVP, Finance |
SELL
Sale (or disposition) back to the issuer
|
Direct |
3,803
-0.73%
|
$163,529
$43.09 P/Share
|
|
Aug 31
2023
|
Andrew J Micheletti EVP, Finance |
BUY
Exercise of conversion of derivative security
|
Direct |
11,000
+2.06%
|
$473,000
$43.09 P/Share
|
|
Aug 31
2023
|
Mosich Nick Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,974
-1.66%
|
$127,882
$43.09 P/Share
|
|
Aug 31
2023
|
Mosich Nick Director |
BUY
Exercise of conversion of derivative security
|
Direct |
5,950
+3.24%
|
$255,850
$43.09 P/Share
|
|
Aug 31
2023
|
David X Park |
SELL
Sale (or disposition) back to the issuer
|
Direct |
833
-6.7%
|
$35,819
$43.09 P/Share
|
|
Aug 31
2023
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
1,682
+11.92%
|
$72,326
$43.09 P/Share
|
|
Aug 31
2023
|
Ron Pitters |
SELL
Sale (or disposition) back to the issuer
|
Direct |
395
-2.73%
|
$16,985
$43.09 P/Share
|
|
Aug 31
2023
|
Ron Pitters |
BUY
Exercise of conversion of derivative security
|
Direct |
1,144
+7.33%
|
$49,192
$43.09 P/Share
|
|
Aug 31
2023
|
Edward James Ratinoff Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,332
-2.29%
|
$100,276
$43.09 P/Share
|
|
Aug 31
2023
|
Edward James Ratinoff Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,667
+4.43%
|
$200,681
$43.09 P/Share
|
|
Aug 31
2023
|
Brian D Swanson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,672
-3.52%
|
$71,896
$43.09 P/Share
|
|
Aug 31
2023
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
3,176
+6.26%
|
$136,568
$43.09 P/Share
|
|
Aug 31
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Sale (or disposition) back to the issuer
|
Direct |
708
-2.97%
|
$30,444
$43.09 P/Share
|
|
Aug 31
2023
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,346
+5.34%
|
$57,878
$43.09 P/Share
|
|
Aug 31
2023
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,204
-3.97%
|
$51,772
$43.09 P/Share
|
|
Aug 31
2023
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,287
+7.01%
|
$98,341
$43.09 P/Share
|
|
Aug 31
2023
|
James S Argalas Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,332
-1.56%
|
$100,276
$43.09 P/Share
|
|
Aug 31
2023
|
James S Argalas Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,667
+3.06%
|
$200,681
$43.09 P/Share
|
|
Aug 31
2023
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,275
-1.06%
|
$54,825
$43.09 P/Share
|