Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-358- 1.72% |
$73.7K - $88.7K
|
20.5K
$8.14M
|
|
|
Jul 25, 2023
Q2 2023
|
Dupont Capital Management Corp
|
SELL
|
- |
-325- 20.38% |
$66.9K - $80.5K
|
1.27K
$505K
|
|
|
Aug 09, 2023
Q2 2023
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-319- 5.31% |
$65.6K - $79K
|
5.69K
$2.26M
|
|
|
Aug 08, 2023
Q2 2023
|
Gyroscope Capital Management Group, LLC
|
SELL
|
- |
-300- 23.08% |
$61.7K - $74.3K
|
1K
$397K
|
|
|
Jul 21, 2023
Q2 2023
|
First Command Financial Services, Inc.
|
SELL
|
- |
-300- 9.86% |
$61.7K - $74.3K
|
2.74K
$1.09M
|
|
|
Jul 21, 2023
Q2 2023
|
First Command Bank
|
SELL
|
- |
-300- 9.86% |
$61.7K - $74.3K
|
2.74K
$1.09M
|
|
|
Aug 08, 2023
Q2 2023
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-265- 2.72% |
$54.5K - $65.6K
|
9.48K
$3.77M
|
|
|
Jul 24, 2023
Q2 2023
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-168- 27.18% |
$34.6K - $41.6K
|
450
$179K
|
|
|
Aug 02, 2023
Q2 2023
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-150- 1.3% |
$30.9K - $37.2K
|
11.4K
$4.52M
|
|
|
Aug 10, 2023
Q2 2023
|
Granite Shares Advisors LLC
|
SELL
|
- |
-115- 7.48% |
$23.7K - $28.5K
|
1.42K
$565K
|
|
|
Jul 12, 2023
Q2 2023
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-100- 42.37% |
$20.6K - $24.8K
|
136
$54.1K
|
|
|
Aug 10, 2023
Q2 2023
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-99- 7.9% |
$20.4K - $24.5K
|
1.15K
$459K
|
|
|
Jul 31, 2023
Q2 2023
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-65- 22.11% |
$13.4K - $16.1K
|
229
$91K
|
|
|
Jul 28, 2023
Q2 2023
|
Keb Asset Management, LLC
Springfield, IL |
SELL
|
- |
-54- 4.38% |
$11.1K - $13.4K
|
1.18K
$469K
|
|
|
Aug 07, 2023
Q2 2023
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-50- 1.38% |
$10.3K - $12.4K
|
3.58K
$1.42M
|
|
|
Aug 08, 2023
Q2 2023
|
Beddow Capital Management Inc
|
SELL
|
- |
-40- 3.67% |
$8.23K - $9.91K
|
1.05K
$417K
|
|
|
Aug 07, 2023
Q2 2023
|
Ridgewood Investments LLC
|
SELL
|
- |
-39- 28.26% |
$8.02K - $9.66K
|
99
$39.4K
|
|
|
Aug 10, 2023
Q2 2023
|
Cornerstone Retirement Group, Inc.
|
SELL
|
- |
-30- 2.44% |
$6.17K - $7.43K
|
1.2K
$477K
|
|
|
Aug 09, 2023
Q2 2023
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-26- 1.06% |
$5.35K - $6.44K
|
2.43K
$967K
|
|
|
Jul 31, 2023
Q2 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-26- 3.76% |
$5.35K - $6.44K
|
666
$265K
|
|
|
Aug 14, 2023
Q2 2023
|
Cantor Fitzgerald, L. P.
New York, NY |
SELL
|
- |
-20- 0.79% |
$4.12K - $4.95K
|
2.51K
$998K
|
|
|
Oct 29, 2024
Q2 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-16- 66.67% |
$3.29K - $3.96K
|
8
$3.18K
|
|
|
Jul 25, 2023
Q2 2023
|
Sanctuary Wealth Management, L.L.C.
