Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-79.4K- 4.15% |
$25.1M - $31M
|
1.83M
$728M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
PUT |
-6.6K- 24.0% |
$2.09M - $2.58M
|
20.9K
$8.31M
|
|
|
Nov 13, 2024
Q3 2024
|
Uss Investment Management LTD
|
BUY
|
- |
12.2K+ 15.78% |
$3.86M - $4.76M
|
89.3K
$35.5M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-8.82K- 21.34% |
$2.79M - $3.45M
|
32.5K
$12.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-295- 16.91% |
$93.5K - $115K
|
1.45K
$576K
|
|
|
Nov 13, 2024
Q3 2024
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-258- 6.98% |
$81.7K - $101K
|
3.44K
$1.37M
|
|
|
Nov 13, 2024
Q3 2024
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-60- 5.11% |
$19K - $23.5K
|
1.11K
$443K
|
|
|
Nov 13, 2024
Q3 2024
|
Wms Partners, LLC
|
BUY
|
- |
7+ 0.23% |
$2.22K - $2.74K
|
3.1K
$1.23M
|
|
|
Nov 13, 2024
Q3 2024
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
221+ 22.64% |
$70K - $86.4K
|
1.2K
$476K
|
|
|
Nov 13, 2024
Q3 2024
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-764- 1.21% |
$242K - $299K
|
62.4K
$24.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
11.1K+ 3.7% |
$3.52M - $4.34M
|
311K
$124M
|
|
|
Nov 13, 2024
Q3 2024
|
Full Sail Capital, LLC
Oklahoma City, OK |
SELL
|
- |
-991- 46.03% |
$314K - $388K
|
1.16K
$462K
|
|
|
Nov 13, 2024
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
205K+ 13.57% |
$64.9M - $80.2M
|
1.72M
$682M
|
|
|
Nov 13, 2024
Q3 2024
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-14- 0.14% |
$4.44K - $5.48K
|
9.87K
$3.92M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.41K- 2.6% |
$2.03M - $2.51M
|
240K
$95.4M
|
|
|
Nov 13, 2024
Q3 2024
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-9.41K- 1.0% |
$2.98M - $3.68M
|
928K
$369M
|
|
|
Nov 13, 2024
Q3 2024
|
Ethic Inc.
New York, NY |
SELL
|
- |
-4.57K- 9.27% |
$1.45M - $1.79M
|
44.7K
$17.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-240K- 3.77% |
$75.9M - $93.8M
|
6.12M
$2.43B
|
|
|
Nov 13, 2024
Q3 2024
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
5+ 0.06% |
$1.58K - $1.96K
|
8.33K
$3.31M
|
|
|
Nov 13, 2024
Q3 2024
|
Choate Investment Advisors
Boston, MA |
SELL
|
- |
-168- 2.02% |
$53.2K - $65.7K
|
8.15K
$3.24M
|
|
|
Nov 13, 2024
Q3 2024
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
3.14K+ 62.98% |
$994K - $1.23M
|
8.12K
$3.23M
|
|
|
Nov 13, 2024
Q3 2024
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
SELL
|
- |
-2.22K- 23.74% |
$703K - $868K
|
7.13K
$2.83M
|
|
|
Nov 13, 2024
Q3 2024
|
Whalerock Point Partners, LLC
Providence, RI |
BUY
|
- |
50+ 0.47% |
$15.8K - $19.6K
|
10.8K
$4.29M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
9.25K+ 4.29% |
$2.93M - $3.62M
|
225K
$89.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-260- 0.3% |
$82.4K - $102K
|
86.4K
$34.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Amundi
Paris, I0 |
SELL
|
- |
-327K- 15.03% |
$104M - $128M
|
1.85M
$734M
|
|
|
Nov 13, 2024
Q3 2024
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-108- 3.99% |
$34.2K - $42.2K
|
2.6K
$1.03M
|
|
|
Nov 13, 2024
Q3 2024
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.03K- 5.67% |
$2.23M - $2.75M
|
117K
$46.5M
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16K- 21.94% |
$5.07M - $6.26M
|
57K
$22.6M
|
|
|
Nov 13, 2024
Q3 2024
|
Iconiq Capital, LLC
San Francisco, CA |
BUY
|
- |
1.23KNew |
$390K - $481K
|
1.23K
$489K
|
|
|
Nov 13, 2024
Q3 2024
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
5+ 0.12% |
$1.58K - $1.96K
|
4.15K
$1.65M
|
|
|
Nov 13, 2024
Q3 2024
|
Financial & Tax Architects, LLC
St Louis, MO |
SELL
|
- |
-260- 1.44% |
$82.4K - $102K
|
17.8K
$7.08M
|
|
|
Nov 13, 2024
Q3 2024
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-16- 1.67% |
$5.07K - $6.26K
|
942
$374K
|
|
|
Nov 13, 2024
Q3 2024
|
Tandem Wealth Advisors LLC
Phoenix, AZ |
SELL
|
- |
-11- 1.09% |
$3.48K - $4.3K
|
995
$396K
|
|
|
Nov 13, 2024
Q3 2024
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
976New |
$309K - $382K
|
976
$388K
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
1.09K+ 39.31% |
$345K - $426K
|
3.86K
$1.53M
|
|
|
Nov 13, 2024
Q3 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
528+ 1.67% |
$167K - $207K
|
32.2K
$12.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Dnca Finance
Paris, I0 |
BUY
|
- |
5.53K+ 13.53% |
$1.75M - $2.16M
|
46.4K
$18.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Argent Financial Group, Inc.
Ruston, LA |
BUY
|
- |
10.9KNew |
$3.44M - $4.25M
|
10.9K
$4.32M
|
|
|
Nov 13, 2024
Q3 2024
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-5.6K- 2.92% |
$1.77M - $2.19M
|
186K
$73.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Stone House Investment Management, LLC
|
SELL
|
- |
-11- 35.48% |
$3.48K - $4.3K
|
20
$7.95K
|
|
|
Nov 13, 2024
Q3 2024
|
Wealth Trust Axiom LLC
|
BUY
|
- |
14+ 0.88% |
$4.44K - $5.48K
|
1.61K
$642K
|
|
|
Nov 13, 2024
Q3 2024
|
Hardy Reed LLC
|
BUY
|
- |
112+ 2.81% |
$35.5K - $43.8K
|
4.09K
$1.63M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.42K+ 5.57% |
$765K - $945K
|
45.8K
$18.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Brown Advisory Inc
|
SELL
|
- |
-2.71K- 3.05% |
$859K - $1.06M
|
86.2K
$34.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-302- 3.0% |
$95.7K - $118K
|
9.75K
$3.88M
|
|
|
Nov 13, 2024
Q3 2024
|
Candriam S.C.A.
|
BUY
|
- |
1.57K+ 4.72% |
$496K - $612K
|
34.7K
$13.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-4.35K- 3.25% |
$1.38M - $1.7M
|
129K
$51.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Townsquare Capital LLC
|
BUY
|
- |
1.34K+ 5.13% |
$424K - $523K
|
27.4K
$10.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-302- 7.17% |
$95.7K - $118K
|
3.91K
$1.55M
|