Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Freemont Management S.A.
|
SELL
|
- |
-5.8K- 14.5% |
$1.4M - $1.67M
|
34.2K
$13.3M
|
|
|
Nov 06, 2023
Q3 2023
|
Illinois Municipal Retirement Fund
|
SELL
|
- |
-4.76K- 13.69% |
$1.14M - $1.37M
|
30K
$11.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Front Barnett Associates LLC
Chicago, IL |
SELL
|
- |
-2.65K- 2.89% |
$638K - $765K
|
88.9K
$34.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Harris Associates L P
Chicago, IL |
SELL
|
- |
-2.43K- 57.4% |
$583K - $700K
|
1.8K
$701K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Securities LLC
New York, NY |
SELL
|
- |
-2.07K- 76.4% |
$498K - $597K
|
639
$249K
|
|
|
Nov 14, 2023
Q3 2023
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-1.58K- 11.55% |
$381K - $457K
|
12.1K
$4.72M
|
|
|
Oct 20, 2023
Q3 2023
|
Private Asset Management Inc
|
SELL
|
- |
-948- 20.44% |
$228K - $274K
|
3.69K
$1.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-899Closed |
$216K - $259K
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-854- 15.5% |
$205K - $247K
|
4.66K
$1.81M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-813- 33.58% |
$196K - $235K
|
1.61K
$626K
|
|
|
Nov 09, 2023
Q3 2023
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-649- 2.12% |
$156K - $187K
|
30K
$11.7M
|
|
|
Oct 19, 2023
Q3 2023
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-574- 7.2% |
$138K - $166K
|
7.4K
$2.88M
|
|
|
Oct 13, 2023
Q3 2023
|
St. Johns Investment Management Company, LLC
|
SELL
|
- |
-400- 61.54% |
$96.2K - $115K
|
250
$97.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-306- 14.66% |
$73.6K - $88.3K
|
1.78K
$694K
|
|
|
Nov 14, 2023
Q3 2023
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-300- 25.0% |
$72.2K - $86.6K
|
900
$351K
|
|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-215- 1.03% |
$51.7K - $62.1K
|
20.8K
$8.08M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-206- 98.56% |
$49.6K - $59.5K
|
3
$1.17K
|
|
|
Nov 03, 2023
Q3 2023
|
Beaton Management Co. Inc.
Haverhill, MA |
SELL
|
- |
-170- 2.92% |
$40.9K - $49.1K
|
5.65K
$2.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Rock Creek Group, LP
|
SELL
|
- |
-138- 35.84% |
$33.2K - $39.8K
|
247
$96.2K
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-136- 72.73% |
$32.7K - $39.3K
|
51
$19.9K
|
|
|
Oct 24, 2023
Q3 2023
|
Windsor Group LTD
|
SELL
|
- |
-129- 3.06% |
$31K - $37.2K
|
4.09K
$1.59M
|
|
|
Oct 10, 2023
Q3 2023
|
Ims Capital Management
|
SELL
|
- |
-125- 7.81% |
$30.1K - $36.1K
|
1.48K
$575K
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-100- 7.14% |
$24.1K - $28.9K
|
1.3K
$506K
|
|
|
Nov 13, 2023
Q3 2023
|
Estabrook Capital Management
New York, NY |
SELL
|
- |
-100- 33.33% |
$24.1K - $28.9K
|
200
$77.9K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-100- 60.61% |
$24.1K - $28.9K
|
65
$25.3K
|
|
|
Oct 18, 2023
Q3 2023
|
Ss&H Financial Advisors, Inc.
|
SELL
|
- |
-100- 2.76% |
$24.1K - $28.9K
|
3.53K
$1.37M
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-99- 1.9% |
$23.8K - $28.6K
|
5.1K
$1.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-71- 52.59% |
$17.1K - $20.5K
|
64
$24.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-71- 14.03% |
$17.1K - $20.5K
|
435
$169K
|
|
|
Oct 25, 2023
Q3 2023
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-60- 0.13% |
$14.4K - $17.3K
|
45.8K
$17.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-55- 6.51% |
$13.2K - $15.9K
|
790
$308K
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-40- 43.01% |
$9.62K - $11.5K
|
53
$20.6K
|
|
|
Oct 12, 2023
Q3 2023
|
Capital City Trust CO
|
SELL
|
- |
-40- 4.72% |
$9.62K - $11.5K
|
807
$314K
|
|
|
Nov 14, 2023
Q3 2023
|
Wimmer Associates 1, LLC
Pasadena, CA |
SELL
|
- |
-6- 0.25% |
$1.44K - $1.73K
|
2.39K
$929K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-6- 1.84% |
$1.44K - $1.73K
|
320
$125K
|
|
|
Oct 23, 2023
Q3 2023
|
Corundum Trust Company, Inc
Sioux Falls, SD |
SELL
|
- |
-5- 0.44% |
$1.2K - $1.44K
|
1.14K
$443K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-4- 0.5% |
$962 - $1.15K
|
791
$308K
|
|
| Q2 2023 | |||||||
|
Sep 25, 2023
Q2 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-30K- 95.39% |
$6.18M - $7.44M
|
1.45K
$565K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-26.3K- 57.95% |
$5.41M - $6.51M
|
19.1K
$7.44M
|
|
|
Aug 14, 2023
Q2 2023
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
SELL
|
- |
-12.5K- 35.7% |
$2.56M - $3.09M
|
22.5K
$8.75M
|
|
|
Jul 31, 2023
Q2 2023
|
Neirg Wealth Management, LLC
|
SELL
|
- |
-6.58K- 88.77% |
$1.35M - $1.63M
|
833
$325K
|
|
|
Aug 14, 2023
Q2 2023
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-3.59K- 23.22% |
$739K - $889K
|
11.9K
$4.62M
|
|
|
Sep 26, 2023
Q2 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-3.15K- 71.09% |
$647K - $779K
|
1.28K
$498K
|
|
|
Aug 07, 2023
Q2 2023
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-2.4K- 60.0% |
$494K - $594K
|
1.6K
$623K
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-2.2K- 37.46% |
$453K - $546K
|
3.68K
$1.43M
|
|
|
Nov 13, 2023
Q2 2023
|
Easterly Investment Partners LLC
|
SELL
|
PUT |
-2.2KClosed |
$453K - $545K
|
0
$0
|
|
|
Aug 07, 2023
Q2 2023
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-1.5K- 36.85% |
$309K - $372K
|
2.57K
$1M
|
|
|
Aug 15, 2023
Q2 2023
|
Castleark Management LLC
Chicago, IL |
SELL
|
- |
-1.3K- 50.19% |
$267K - $322K
|
1.29K
$503K
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-1.03K- 0.41% |
$212K - $255K
|
251K
$97.9M
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-373- 1.45% |
$76.7K - $92.4K
|
25.4K
$9.88M
|
|