Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Dec 01, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-1.33K- 3.15% |
$216K - $264K
|
40.9K
$16.6M
|
|
Nov 14, 2022
Q3 2022
|
Virtus Fund Advisers, LLC
Hartford, CT |
SELL
|
- |
-1.31KClosed |
$213K - $260K
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Select Asset Management & Trust
Mechanicsburg, PA |
SELL
|
- |
-1.2K- 26.83% |
$195K - $238K
|
3.27K
$1.33M
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-1.08K- 68.57% |
$176K - $215K
|
496
$201K
|
|
Nov 14, 2022
Q3 2022
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-1.07K- 33.56% |
$173K - $211K
|
2.11K
$855K
|
|
Oct 07, 2022
Q3 2022
|
Hoese & CO LLP
|
SELL
|
- |
-600- 80.0% |
$97.5K - $119K
|
150
$60.8K
|
|
Nov 14, 2022
Q3 2022
|
Dsc Advisors, L.P.
Chicago, IL |
SELL
|
- |
-499- 20.19% |
$81.1K - $98.9K
|
1.97K
$800K
|
|
Nov 10, 2022
Q3 2022
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-477- 0.54% |
$77.5K - $94.6K
|
87.8K
$35.6M
|
|
Oct 17, 2022
Q3 2022
|
Highland Private Wealth Management
|
SELL
|
- |
-205- 10.69% |
$33.3K - $40.6K
|
1.71K
$695K
|
|
Nov 14, 2022
Q3 2022
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-191- 0.66% |
$31K - $37.9K
|
28.8K
$11.7M
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-156- 0.7% |
$25.3K - $30.9K
|
22.1K
$8.97M
|
|
Nov 03, 2022
Q3 2022
|
Gamble Jones Investment Counsel
|
SELL
|
- |
-150- 2.9% |
$24.4K - $29.7K
|
5.02K
$2.04M
|
|
Oct 13, 2022
Q3 2022
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-150- 30.61% |
$24.4K - $29.7K
|
340
$138K
|
|
Nov 18, 2022
Q3 2022
|
Seven One Seven Capital Management
Lancaster, PA |
SELL
|
- |
-128- 6.34% |
$20.8K - $25.4K
|
1.89K
$767K
|
|
Nov 14, 2022
Q3 2022
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-87- 3.25% |
$14.1K - $17.2K
|
2.59K
$1.05M
|
|
Nov 14, 2022
Q3 2022
|
Surevest, LLC
Los Angeles, CA |
SELL
|
- |
-74- 27.01% |
$12K - $14.7K
|
200
$81.1K
|
|
Oct 24, 2022
Q3 2022
|
Bank Of New Hampshire
|
SELL
|
- |
-50- 10.46% |
$8.12K - $9.91K
|
428
$174K
|
|
Oct 07, 2022
Q3 2022
|
American Research & Management Co.
|
SELL
|
- |
-36- 2.11% |
$5.85K - $7.14K
|
1.67K
$677K
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-13Closed |
$2.11K - $2.58K
|
0
$0
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-8- 0.02% |
$1.3K - $1.59K
|
38.7K
$15.7M
|
|
Oct 25, 2022
Q3 2022
|
Applied Capital LLC
|
SELL
|
- |
-8- 0.39% |
$1.3K - $1.59K
|
2.04K
$825K
|
|
Q2 2022 | |||||||
Jul 11, 2022
Q2 2022
|
Ardevora Asset Management LLP
|
SELL
|
- |
-320KClosed |
$57.2M - $75.3M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Alyeska Investment Group, L.P.
Chicago, IL |
SELL
|
- |
-264KClosed |
$47.2M - $62.2M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Shellback Capital, LP
Boston, MA |
SELL
|
- |
-163KClosed |
$29.1M - $38.3M
|
0
$0
|
|
Aug 03, 2022
Q2 2022
|
Mackay Shields LLC
|
SELL
|
- |
-77.8KClosed |
$13.9M - $18.3M
|
0
$0
|
|
Aug 04, 2022
Q2 2022
|
Abeille Asset Management Sa
|
SELL
|
- |
-46.2K- 24.77% |
$8.26M - $10.9M
|
140K
$56.9M
|
|
Aug 10, 2022
Q2 2022
|
Impala Asset Management LLC
New Canaan, CT |
SELL
|
- |
-45KClosed |
$8.04M - $10.6M
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-41.2KClosed |
$7.36M - $9.69M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-31.4KClosed |
$5.61M - $7.38M
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Swarthmore Group Inc
|
SELL
|
- |
-25.2K- 93.39% |
$4.5M - $5.93M
|
1.78K
$724K
|
|
Jan 23, 2024
Q2 2022
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
SELL
|
- |
-21.5KClosed |
$3.84M - $5.06M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Weiss Multi Strategy Advisers LLC
New York, NY |
SELL
|
- |
-20.3KClosed |
$3.62M - $4.76M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Channing Capital Management, LLC
Chicago, IL |
SELL
|
- |
-17.8KClosed |
$3.17M - $4.18M
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Resolute Capital Asset Partners LLC
Denver, CO |
SELL
|
- |
-15KClosed |
$2.68M - $3.53M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Sphera Funds Management Ltd.
Tel Aviv, L3 |
SELL
|
- |
-12KClosed |
$2.14M - $2.82M
|
0
$0
|
|
Jul 08, 2022
Q2 2022
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-10.3KClosed |
$1.84M - $2.42M
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Vaughan Nelson Investment Management, L.P.
|
SELL
|
- |
-9.86K- 2.14% |
$1.76M - $2.32M
|
450K
$182M
|
|
Jul 20, 2022
Q2 2022
|
Ibm Retirement Fund
|
SELL
|
- |
-8.64KClosed |
$1.54M - $2.03M
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Southern Capital Advisors, LLC
|
SELL
|
- |
-6.69KClosed |
$1.2M - $1.57M
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Jade Capital Advisors, LLC
Essex Fells, NJ |
SELL
|
- |
-5KClosed |
$894K - $1.18M
|
0
$0
|
|
Jul 28, 2022
Q2 2022
|
Royal Fund Management, LLC
|
SELL
|
- |
-3.77KClosed |
$673K - $886K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Q Pula Trading Management LP
New York, NY |
SELL
|
- |
-3.3KClosed |
$589K - $776K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Natixis Investment Managers International
Paris, I0 |
SELL
|
- |
-2.39K- 1.97% |
$426K - $561K
|
119K
$48.1M
|
|
Aug 11, 2022
Q2 2022
|
Krane Funds Advisors LLC
New York, NY |
SELL
|
- |
-2.15KClosed |
$384K - $505K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-1.95KClosed |
$348K - $458K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Corsair Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.93KClosed |
$344K - $453K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Financial Planners Of Cleveland, Inc.
Mayfield Heights, OH |
SELL
|
- |
-1.92KClosed |
$343K - $451K
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Urban Wealth Management, LLC
|
SELL
|
- |
-1.65KClosed |
$294K - $387K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
SELL
|
- |
-1.54KClosed |
$275K - $361K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
United American Securities Inc. (D
New York, NY |
SELL
|
- |
-1.5KClosed |
$268K - $353K
|
0
$0
|