Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Free Gulliver LLC
New Orleans, LA |
BUY
|
- |
453New |
$177K - $216K
|
453
$250K
|
|
|
Nov 13, 2025
Q3 2025
|
Ring Mountain Capital, LLC
Tiburon, CA |
SELL
|
- |
-23- 2.3% |
$8.99K - $11K
|
977
$539K
|
|
|
Nov 13, 2025
Q3 2025
|
Rd Lewis Holdings, Inc.
Maitland, FL |
BUY
|
- |
80+ 1.54% |
$31.3K - $38.2K
|
5.27K
$2.91M
|
|
|
Nov 13, 2025
Q3 2025
|
Groupe La Francaise
Paris, I0 |
SELL
|
- |
-10.1K- 37.03% |
$3.94M - $4.81M
|
17.2K
$9.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Groupe La Francaise
Paris, I0 |
BUY
|
PUT |
500New |
$195K - $239K
|
500
$276K
|
|
|
Nov 13, 2025
Q3 2025
|
Banque Transatlantique Sa
Paris, I0 |
BUY
|
- |
161+ 2.0% |
$62.9K - $76.8K
|
8.21K
$4.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Glenmede Investment Management, LP
Philadelphia, PA |
BUY
|
- |
648+ 1.56% |
$253K - $309K
|
42.2K
$23.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
93.6K+ 4.92% |
$36.6M - $44.7M
|
2M
$1.1B
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
PUT |
9.3KNew |
$3.64M - $4.44M
|
9.3K
$5.13M
|
|
|
Nov 13, 2025
Q3 2025
|
Kohmann Bosshard Financial Services, LLC
|
BUY
|
- |
124+ 7.84% |
$48.5K - $59.2K
|
1.71K
$942K
|
|
|
Nov 13, 2025
Q3 2025
|
Herold Advisors, Inc.
|
SELL
|
- |
-306- 9.62% |
$120K - $146K
|
2.88K
$1.59M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3.95K- 85.47% |
$1.55M - $1.89M
|
672
$371K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-518K- 23.92% |
$202M - $247M
|
1.65M
$909M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
PUT |
31.3K+ 20.52% |
$12.2M - $14.9M
|
184K
$101M
|
|
|
Nov 13, 2025
Q3 2025
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-17K- 98.32% |
$6.64M - $8.11M
|
290
$160K
|
|
|
Nov 13, 2025
Q3 2025
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-238- 14.25% |
$93K - $114K
|
1.43K
$791K
|
|
|
Nov 13, 2025
Q3 2025
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
581New |
$227K - $277K
|
581
$321K
|
|
|
Nov 13, 2025
Q3 2025
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
45+ 0.92% |
$17.6K - $21.5K
|
4.94K
$2.73M
|
|
|
Nov 13, 2025
Q3 2025
|
Nicolet Bankshares Inc
Green Bay, WI |
BUY
|
- |
876+ 25.44% |
$342K - $418K
|
4.32K
$2.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-169K- 11.15% |
$66.1M - $80.7M
|
1.35M
$744M
|
|
|
Nov 13, 2025
Q3 2025
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-1.84K- 59.51% |
$720K - $879K
|
1.25K
$692K
|
|
|
Nov 13, 2025
Q3 2025
|
Vestor Capital, LLC
Chicago, IL |
SELL
|
- |
-54.3K- 99.06% |
$21.2M - $25.9M
|
517
$285K
|
|
|
Nov 13, 2025
Q3 2025
|
Wellspring Financial Advisors, LLC
Cleveland, OH |
SELL
|
- |
-11- 1.93% |
$4.3K - $5.25K
|
559
$309K
|
|
|
Nov 13, 2025
Q3 2025
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-1.26K- 34.58% |
$493K - $602K
|
2.39K
$1.32M
|
|
|
Nov 13, 2025
Q3 2025
|
Dymon Asia Capital (Singapore) Pte. Ltd.