|
SELL
|
- |
-16- 80.0% |
$3.29K - $3.96K
|
4
$1.59K
|
|
|
Jul 20, 2023
Q2 2023
|
Stephens Consulting, LLC
Flint, MI |
SELL
|
- |
-15- 2.65% |
$3.09K - $3.72K
|
551
$219K
|
|
|
Aug 14, 2023
Q2 2023
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
SELL
|
- |
-14- 1.17% |
$2.88K - $3.47K
|
1.19K
$471K
|
|
|
Jul 21, 2023
Q2 2023
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-14- 0.57% |
$2.88K - $3.47K
|
2.44K
$971K
|
|
|
Aug 04, 2023
Q2 2023
|
Smith Shellnut Wilson LLC
|
SELL
|
- |
-13- 0.83% |
$2.67K - $3.22K
|
1.55K
$616K
|
|
|
Jul 17, 2023
Q2 2023
|
D. Scott Neal, Inc.
|
SELL
|
- |
-12- 0.16% |
$2.47K - $2.97K
|
7.55K
$3M
|
|
|
Jul 17, 2024
Q2 2023
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-8- 17.02% |
$1.65K - $1.98K
|
39
$15.5K
|
|
|
Sep 11, 2024
Q2 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-6- 0.36% |
$1.23K - $1.49K
|
1.68K
$669K
|
|
|
Feb 28, 2024
Q2 2023
|
Acima Private Wealth, LLC
Richmond, VA |
SELL
|
- |
-5- 0.34% |
$1.03K - $1.24K
|
1.47K
$586K
|
|
|
Jul 19, 2023
Q2 2023
|
25 LLC
St. Louis, MO |
SELL
|
- |
-2- 33.33% |
$412 - $495
|
4
$1.59K
|
|
|
Nov 13, 2023
Q2 2023
|
Easterly Investment Partners LLC
|
SELL
|
- |
-1Closed |
$206 - $248
|
0
$0
|
|
| Q1 2023 | |||||||
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
- |
-15.2K- 93.42% |
$3.26M - $4.01M
|
1.07K
$424K
|
|
|
May 11, 2023
Q1 2023
|
Industrial Alliance Investment Management Inc.
Quebec, A8 |
SELL
|
- |
-9.02K- 59.82% |
$1.94M - $2.38M
|
6.06K
$2.41M
|
|
|
Apr 17, 2023
Q1 2023
|
Cadent Capital Advisors, LLC
|
SELL
|
PUT |
-7K- 58.33% |
$1.51M - $1.85M
|
5K
$1.99M
|
|
|
Apr 17, 2023
Q1 2023
|
B.O.S.S. Retirement Advisors, LLC
Lehi, UT |
SELL
|
- |
-3.29K- 41.13% |
$708K - $871K
|
4.71K
$1.87M
|
|
|
Oct 15, 2024
Q1 2023
|
Fmb Wealth Management
Westlake Village, CA |
SELL
|
- |
-1.17KClosed |
$252K - $310K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-1.07K- 42.55% |
$229K - $282K
|
1.44K
$572K
|
|
|
May 12, 2023
Q1 2023
|
Accuvest Global Advisors
Provo, UT |
SELL
|
- |
-1.03K- 50.0% |
$221K - $272K
|
1.03K
$409K
|
|
|
May 12, 2023
Q1 2023
|
Next Century Growth Investors LLC
Minneapolis, MN |
SELL
|
- |
-1.01K- 18.49% |
$218K - $268K
|
4.47K
$1.78M
|
|
|
May 15, 2023
Q1 2023
|
Delphia (Usa) Inc.
Toronto, A6 |
SELL
|
- |
-826- 39.48% |
$178K - $219K
|
1.27K
$503K
|
|
|
Apr 25, 2023
Q1 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-699- 19.93% |
$150K - $185K
|
2.81K
$1.12M
|
|
|
Apr 13, 2023
Q1 2023
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-555- 34.91% |
$119K - $147K
|
1.04K
$411K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-548- 40.03% |
$118K - $145K
|
821
$326K
|
|
|
Apr 21, 2023
Q1 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-401- 27.58% |
$86.2K - $106K
|
1.05K
$419K
|
|
|
May 15, 2023
Q1 2023
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-215- 18.38% |
$46.2K - $56.9K
|
955
$380K
|
|
|
May 09, 2023
Q1 2023
|
Colony Family Offices, LLC
|
SELL
|
- |
-125- 5.96% |
$26.9K - $33.1K
|
1.97K
$783K
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-100- 0.7% |
$21.5K - $26.5K
|
14.1K
$5.6M
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
SELL
|
- |
-100- 32.68% |
$21.5K - $26.5K
|
206
$81.9K
|
|