Singapore, U0 |
SELL
|
PUT |
-20K- 80.0% |
$7.82M - $9.54M
|
5K
$2.76M
|
|
|
Nov 13, 2025
Q3 2025
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
2.51K+ 51.81% |
$982K - $1.2M
|
7.36K
$4.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
SELL
|
- |
-3.65K- 46.67% |
$1.43M - $1.74M
|
4.17K
$2.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Covalis Capital LLP
London, X0 |
SELL
|
- |
-21.1K- 24.35% |
$8.24M - $10.1M
|
65.5K
$36.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Alaethes Wealth LLC
Glenbrook, NV |
SELL
|
- |
-256- 4.43% |
$100K - $122K
|
5.52K
$3.05M
|
|
|
Nov 13, 2025
Q3 2025
|
Maia Wealth LLC
Denver, CO |
SELL
|
- |
-47- 7.85% |
$18.4K - $22.4K
|
552
$305K
|
|
|
Nov 13, 2025
Q3 2025
|
Miller Financial Services LLC
Marshall, MI |
SELL
|
- |
-42- 3.45% |
$16.4K - $20K
|
1.17K
$648K
|
|
|
Nov 13, 2025
Q3 2025
|
Tribune Investment Group LP
New York, NY |
BUY
|
- |
18KNew |
$7.04M - $8.59M
|
18K
$9.94M
|
|
|
Nov 13, 2025
Q3 2025
|
Helium Advisors LLC
Everett, WA |
SELL
|
- |
-356- 45.88% |
$139K - $170K
|
420
$232K
|
|
|
Nov 13, 2025
Q3 2025
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-25- 3.93% |
$9.77K - $11.9K
|
611
$337K
|
|
|
Nov 13, 2025
Q3 2025
|
Highview Capital Management LLC
|
BUY
|
- |
3.51K+ 343.63% |
$1.37M - $1.67M
|
4.53K
$2.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Consilio Wealth Advisors, LLC
|
BUY
|
- |
556New |
$217K - $265K
|
556
$307K
|
|
|
Nov 13, 2025
Q3 2025
|
American Investment Services, Inc.
|
BUY
|
- |
428New |
$167K - $204K
|
428
$236K
|
|
|
Nov 13, 2025
Q3 2025
|
Crewe Advisors LLC
|
BUY
|
- |
1.6KNew |
$624K - $761K
|
1.6K
$881K
|
|
|
Nov 13, 2025
Q3 2025
|
Athena Investment Management
|
SELL
|
- |
-195- 11.58% |
$76.2K - $93K
|
1.49K
$822K
|
|
|
Nov 13, 2025
Q3 2025
|
Camden Capital, LLC
|
SELL
|
- |
-301- 5.58% |
$118K - $144K
|
5.09K
$2.81M
|
|
|
Nov 13, 2025
Q3 2025
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.47K- 2.83% |
$1.35M - $1.65M
|
119K
$65.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Texas Capital Bancshares Inc
|
SELL
|
- |
-968- 34.63% |
$378K - $462K
|
1.83K
$1.01M
|
|
|
Nov 13, 2025
Q3 2025
|
Texas Capital Bank Wealth Management Services Inc
|
BUY
|
- |
1.38K+ 6.49% |
$538K - $657K
|
22.6K
$12.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Pinnbrook Capital Management LP
|
SELL
|
- |
-1.19K- 17.08% |
$464K - $566K
|
5.76K
$3.18M
|
|
|
Nov 13, 2025
Q3 2025
|
Private Management Group Inc
|
BUY
|
- |
754New |
$295K - $360K
|
754
$416K
|
|
|
Nov 13, 2025
Q3 2025
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-14.7K- 0.9% |
$5.73M - $7M
|
1.62M
$894M
|
|
|
Nov 13, 2025
Q3 2025
|
Menora Mivtachim Holdings Ltd.
|
SELL
|
- |
-72.5K- 25.89% |
$28.3M - $34.6M
|
208K
$115M
|
|
|
Nov 13, 2025
Q3 2025
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
2.07KNew |
$808K - $986K
|
2.07K
$1.14M
|
|
|
Nov 13, 2025
Q3 2025
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-1.87K- 6.04% |
$731K - $892K
|
29.1K
$16M
|
|
|
Nov 13, 2025
Q3 2025
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-946- 7.2% |
$370K - $451K
|
12.2K
$6.73M
|
|